Claraphi Advisory Network, LLC

CIK

1724134

Location

ALISO VIEJO, X1

Portfolio Value

Small $254,325,988

Diversification

Diversified

Reports for

CONGRESS ASSET MANAGEMENT CO /MA WINDWARD CAPITAL MANAGEMENT CO /CA Horizon Investment Services, LLC Donoghue Forlines LLC Howard Capital Management Inc. Sterling Global Strategies LLC

Filing Date

Global Rank

#3,529 / 7,078 ▲ 479 · as of Dec 2022

Top Industry

Asset Management 11.1%

Period ended 3 years ago

Filed Feb 15, 2023 · 3y

12 quarters · since Mar 2020

Portfolio Concentration

107 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022

Top Position

19.1%

−12.6 pts

Top 5

36.0%

−11.4 pts

Top 10

47.6%

−8.0 pts

HHI

531

Diversified−587

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2022

Sector	% Portfolio	Value	Positions
Unclassified	69.0%	$175,503,455	47
Energy	6.0%	$15,354,325	7
Technology	5.0%	$12,802,343	8
Healthcare	4.4%	$11,105,103	7
Financial Services	3.8%	$9,584,077	18
Industrials	3.3%	$8,323,656	5
Consumer Cyclical	2.1%	$5,411,294	2
Basic Materials	2.1%	$5,354,894	5
Communication Services	1.8%	$4,521,988	3
Utilities	1.0%	$2,602,133	1
Consumer Defensive	1.0%	$2,440,920	3
Real Estate	0.5%	$1,321,800	1

Last Quarter's Activity

Export CSV

Dec 31, 2022 vs Sep 30, 2022

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
ARKD	ARK DIET Q1 Buffer ETF	+174,039	402,900	$8,035,088
AIRR	First Trust RBA American Industrial Renaissance ETF	+141,739	162,814	$5,844,972
EVMT	Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF	+139,141	283,600	$4,191,608
ANEW	ProShares MSCI Transformational Changes ETF	+118,656	307,270	$19,702,152
AFK	VanEck Africa Index ETF	+81,137	103,462	$4,471,695
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+79,975	123,962	$5,885,833
—		+67,663	140,486	$0
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	+64,322	85,800	$3,619,995
SDCI	USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund	+57,924	86,356	$1,572,974
FAB	First Trust Multi Cap Value AlphaDEX Fund	+57,577	98,198	$2,506,856
VVR	Invesco Senior Income Trust	+47,500	63,000	$241,290
ABI	VictoryShares Pioneer Asset-Based Income ETF	+47,271	56,492	$4,465,813
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	+45,049	73,194	$6,897,466
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	+44,745	106,594	$5,626,080
VCHY	Vanguard U.S. High-Yield Corporate Bond Index ETF	+44,704	73,130	$3,415,902
AAAP	Pacer Barings CLO Market Flex ETF	+42,482	91,072	$4,212,080
NCV	Virtus Convertible & Income Fund	+40,447	89,394	$303,939
KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+33,468	56,300	$481,928
BDVG	IMGP Berkshire Dividend Growth ETF	+30,282	45,556	$1,326,135
DNA	Ginkgo Bioworks Holdings, Inc.	+24,043	34,880	$58,947
MRK	Merck & Co., Inc.	+23,573	27,922	$3,097,945
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	+20,340	52,306	$1,859,395
RF	Regions Financial Corp	+19,891	39,782	$857,699
VB	Vanguard Morningstar Small-Cap ETF	+19,621	39,202	$8,336,054
VIG	Vanguard Dividend Appreciation ETF	+19,515	38,518	$5,271,383
No positions match the current search.

