Harvest Investment Services, LLC

Registered adviser

CIK

1591097

Location

Oakbrook Terrace, IL

Portfolio Value

Small $646,074,890

Diversification

Diversified

Filing Date

Global Rank

#3,293 / 8,819 ▲ 101

Top Industry

Aerospace & Defense 10.6%

Period ended 4 months ago

Filed Aug 14, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 159390

Roster of Oct 1, 2026

Regulatory AUM

$758,399,399

Main clients

Individuals and high net worth (81% of AUM)

Private funds on Schedule D 7.B.(1)

As filed Nov 11, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

No private funds listed.

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$758,399,399	Individuals and high net worth (81%)
Apr 2025 to Mar 2026	$534,204,368	Individuals and high net worth (100%)
Apr 2024 to Mar 2025	$281,661,252	Individuals and high net worth (100%)
May 2023 to Mar 2024	$254,263,047	Individuals and high net worth (100%)
Apr 2023	$254,263,047	Individuals and high net worth (100%)
Oct 2022 to Mar 2023	$291,831,278	Individuals and high net worth (100%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 35.0%, 45.2 effective positions, active share 81.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

74.2% over the last four quarters (30% to under 100%)

Horizon

Horizon unknown

The value-weighted holding period is at least 10.2 quarters, but 13.6% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 81.9%; sector active share 33.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

382 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

9.9%

−1.4 pts

Top 5

25.3%

−1.3 pts

Top 10

35.0%

−1.7 pts

HHI

221

Diversified−30

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	40.7%	$262,934,447	154
Technology	21.1%	$136,590,654	63
Industrials	12.1%	$78,294,615	34
Healthcare	6.5%	$42,233,058	29
Basic Materials	4.8%	$30,911,680	18
Financial Services	4.6%	$29,734,000	30
Consumer Defensive	4.0%	$25,842,175	8
Consumer Cyclical	2.0%	$12,992,099	13
Communication Services	1.9%	$12,243,583	9
Real Estate	1.0%	$6,716,329	8
Energy	0.9%	$5,653,754	10
Utilities	0.3%	$1,928,496	6

