CWC Advisors, LLC.

Registered adviser

CIK

1520683

Location

LAKE OSWEGO, OR

Portfolio Value

Small $209,917,104

Diversification

Diversified

Filing Date

Global Rank

#6,129 / 8,819 ▼ 221 · as of Jun 2026

Top Industry

Semiconductors 19.2%

Period ended 29 days ago

Filed Oct 15, 2026 · 14d

9 quarters · since Sep 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 127739

Roster of Oct 1, 2026

Regulatory AUM

$445,346,348

Main clients

Diversified

Private funds

1 fund · Real estate funds

Focus by fund count, roster of Oct 1, 2026

$39,253,611 gross assets

Private funds on Schedule D 7.B.(1)

As filed Mar 13, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$39,810,296 gross assets in 1 fund Real estate funds $39,810,296 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$445,346,348	Diversified
Apr 2025 to Mar 2026	$421,489,352	Charitable organizations (51%)
Apr 2024 to Mar 2025	$163,496,399	Individuals and high net worth (76%)
May 2023 to Mar 2024	$147,854,214	Individuals and high net worth (72%)
Apr 2023	$147,854,214	Individuals and high net worth (72%)
Apr 2022 to Mar 2023	$152,500,000	Individuals and high net worth (75%)

4 earlier changes not shown.

Stated strategy

Fundamental active, Value, Private markets, Wealth management / planning Form ADV Part 2A, Apr 14, 2026 · original

In the firm's words

Fundamental active: CWC Advisors, Cascade Wealth Group and Exceptional Portfolio use fundamental analysis to construct all portfolios whether in a separately managed account utilizing individual securities, ETFs or mutual funds.
Value: CWC selects common stocks using a value strategy.
Private markets: On a more limited basis, CWC will recommend that certain qualified clients invest in privately placed investment vehicles (e.g., hedge funds, private equity funds, etc.).
Wealth management / planning: CWC will select certain Third Party Money Managers to manage a portion of its clients’ assets.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 47.4%, 31.2 effective positions, active share 70.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

19.8% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 7.0 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 70.5%; sector active share 43.1% against the combined 13F book's sector weights.

Over time 8 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

159 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.7%

−0.2 pts

Top 5

30.0%

−2.7 pts

Top 10

46.3%

−1.1 pts

HHI

300

Diversified−20

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	50.2%	$105,285,645	75
Technology	20.8%	$43,609,851	19
Financial Services	7.8%	$16,433,255	15
Industrials	6.6%	$13,769,571	13
Healthcare	4.1%	$8,628,750	12
Consumer Cyclical	3.8%	$7,934,789	8
Energy	2.1%	$4,444,135	3
Consumer Defensive	2.1%	$4,396,413	6
Communication Services	1.8%	$3,770,405	3
Real Estate	0.8%	$1,644,290	5

