Westside Investment Management, Inc.

Registered adviser

CIK

1538383

Location

SANTA MONICA, CA

Portfolio Value

Small $718,337,819

Diversification

Diversified

Filing Date

Global Rank

#3,107 / 8,818 ▲ 110

Top Industry

Semiconductors 12.7%

Period ended 4 months ago

Filed Jul 27, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 154522

Roster of Oct 1, 2026

Regulatory AUM

$888,776,410

Main clients

Individuals and high net worth (86% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$888,776,410	Individuals and high net worth (86%)
Apr 2025 to Feb 2026	$774,187,696	Individuals and high net worth (81%)
Apr 2024 to Mar 2025	$659,440,332	Individuals and high net worth (94%)
May 2023 to Mar 2024	$511,547,464	Individuals and high net worth (93%)
Jul 2022 to Apr 2023	$520,816,284	Individuals and high net worth (92%)
Mar 2021 to Jun 2022	$716,210,706	Individuals and high net worth (100%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 36.6%, 45.1 effective positions, active share 57.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.0 quarters (12+), a floor since 76.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 57.3%; sector active share 33.9% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

1,220 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.9%

+0.1 pts

Top 5

23.9%

−0.7 pts

Top 10

36.6%

−1.2 pts

HHI

222

Diversified−2

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	46.8%	$336,297,948	329
Technology	22.3%	$159,891,478	136
Healthcare	8.1%	$58,193,422	103
Industrials	7.6%	$54,882,704	136
Communication Services	5.6%	$40,263,288	45
Financial Services	4.0%	$28,392,989	145
Consumer Cyclical	3.3%	$23,832,217	89
Consumer Defensive	0.9%	$6,324,615	42
Energy	0.5%	$3,915,923	53
Utilities	0.4%	$2,761,619	48
Basic Materials	0.3%	$2,493,664	50
Real Estate	0.2%	$1,087,952	44