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VIAV	Viavi Solutions Inc.	+80,057	100,067	$4,778,199
SVM	Silvercorp Metals Inc	+76,357	219,000	$2,211,900
PL	Planet Labs PBC	+50,670	150,838	$4,997,262
GLOO	Gloo Holdings, Inc.	+45,768	247,041	$1,124,036
TNGX	Tango Therapeutics, Inc.	+33,691	59,067	$1,846,434
CAIE	Calamos Autocallable Income ETF	+33,382	79,671	$2,167,847
EZPW	Ezcorp Inc	+31,907	53,054	$1,834,076
FTSM	First Trust Enhanced Short Maturity ETF	+31,711	163,016	$9,736,945
SPNT	SiriusPoint Ltd	+29,108	234,415	$5,625,960
HL	Hecla Mining Co	+26,922	287,203	$4,431,542
KOD	Kodiak Sciences Inc.	+26,497	97,846	$3,812,080
CDE	Coeur Mining, Inc.	+26,164	103,890	$1,695,484
SLV	iShares Silver Trust	+22,256	219,155	$11,718,217
ANGX	Angel Studios, Inc.	+21,837	706,776	$2,593,867
AEHR	Aehr Test Systems	+21,131	44,359	$4,261,125
USAS	Americas Gold & Silver Corp	+19,905	356,956	$1,684,832
RDVY	First Trust Rising Dividend Achievers ETF	+16,250	130,811	$10,603,539
VZ	Verizon Communications Inc	+15,468	20,318	$860,264
ADTN	ADTRAN Holdings, Inc.	+12,589	27,570	$383,223
NBSD	Neuberger Short Duration Income ETF	+12,131	19,004	$959,816
BUFR	FT Vest Laddered Buffer ETF	+11,253	107,973	$3,944,253
—		+10,946	21,696	$1,218,447
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	+10,682	19,298	$868,873
FJAN	FT Vest U.S. Equity Buffer ETF - January	+10,565	29,816	$1,642,563
FMAR	FT Vest U.S. Equity Buffer ETF - March	+10,166	27,211	$1,422,046
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
LAUR	Laureate Education, Inc.	−28,668	168,139	$6,106,808
RKLB	Rocket Lab Corp	−22,861	37,298	$3,791,341
LASR	Nlight, Inc.	−20,222	32,544	$2,265,713
FLTR	VanEck IG Floating Rate ETF	−15,950	12,565	$321,789
PSQH	PSQ Holdings, Inc.	−15,548	645,198	$260,014
KTOS	Kratos Defense & Security Solutions, Inc.	−15,358	104,143	$5,192,569
VSEC	Vse Corp	−13,629	15,248	$3,484,168
IVW	iShares S&P 500 Growth ETF	−13,466	3,451	$474,616
DTM	DT Midstream, Inc.	−12,359	8,250	$1,210,605
RGTI	Rigetti Computing, Inc.	−9,181	67,430	$1,302,747
SSRM	Ssr Mining Inc.	−8,984	348,153	$9,845,766
PLTR	Palantir Technologies Inc.	−8,670	52,408	$6,114,441
ERAS	Erasca, Inc.	−7,805	65,939	$1,208,002
QDEC	FT Vest Nasdaq-100 Buffer ETF - December	−7,215	52,607	$1,873,335
ALMS	Alumis Inc.	−7,085	92,765	$2,610,407
FSK	FS KKR Capital Corp	−6,878	86,406	$907,263
AG	First Majestic Silver Corp	−6,804	80,562	$1,366,331
CIFR	Cipher Digital Inc.	−5,931	108,491	$2,658,029
BE	Bloom Energy Corp	−5,393	9,634	$2,916,211
WMB	Williams Companies, Inc.	−4,189	14,827	$1,102,239
EEM	iShares MSCI Emerging Markets ETF	−4,064	26,815	$1,834,414