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AMZN	Amazon Com Inc	+6,991	12,971	$3,231,724
AAPL	Apple Inc.	+4,651	30,455	$10,142,124
MSFT	Microsoft Corp	+4,033	11,690	$5,995,801
CWI	Spdr Index Shares Funds	+2,974	138,118	$5,581,348
PML	Pimco Municipal Income Fund II	+1,625	13,511	$88,767
OUNZ	VanEck Merk Gold ETF	+1,326	37,029	$1,477,457
INDA	iShares MSCI India ETF	+980	23,914	$1,116,305
DIVO	Amplify CWP Enhanced Dividend Income ETF	+968	29,361	$1,364,992
GDX	VanEck Gold Miners ETF	+859	9,266	$813,554
BFLB	BufferLABS US Equity Dynamic Buffer ETF	+807	27,352	$1,517,740
NTNX	Nutanix, Inc.	+744	13,861	$975,953
IVW	iShares S&P 500 Growth ETF	+739	36,329	$5,168,163
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	+716	22,799	$1,352,208
KVUE	Kenvue Inc.	+690	100,737	$1,779,015
BGC	BGC Group, Inc.	+634	60,531	$697,922
FC	Franklin Covey Co	+620	16,417	$280,730
NKE	NIKE, Inc.	+561	29,843	$1,056,442
SGC	Superior Group Of Companies, Inc.	+551	48,076	$608,161
BRCB	Black Rock Coffee Bar, Inc.	+500	115,935	$826,616
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+461	10,112	$413,681
VITL	Vital Farms, Inc.	+439	59,811	$555,046
COLM	Columbia Sportswear Co	+421	12,045	$691,503
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+387	79,536	$4,891,464
IBM	International Business Machines Corp	+347	3,845	$845,630
NMRK	Newmark Group, Inc.	+287	23,941	$293,516
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
DHX	Dhi Group, Inc.	−84,909	137,707	$647,222
CLOZ	Eldridge BBB-B CLO ETF	−74,019	68,207	$1,793,844
MBSF	REGAN FLOATING RATE MBS ETF	−69,062	142,375	$3,617,748
FLTR	VanEck IG Floating Rate ETF	−69,011	144,200	$3,690,078
VUSB	VANGUARD ULTRA-SHORT BOND ETF	−50,105	187,160	$9,273,778
CLOI	VanEck CLO ETF	−46,733	88,657	$4,696,161
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	−40,002	154,068	$3,753,096
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	−25,993	99,055	$5,612,456
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	−17,746	67,320	$3,874,939
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	−13,148	48,545	$3,750,101
TLT	iShares 20+ Year Treasury Bond ETF	−12,739	57,539	$4,475,383
NVDA	Nvidia Corp	−5,079	25,253	$5,767,280
UNOV		−4,573	7,886	$326,052
TUA	Simplify Short Term Treasury Futures Strategy ETF	−2,760	11,931	$227,166
GEHC	GE HealthCare Technologies Inc.	−2,444	8,966	$586,107
EDV	Vanguard World Fund	−1,970	4,114	$228,121
SCHX	Schwab U.S. Large-Cap ETF	−1,837	53,552	$1,606,560
IWM	iShares Russell 2000 ETF	−967	10,137	$2,816,970
LFCR	Lifecore Biomedical, Inc. De	−600	86,757	$570,861
SCHA	Schwab U.S. Small-Cap ETF	−549	17,733	$578,627
SCHM	Schwab U.S. Mid-Cap ETF	−499	16,556	$563,235
SCHF	Schwab International Equity ETF	−482	15,855	$435,536
SIVR	abrdn Silver ETF Trust	−481	8,246	$472,578
BROS	Dutch Bros Inc.	−469	10,576	$407,810
TIP	iShares TIPS Bond ETF	−445	10,795	$1,123,111
No positions match the current search.

New Positions

Positions the filer opened this quarter

8 positions

Ticker	Company	Shares	Value
IWF	iShares Russell 1000 Growth ETF	2,168	$271,563
ARKB	Ark 21Shares Bitcoin ETF	9,740	$269,700
NJUL		3,170	$249,257
LTPZ	PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	5,042	$227,394
MNTN	MNTN, Inc.	21,662	$220,302
AMD	Advanced Micro Devices Inc	348	$212,892
—		1,074	$0
—		6,259	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
NAUG		8,532	$270,293
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