Trimmed

Positions the filer reduced

10 positions

Ticker	Company	Δ Shares	Shares	Value
OCCI	OFS Credit Company, Inc.	−52,781	23,116	$187,701
IVZ	Invesco Ltd.	−34,730	12,904	$565,582
ASG	Liberty All Star Growth Fund Inc.	−29,948	98,430	$485,259
BXMX	Nuveen S&P 500 BuyWrite Income Fund	−14,624	48,030	$0
AGNG	Global X Funds Global X Aging Population ETF	−12,323	106,968	$2,326,792
HQH	abrdn Healthcare Investors	−12,191	37,878	$681,804
CVS	CVS HEALTH Corp	−9,424	7,320	$682,150
EOS	Eaton Vance Enhanced Equity Income Fund II	−8,809	45,866	$759,082
STK	Columbia Seligman Premium Technology Growth Fund, Inc.	−5,167	31,990	$743,127
TSLA	Tesla, Inc.	−1,473	27,816	$3,426,374
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
COP	Conocophillips	19,338	$2,281,884
VFMF	Vanguard U.S. Multifactor ETF	15,436	$1,523,853
ACSI	American Customer Satisfaction ETF	50,676	$1,487,847
BKF	iShares MSCI BIC ETF	34,888	$1,430,408
STLD	Steel Dynamics Inc	13,666	$1,335,168
CWI	State Street SPDR MSCI ACWI ex-US ETF	23,036	$1,313,512
VAL	Valaris Ltd	19,208	$1,298,844
SLB	Slb Limited/Nv	24,048	$1,285,606
MUX	McEwen Inc.	205,558	$1,204,569
AEM	Agnico Eagle Mines Ltd	23,036	$1,197,641
GFI	Gold Fields Ltd	113,748	$1,177,291
PML	Pimco Municipal Income Fund II	120,384	$1,088,271
CAT	Caterpillar Inc	3,612	$865,290
EFR	Eaton Vance Senior Floating-Rate Trust	68,062	$744,598
MO	Altria Group, Inc.	14,754	$674,405
BDJ	BlackRock Enhanced Equity Dividend Trust	65,732	$592,245
COST	Costco Wholesale Corp /New	1,272	$580,668
ALLW	SSGA Active Trust State Street Bridgewater All Weather ETF	13,836	$565,892
VIGI	Vanguard International Dividend Appreciation ETF	5,184	$560,960
ATMP	Barclays Bank PLC	37,918	$535,394
AGIX	KraneShares Trust KraneShares Public-Private AI & Technology ETF	13,670	$412,834
ECNS	iShares MSCI China Small-Cap ETF	5,766	$120,209
—		38,148	$0
—		1,820	$0
EFU	ProShares Trust UltraShort MSCI EAFE	41,308	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ZS	Zscaler, Inc.	19,977	$3,283,619
BIV	Vanguard Intermediate-Term Bond ETF	18,147	$1,331,987
AAPD	Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF	31,841	$1,290,896
EXC	Exelon Corp	30,906	$1,157,738
SO	Southern Co	16,608	$1,129,344
AMT	American Tower Corp /Ma/	5,010	$1,075,647
AGGH	Simplify Aggregate Bond ETF	13,532	$922,747
GSG	iShares S&P GSCI Commodity-Indexed Trust	44,813	$922,251
SQM	Chemical & Mining Co Of Chile Inc	9,999	$907,409
MGTX	MeiraGTx Holdings plc	93,836	$789,160
GLTR	abrdn Precious Metals Basket ETF Trust	8,787	$712,889
LNG	Cheniere Energy, Inc.	4,173	$692,342
UUP	Invesco DB US Dollar Index Bullish Fund	22,665	$683,349
AMRC	Ameresco, Inc.	10,225	$679,758
OXY	Occidental Petroleum Corp /De/	11,042	$678,530
EXE	EXPAND ENERGY Corp	6,828	$643,265
NFE	New Fortress Energy Inc.	14,514	$634,406
ORA	Ormat Technologies, Inc.	7,286	$628,053
ESBG	First Trust Enhanced Stocks, Bonds & Gold ETF	19,823	$615,999
EQT	EQT Corp	14,930	$608,397
EPD	Enterprise Products Partners L.P.	22,812	$542,469
FMF	First Trust Managed Futures Strategy Fund	9,720	$500,385
META	Meta Platforms, Inc.	3,539	$480,171
O	Realty Income Corp	8,174	$475,726
ACSG	American Century Small Cap Growth Insights ETF	10,321	$460,626
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