BW	Babcock & Wilcox Enterprises, Inc.	−3,821	31,195	$439,849
WDC	Western Digital Corp	−3,687	16,956	$10,830,136
LINC	Lincoln Educational Services Corp	−3,658	152,011	$7,585,348
IBIT	iShares Bitcoin Trust ETF	−3,584	7,597	$252,904
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
AGX	Argan Inc	5,031	$4,017,505
DOCN	DigitalOcean Holdings, Inc.	21,857	$3,432,204
ORKA	Oruka Therapeutics, Inc.	29,063	$2,765,925
FORM	Formfactor Inc	16,586	$2,652,598
RLMD	Relmada Therapeutics, Inc.	340,890	$2,358,958
ARIS	Aris Mining Corp	148,647	$2,216,326
AAOI	Applied Optoelectronics, Inc.	14,766	$2,187,730
TRVI	Trevi Therapeutics, Inc.	115,104	$2,146,689
AGL	agilon health, inc.	18,585	$1,991,940
LQDA	Liquidia Corp	24,718	$1,970,766
AIP	Arteris, Inc.	39,564	$1,922,414
FLEX	Flex Ltd.	11,679	$1,892,815
IJK	iShares S&P Mid-Cap 400 Growth ETF	15,578	$1,830,415
VSH	Vishay Intertechnology Inc	33,263	$1,788,884
—		51,310	$1,786,614
IYM	iShares U.S. Basic Materials ETF	8,841	$1,587,224
ICHR	Ichor Holdings, Ltd.	13,220	$1,484,341
JBIO	Jade Biosciences, Inc.	62,983	$1,399,482
SLS	SELLAS Life Sciences Group, Inc.	94,482	$1,394,554
HUT	Hut 8 Corp.	11,815	$1,363,982
SITM	SITIME Corp	1,714	$1,277,889
ESE	Esco Technologies Inc	3,582	$1,253,843
POWL	Powell Industries Inc	4,308	$1,233,638
VPG	Vishay Precision Group, Inc.	7,201	$1,079,501
QMAR	FT Vest Nasdaq-100 Buffer ETF - March	28,544	$1,062,835
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
IDCC	InterDigital, Inc.	20,886	$6,307,572
APH	Amphenol Corp	48,288	$6,101,188
RYTM	Rhythm Pharmaceuticals, Inc.	48,468	$4,215,261
OSIS	Osi Systems Inc	15,231	$4,043,982
AWI	Armstrong World Industries Inc	19,965	$3,290,232
ORLY	O Reilly Automotive Inc	32,240	$2,976,074
USFD	US Foods Holding Corp.	30,039	$2,769,896
—		51,887	$2,735,483
STOK	Stoke Therapeutics, Inc.	62,838	$2,046,005
COGT	Cogent Biosciences, Inc.	50,889	$1,958,717
CENX	Century Aluminum Co	25,720	$1,509,506
EYE	National Vision Holdings, Inc.	58,045	$1,503,365
NFG	National Fuel Gas Co	15,458	$1,452,433
PII	Polaris Inc.	22,376	$1,219,492
DAN	DANA Inc	32,254	$1,085,347
AOTG	AOT Growth and Innovation ETF	20,570	$979,810
DK	Delek US Holdings, Inc.	20,730	$934,301
IRWD	Ironwood Pharmaceuticals Inc	241,881	$849,002
TER	Teradyne, Inc	2,761	$818,526
APLD	Applied Digital Corp.	31,505	$747,928
MKL	Markel Group Inc.	352	$673,752
RGLD	Royal Gold Inc	2,547	$648,186
PBF	PBF Energy Inc.	12,220	$581,916
OIS	Oil States International, Inc	48,320	$562,444
ACMR	ACM Research, Inc.	14,182	$558,061
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