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
HROW	Harrow, Inc.	+38,125	224,051	$9,515,445
TMB	Thornburg Multi Sector Bond ETF	+32,290	103,263	$2,617,717
MLN	VanEck Long Muni ETF	+26,327	270,643	$4,812,032
TRMB	Trimble Inc.	+24,046	61,013	$3,122,645
CGBL	Capital Group Core Balanced ETF	+22,108	201,673	$7,655,507
SPLB	State Street(R) SPDR(R) Portfolio Long Term Corporate Bond ETF	+17,674	130,611	$2,925,686
EVLV	Evolv Technologies Holdings, Inc.	+14,650	70,000	$406,000
PAAA	PGIM AAA CLO ETF	+12,078	50,062	$2,566,677
HE	Hawaiian Electric Industries Inc	+9,558	9,973	$134,934
—		+8,970	30,810	$2,141,295
CGIC	Capital Group International Core Equity ETF	+7,425	15,085	$548,943
PLSE	Pulse Biosciences, Inc.	+7,276	77,768	$2,156,506
AGG	iShares Core U.S. Aggregate Bond ETF	+7,273	99,000	$9,799,019
TIP	iShares TIPS Bond ETF	+7,180	7,869	$861,104
VUG	VANGUARD GROWTH INDEX FUND	+6,007	7,208	$620,897
SHY	iShares 1-3 Year Treasury Bond ETF	+5,657	39,014	$3,203,439
BCO	Brinks Co	+5,590	39,768	$3,757,678
INTU	Intuit Inc.	+5,012	5,086	$1,327,446
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	+4,977	5,688	$679,828
VO	VANGUARD MID-CAP INDEX FUND	+4,878	6,374	$513,552
TLT	iShares 20+ Year Treasury Bond ETF	+4,658	12,773	$1,103,842
CGDG	Capital Group Dividend Growers ETF	+4,325	23,615	$885,798
ADBE	Adobe Inc.	+4,032	12,105	$2,481,766
FDVV	Fidelity High Dividend ETF	+3,469	37,348	$2,251,710
DBA	Invesco Db Agriculture Fund	+3,425	12,149	$324,013
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
ETON	Eton Pharmaceuticals, Inc.	−36,755	431,160	$15,607,992
ATOM	Atomera Inc	−31,195	119,682	$1,042,430
JPST	JPMorgan Ultra-Short Income ETF	−20,209	47,920	$2,423,314
TPC	Tutor Perini Corp	−20,065	198,767	$16,491,697
PBI	Pitney Bowes Inc	−12,299	601,715	$10,542,046
ALMU	Aeluma, Inc.	−10,255	52,575	$1,160,856
AIQ	Global X Artificial Intelligence & Technology ETF	−10,055	7,879	$516,941
DLX	Deluxe Corp	−9,830	14,735	$351,871
MDT	Medtronic plc	−8,683	6,599	$516,239
JEPQ	JPMorgan Nasdaq Equity Premium Income ETF	−7,100	554	$34,048
HPQ	Hp Inc	−7,000	15,700	$344,458
CVS	CVS HEALTH Corp	−5,579	33,865	$3,503,334
RIV	Rivernorth Opportunities Fund, Inc.	−5,000	15,000	$174,900
F	Ford Motor Co	−4,391	10,398	$144,532
AMLP	Alerian MLP ETF	−4,180	21,548	$0
ANIX	Anixa Biosciences Inc	−4,000	43,000	$120,400
FDN	First Trust Dow Jones Internet Index Fund	−3,585	8,474	$2,243,237
JEPI	JPMorgan Equity Premium Income ETF	−3,570	3,600	$203,328
MSIF	Msc Income Fund, Inc.	−3,500	6,000	$69,420
SMMU	PIMCO Short Term Municipal Bond Active Exchange-Traded Fund	−3,500	48,740	$2,461,370