159 tracked positions · $209,917,104 total · filing declares 159 positions · $214,803,391 · as of Sep 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 159 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Added	30,455	+4,651	$10,142,124	+35.8%	4.83%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Reduced	187,160	-50,105	$9,273,778	−21.5%	4.42%
AVGO	Broadcom Inc. Technology	Reduced	20,086	-268	$7,054,002	−8.3%	3.36%
MSFT	Microsoft Corp Technology	Added	11,690	+4,033	$5,995,801	+109.9%	2.86%
NVDA	Nvidia Corp Technology	Reduced	25,253	-5,079	$5,767,280	−5.0%	2.75%
VGIT	VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND	Reduced	99,055	-25,993	$5,612,456	−23.9%	2.67%
CWI	Spdr Index Shares Funds	Added	138,118	+2,974	$5,581,348	+1.5%	2.66%
IVW	iShares S&P 500 Growth ETF	Added	36,329	+739	$5,168,163	+5.6%	2.46%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	79,536	+387	$4,891,464	+16.4%	2.33%
CLOI	VanEck CLO ETF	Reduced	88,657	-46,733	$4,696,161	−34.5%	2.24%
TLT	iShares 20+ Year Treasury Bond ETF	Reduced	57,539	-12,739	$4,475,383	−26.3%	2.13%
AMG	Affiliated Managers Group, Inc. Financial Services	Added	10,933	+1	$3,997,214	+8.1%	1.90%
QQQ	Invesco Qqq Trust, Series 1	Added	5,346	+72	$3,954,810	+1.8%	1.88%
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	Reduced	67,320	-17,746	$3,874,939	−21.7%	1.85%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Reduced	16,251	-86	$3,754,468	−5.4%	1.79%
SPAB	State Street(R) SPDR(R) Portfolio Aggregate Bond ETF	Reduced	154,068	-40,002	$3,753,096	−24.2%	1.79%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Reduced	48,545	-13,148	$3,750,101	−23.1%	1.79%
FLTR	VanEck IG Floating Rate ETF	Reduced	144,200	-69,011	$3,690,078	−32.4%	1.76%
MBSF	REGAN FLOATING RATE MBS ETF	Reduced	142,375	-69,062	$3,617,748	−33.4%	1.72%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Reduced	20,618	-84	$3,472,483	+5.7%	1.65%
WAB	Westinghouse Air Brake Technologies Corp Industrials	Added	11,419	+135	$3,279,308	+7.8%	1.56%
AMZN	Amazon Com Inc Consumer Cyclical	Added	12,971	+6,991	$3,231,724	+126.7%	1.54%
PSX	Phillips 66 Energy	Reduced	12,338	-48	$3,150,014	+50.4%	1.50%
IWM	iShares Russell 2000 ETF	Reduced	10,137	-967	$2,816,970	−15.6%	1.34%
GS	Goldman Sachs Group Inc Financial Services	Added	2,937	+2	$2,644,357	−10.9%	1.26%
UNH	Unitedhealth Group Inc Healthcare	Reduced	6,840	-39	$2,510,827	−12.2%	1.20%
MU	Micron Technology Inc Technology	Added	2,274	+62	$2,422,060	−5.1%	1.15%
JPM	Jpmorgan Chase & Co Financial Services	Added	7,301	+154	$2,415,389	+3.2%	1.15%
ACN	Accenture plc Technology	Added	11,315	+120	$2,074,831	+48.9%	0.99%
QCOM	Qualcomm Inc Technology	Added	11,122	+73	$2,046,892	+0.3%	0.98%
GE	General Electric Co Industrials	Added	6,332	+132	$1,977,420	−14.7%	0.94%
WFC	Wells Fargo & Company Financial Services	Added	23,876	+38	$1,911,273	−3.0%	0.91%
DAL	Delta Air Lines, Inc. Industrials	Added	22,009	+63	$1,836,871	−10.6%	0.88%
CLOZ	Eldridge BBB-B CLO ETF	Reduced	68,207	-74,019	$1,793,844	−52.3%	0.85%
KVUE	Kenvue Inc. Consumer Defensive	Added	100,737	+690	$1,779,015	−7.0%	0.85%
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	Added	15,108	+50	$1,676,534	+3.9%	0.80%
SCHX	Schwab U.S. Large-Cap ETF	Reduced	53,552	-1,837	$1,606,560	−1.4%	0.77%
ESGU	iShares ESG Aware MSCI USA ETF	Added	9,419	+1	$1,571,089	+1.9%	0.75%
GOOGL	Alphabet Inc. Communication Services	Added	4,476	+151	$1,540,102	−0.4%	0.73%
BFLB	BufferLABS US Equity Dynamic Buffer ETF	Added	27,352	+807	$1,517,740	+5.0%	0.72%
OUNZ	VanEck Merk Gold ETF	Added	37,029	+1,326	$1,477,457	+7.2%	0.70%
JCI	Johnson Controls International plc Industrials	Reduced	9,914	-146	$1,473,716	+0.3%	0.70%
TXN	Texas Instruments Inc Technology	Added	5,045	+71	$1,413,054	−4.7%	0.67%
DIVO	Amplify CWP Enhanced Dividend Income ETF	Added	29,361	+968	$1,364,992	+5.2%	0.65%
VWO	VANGUARD EMERGING MARKETS STOCK INDEX FUND	Added	22,799	+716	$1,352,208	+2.6%	0.64%
DIS	Walt Disney Co Communication Services	Added	12,295	+136	$1,289,745	+10.2%	0.61%
CME	Cme Group Inc. Financial Services	Added	4,697	+66	$1,230,520	+20.3%	0.59%
CSCO	Cisco Systems, Inc. Technology	Added	11,364	+39	$1,223,107	−8.1%	0.58%
TIP	iShares TIPS Bond ETF	Reduced	10,795	-445	$1,123,111	−8.7%	0.54%
INDA	iShares MSCI India ETF	Added	23,914	+980	$1,116,305	−1.4%	0.53%

Showing the top 50 of 159 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.