382 tracked positions · $646,074,890 total · filing declares 383 positions · $646,866,348 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 382 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
LMBS	First Trust Low Duration Opportunities ETF	Added	902,106	+6,455	$44,906,836	+0.7%	25	$49.52	6.95%
VSAT	Viasat Inc Technology	Added	172,884	+6,963	$15,526,712	+104.3%	4	$37.17	2.40%
GLD	Spdr Gold Trust	Reduced	39,950	-1,390	$14,716,781	−17.3%	26+	before history	2.28%
SLV	iShares Silver Trust	Added	219,155	+22,256	$11,718,217	−12.7%	24	$45.30	1.81%
WDC	Western Digital Corp Technology	Reduced	16,956	-3,687	$10,830,136	+94.0%	3	$172.17	1.68%
RDVY	First Trust Rising Dividend Achievers ETF	Added	130,811	+16,250	$10,603,539	+35.6%	26+	before history	1.64%
SSRM	Ssr Mining Inc. Basic Materials	Reduced	348,153	-8,984	$9,845,766	−6.2%	6	$15.82	1.52%
FTSM	First Trust Enhanced Short Maturity ETF	Added	163,016	+31,711	$9,736,945	+24.0%	26+	before history	1.51%
HWM	Howmet Aerospace Inc. Industrials	Reduced	33,905	-1,395	$9,115,698	+12.1%	9	$126.16	1.41%
AER	AerCap Holdings N.V. Industrials	Reduced	60,510	-1,715	$8,821,147	+3.3%	3	$132.45	1.37%
LINC	Lincoln Educational Services Corp Consumer Defensive	Reduced	152,011	-3,658	$7,585,348	+19.8%	6	$23.08	1.17%
LITE	Lumentum Holdings Inc. Technology	Added	8,826	+5,213	$7,573,237	+198.3%	3	$689.19	1.17%
CASY	Caseys General Stores Inc Consumer Cyclical	Added	9,035	+1,207	$7,180,927	+26.0%	5	$549.42	1.11%
SNEX	StoneX Group Inc. Financial Services	Added	56,938	+5,477	$6,747,153	+62.6%	4	$68.19	1.04%
TTMI	Ttm Technologies Inc Technology	Added	35,498	+4,378	$6,638,835	+119.0%	3	$93.58	1.03%
FDL	First Trust Morningstar Dividend Leaders Index Fund	Added	136,135	+5,090	$6,624,329	−0.5%	26+	before history	1.03%
QQQ	Invesco Qqq Trust, Series 1	Reduced	8,829	-1,300	$6,501,675	+11.2%	10	$454.34	1.01%
COKE	Coca-Cola Consolidated, Inc. Consumer Defensive	Added	33,144	+202	$6,327,852	+0.2%	10	unpriced	0.98%
CELC	Celcuity Inc. Healthcare	Added	59,747	+5,340	$6,250,731	+0.7%	4	$70.14	0.97%
PLTR	Palantir Technologies Inc. Technology	Reduced	52,408	-8,670	$6,114,441	−31.6%	11	$33.60	0.95%
LAUR	Laureate Education, Inc. Consumer Defensive	Reduced	168,139	-28,668	$6,106,808	−10.9%	5	$29.32	0.95%
NVDA	Nvidia Corp Technology	Reduced	30,246	-913	$6,051,922	+11.4%	25	unpriced	0.94%
SPNT	SiriusPoint Ltd Financial Services	Added	234,415	+29,108	$5,625,960	+27.2%	6	$19.50	0.87%
KTOS	Kratos Defense & Security Solutions, Inc. Industrials	Reduced	104,143	-15,358	$5,192,569	−38.4%	10	$36.13	0.80%
AAPL	Apple Inc. Technology	Reduced	17,799	-273	$5,150,318	+12.3%	26+	before history	0.80%
FVD	First Trust Value Line Dividend Index Fund	Added	106,190	+4,008	$5,116,234	+6.5%	26+	before history	0.79%
TDIV	First Trust NASDAQ Technology Dividend Index Fund	Added	43,551	+3,169	$5,003,138	+32.3%	26+	before history	0.77%
PL	Planet Labs PBC Industrials	Added	150,838	+50,670	$4,997,262	+78.5%	3	$26.62	0.77%
FIX	Comfort Systems USA Inc Industrials	Added	2,507	+1,757	$4,968,748	+380.4%	2	$1,651.53	0.77%
AZZ	Azz Inc Industrials	Reduced	31,093	-1,407	$4,820,969	+18.5%	6	$105.25	0.75%
WWD	Woodward, Inc. Industrials	Reduced	11,233	-1,609	$4,778,967	+4.0%	4	$270.47	0.74%
VIAV	Viavi Solutions Inc. Technology	Added	100,067	+80,057	$4,778,199	+617.5%	2	$43.61	0.74%
CW	Curtiss Wright Corp Industrials	Reduced	6,175	-1,084	$4,679,168	−5.4%	5	$444.38	0.72%
COST	Costco Wholesale Corp Consumer Defensive	Added	4,769	+414	$4,461,256	+2.8%	14	$829.45	0.69%
HL	Hecla Mining Co Basic Materials	Added	287,203	+26,922	$4,431,542	−8.6%	3	$18.43	0.69%
FDEC	FT Vest U.S. Equity Buffer ETF - December	Added	81,004	+1,361	$4,412,044	+11.4%	11	unpriced	0.68%
SPY	Spdr S&P 500 ETF Trust	Added	5,727	+96	$4,276,751	+16.8%	26+	before history	0.66%
AEHR	Aehr Test Systems Technology	Added	44,359	+21,131	$4,261,125	+394.7%	4	$54.87	0.66%
AVGO	Broadcom Inc. Technology	Reduced	10,696	-3,234	$4,040,414	−6.3%	12	unpriced	0.63%
AGX	Argan Inc Industrials	NEW	5,031	NEW	$4,017,505	NEW	1	$665.30	0.62%
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	Added	41,896	+4,088	$4,006,095	+20.6%	9	unpriced	0.62%
IWM	iShares Russell 2000 ETF	Added	13,156	+1,244	$3,952,720	+33.8%	16	unpriced	0.61%
BUFR	FT Vest Laddered Buffer ETF	Added	107,973	+11,253	$3,944,253	+20.8%	15	unpriced	0.61%
WELL	Welltower Inc. Real Estate	Reduced	16,911	-2,243	$3,838,289	+1.4%	6	$165.83	0.59%
KOD	Kodiak Sciences Inc. Healthcare	Added	97,846	+26,497	$3,812,080	+40.2%	3	$25.98	0.59%
RKLB	Rocket Lab Corp Industrials	Reduced	37,298	-22,861	$3,791,341	−1.9%	5	$33.11	0.59%
CLOI	VanEck CLO ETF	Added	69,960	+2,728	$3,704,382	+4.6%	12	unpriced	0.57%
KNGZ	First Trust S&P 500 Diversified Dividend Aristocrats ETF	Added	91,335	+8,096	$3,659,702	+22.0%	3	$35.91	0.57%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	7,565	-373	$3,612,817	+34.7%	10	$193.66	0.56%
ATRO	Astronics Corp Industrials	Added	44,003	+7,860	$3,575,683	+54.8%	3	unpriced	0.55%

Showing the top 50 of 382 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.