IONQ	IonQ, Inc.	−3,160	388	$20,664
MU	Micron Technology Inc	−2,917	10,895	$12,575,988
KZIA	Kazia Therapeutics Ltd	−2,840	47,585	$669,996
NKE	NIKE, Inc.	−2,714	3,214	$131,934
DKNG	DraftKings Inc.	−2,425	52,438	$1,324,583
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FDXF	FedEx Freight Holding Company, Inc.	2,563	$387,013
SPCX	Space Exploration Technologies Corp	2,235	$381,871
DXYZ	Destiny Tech100 Inc.	3,200	$82,432
STRL	Sterling Infrastructure, Inc.	70	$58,755
HONA	Honeywell Aerospace Inc.	253	$55,932
DYNF	iShares U.S. Equity Factor Rotation Active ETF	781	$53,115
CBRS	Cerebras Systems Inc.	220	$48,620
ONDS	Ondas Inc.	5,000	$41,200
AVDE	Avantis International Equity ETF	439	$39,158
BIPC	Brookfield Infrastructure Corp	1,000	$38,500
NLR	VanEck Uranium and Nuclear ETF	300	$34,794
PYLD		1,250	$33,150
VFLO	VictoryShares Free Cash Flow ETF	592	$27,084
WCMI	First Trust WCM International Equity ETF	1,141	$22,329
RKLB	Rocket Lab Corp	200	$20,330
TTMI	Ttm Technologies Inc	100	$18,702
FBTC	Fidelity Wise Origin Bitcoin Fund	300	$15,315
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	225	$15,144
JPIB	JPMorgan International Bond Opportunities ETF	303	$14,650
BOH	Bank Of Hawaii Corp	157	$12,793
FBCG	Fidelity Covington Trust	200	$12,422
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	208	$10,901
CMPR	CIMPRESS plc	75	$7,627
SANM	Sanmina Corp	30	$7,592
OCFC	Oceanfirst Financial Corp	380	$7,421
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	500	$39,635
WIT	Wipro Ltd	18,436	$39,084
INFY	Infosys Ltd	2,108	$28,479
ARBK	Argo Blockchain Plc	8,350	$23,964
CSGP	Costar Group, Inc.	360	$14,522
SPCE	Virgin Galactic Holdings, Inc	5,000	$12,150
WTKWY	Wolters Kluwer N V	162	$12,141
TPYP	Tortoise North American Pipeline ETF	279	$11,818
HYS	PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund	126	$11,752
BKLN	Invesco Ltd.	461	$9,409
—		116	$8,775
SRLN	State Street(R) Blackstone Senior Loan ETF	214	$8,589
MLPA	Global X MLP ETF	158	$8,511
JHML	John Hancock Multifactor Large Cap ETF	104	$8,140
SCHO	Schwab Short-Term U.S. Treasury ETF	302	$7,329
JHMM	John Hancock Multifactor Mid Cap ETF	107	$7,181
—		448	$6,979
DWX	State Street(R) SPDR(R) S&P(R) International Dividend ETF	140	$6,384
DXCM	Dexcom Inc	101	$6,342
REYN	Reynolds Consumer Products Inc.	285	$6,036
JHMD	John Hancock Multifactor Developed International ETF	142	$6,016
KKR	KKR & Co. Inc.	63	$5,827
TDG	TransDigm Group INC	5	$5,794
WK	Workiva Inc	96	$5,724
RNW	ReNew Energy Global plc	1,122	$5,138
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

1,220 tracked positions · $718,337,819 total · filing declares 1,902 positions · $761,335,655 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 1,220 positions by value · page 1 of 25

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	92,002	-67	$26,621,697	+13.9%	26+	before history	3.71%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	162,620	+603	$25,698,837	+7.1%	26+	before history	3.58%
QQQ	Invesco Qqq Trust, Series 1	Added	30,753	+172	$22,646,509	+28.3%	26+	before history	3.15%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	57,284	-407	$21,197,370	+14.5%	26+	before history	2.95%
GOOGL	Alphabet Inc. Communication Services	Added	47,244	+170	$16,883,587	+24.7%	26+	before history	2.35%
TPC	Tutor Perini Corp Industrials	Reduced	198,767	-20,065	$16,491,697	−2.4%	26+	before history	2.30%
ETON	Eton Pharmaceuticals, Inc. Healthcare	Reduced	431,160	-36,755	$15,607,992	+35.2%	26+	before history	2.17%
AMZN	Amazon Com Inc Consumer Cyclical	Added	60,250	+699	$14,359,983	+15.8%	26+	before history	2.00%
MU	Micron Technology Inc Technology	Reduced	10,895	-2,917	$12,575,988	+169.5%	26+	before history	1.75%
IEFA	iShares Core MSCI EAFE ETF	Added	117,494	+1,351	$11,347,569	+7.9%	26+	before history	1.58%
GOOG	Alphabet Inc. Communication Services	Reduced	31,625	-90	$11,174,060	+22.8%	26+	before history	1.56%
MSFT	Microsoft Corp Technology	Added	29,049	+737	$10,835,855	+3.4%	26+	before history	1.51%
COHR	Coherent Corp. Technology	Reduced	26,816	-335	$10,578,107	+63.6%	16	$52.11	1.47%
PBI	Pitney Bowes Inc Industrials	Reduced	601,715	-12,299	$10,542,046	+55.4%	26+	before history	1.47%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	99,000	+7,273	$9,799,019	+7.6%	26+	before history	1.36%
NVDA	Nvidia Corp Technology	Added	47,675	+1,062	$9,539,290	+17.3%	26+	before history	1.33%
HROW	Harrow, Inc. Healthcare	Added	224,051	+38,125	$9,515,445	+45.1%	26+	before history	1.32%
AVGO	Broadcom Inc. Technology	Reduced	24,874	-360	$9,396,153	+20.3%	26+	before history	1.31%
META	Meta Platforms, Inc. Communication Services	Added	15,929	+419	$8,972,645	+1.1%	26+	before history	1.25%
UBER	Uber Technologies, Inc Technology	Added	118,779	+669	$8,571,092	+0.9%	26+	before history	1.19%
VCR	VANGUARD CONSUMER DISCRETIONARY INDEX FUND	Reduced	21,481	-45	$8,519,578	—	26+	before history	1.19%
AMD	Advanced Micro Devices Inc Technology	Reduced	13,886	-335	$8,066,515	+178.8%	26+	before history	1.12%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	40,872	-210	$7,786,932	+42.6%	26+	before history	1.08%
VIG	Vanguard Specialized Funds	Held	32,421	0	$7,671,456	+10.0%	26+	before history	1.07%
CGBL	Capital Group Core Balanced ETF	Added	201,673	+22,108	$7,655,507	+23.9%	10	$32.67	1.07%
SMH	VanEck Semiconductor ETF	Reduced	11,126	-128	$7,297,431	+69.1%	20	unpriced	1.02%
AVUV	Avantis U.S. Small Cap Value ETF	Added	56,271	+110	$7,020,369	+13.2%	15	$90.20	0.98%
GLD	Spdr Gold Trust	Added	18,066	+663	$6,655,153	−11.1%	26+	before history	0.93%
URI	United Rentals, Inc. Industrials	Reduced	5,593	-2	$6,336,253	+55.4%	26+	before history	0.88%
QQQM	Invesco Ltd. Financial Services	Added	20,799	+181	$6,301,472	+28.6%	16	$184.53	0.88%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	39,260	+1,755	$6,228,990	+13.3%	26+	before history	0.87%
IUSB	iShares Core Universal USD Bond ETF	Added	130,378	+761	$6,016,943	+0.5%	26+	before history	0.84%
SDY	State Street(R) SPDR(R) S&P(R) Dividend ETF	Added	39,315	+758	$5,982,956	+6.3%	26+	before history	0.83%
MUB	iShares National Muni Bond ETF	Added	51,072	+3,061	$5,496,368	+7.8%	26+	before history	0.77%
FCAL	First Trust Exchange-Traded Fund III	Reduced	103,785	-2,100	$5,153,132	−0.5%	16	$48.27	0.72%
AMAT	Applied Materials Inc Technology	Held	7,113	0	$5,142,699	+111.5%	26+	before history	0.72%
MLN	VanEck Long Muni ETF	Added	270,643	+26,327	$4,812,032	+12.9%	11	unpriced	0.67%
IEMG	iShares Trust	Added	56,105	+2,189	$4,647,738	—	26+	before history	0.65%
SHOP	Shopify Inc. Technology	Added	39,175	+200	$4,473,001	−3.2%	22	unpriced	0.62%
SNOW	Snowflake Inc. Technology	Added	17,399	+798	$4,428,045	+76.9%	23	$160.90	0.62%
XLF	State Street Corp Financial Services	Added	81,766	+467	$4,383,474	+9.2%	26+	before history	0.61%
ABBV	AbbVie Inc. Healthcare	Reduced	16,600	-50	$4,177,223	+15.4%	26+	before history	0.58%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	41,179	-206	$4,151,254	−0.3%	20	$100.30	0.58%
QCOM	Qualcomm Inc Technology	Reduced	22,074	-202	$4,079,053	+42.2%	26+	before history	0.57%
VXUS	Vanguard Total International Stock ETF	Added	46,733	+1,577	$3,995,204	+14.7%	26+	before history	0.56%
NOC	Northrop Grumman Corp Industrials	Held	7,699	0	$3,921,177	−25.3%	26+	before history	0.55%
BCO	Brinks Co Industrials	Added	39,768	+5,590	$3,757,678	+6.1%	26+	before history	0.52%
IJR	iShares Core S&P Small-Cap ETF	Added	25,201	+138	$3,737,560	+20.0%	26+	before history	0.52%
FIXD	First Trust Smith Opportunistic Fixed Income ETF	Added	83,950	+40	$3,661,059	+0.1%	16	unpriced	0.51%
FMB	First Trust Managed Municipal ETF	Reduced	70,950	-2,009	$3,644,487	−1.4%	16	$50.29	0.51%

Showing the top 50 of 1,220 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.