107 tracked positions · $254,325,988 total · filing declares 157 positions · $251,110,292 · as of Dec 31, 2022

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 107 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Added	577,482	+12,017	$48,691,944	−17.9%	19.15%
ANEW	ProShares MSCI Transformational Changes ETF	Added	307,270	+118,656	$19,702,152	+78.1%	7.75%
VB	Vanguard Morningstar Small-Cap ETF	Added	39,202	+19,621	$8,336,054	+78.4%	3.28%
ARKD	ARK DIET Q1 Buffer ETF	Added	402,900	+174,039	$8,035,088	+47.7%	3.16%
BIL	State Street SPDR Bloomberg 1-3 Month T-Bill ETF	Added	73,194	+45,049	$6,897,466	+162.9%	2.71%
AAPL	Apple Inc. Technology	Added	51,994	+16,196	$6,755,580	+36.6%	2.66%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	123,962	+79,975	$5,885,833	+163.0%	2.31%
AIRR	First Trust RBA American Industrial Renaissance ETF	Added	162,814	+141,739	$5,844,972	+1029.7%	2.30%
ACYN	FT Vest Laddered Autocallable Barrier & Income ETF	Added	106,594	+44,745	$5,626,080	+189.1%	2.21%
VIG	Vanguard Dividend Appreciation ETF	Added	38,518	+19,515	$5,271,383	+126.1%	2.07%
XOM	ExxonMobil Holdings Corp Energy	Added	44,484	+18,147	$4,906,585	+113.4%	1.93%
AFK	VanEck Africa Index ETF	Added	103,462	+81,137	$4,471,695	+208.0%	1.76%
ABI	VictoryShares Pioneer Asset-Based Income ETF	Added	56,492	+47,271	$4,465,813	+651.2%	1.76%
AAAP	Pacer Barings CLO Market Flex ETF	Added	91,072	+42,482	$4,212,080	+111.3%	1.66%
EVMT	Invesco Electric Vehicle Metals Commodity Strategy No K-1 ETF	Added	283,600	+139,141	$4,191,608	+79.3%	1.65%
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	Added	85,800	+64,322	$3,619,995	+402.6%	1.42%
CVX	Chevron Corp Energy	Added	19,770	+14,976	$3,548,517	+415.2%	1.40%
BA	Boeing Co Industrials	Added	18,230	+15,334	$3,472,632	+890.3%	1.37%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	27,816	-1,473	$3,426,374	−55.9%	1.35%
VCHY	Vanguard U.S. High-Yield Corporate Bond Index ETF	Added	73,130	+44,704	$3,415,902	+149.8%	1.34%
LLY	ELI LILLY & Co Healthcare	Added	9,136	+3,924	$3,342,314	+98.3%	1.31%
MRK	Merck & Co., Inc. Healthcare	Added	27,922	+23,573	$3,097,945	+727.1%	1.22%
SPY	Spdr S&P 500 ETF Trust	Added	8,060	+2,216	$3,082,385	+47.7%	1.21%
GD	General Dynamics Corp Industrials	Added	11,064	+5,097	$2,745,089	+116.8%	1.08%
UNH	Unitedhealth Group Inc Healthcare	Added	5,028	+2,130	$2,665,745	+82.1%	1.05%
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	Added	80,772	+7,876	$2,616,445	+30.8%	1.03%
NEE	Nextera Energy Inc Utilities	Added	31,126	+14,239	$2,602,133	+96.5%	1.02%
TMUS	T-Mobile US, Inc. Communication Services	Added	18,216	+8,340	$2,550,240	+92.5%	1.00%
FAB	First Trust Multi Cap Value AlphaDEX Fund	Added	98,198	+57,577	$2,506,856	+186.8%	0.99%
GLD	Spdr Gold Trust	Added	14,326	+8,820	$2,430,262	+185.4%	0.96%
AGNG	Global X Funds Global X Aging Population ETF	Reduced	106,968	-12,323	$2,326,792	−1.7%	0.91%
COP	Conocophillips Energy	NEW	19,338	NEW	$2,281,884	NEW	0.90%
MSFT	Microsoft Corp Technology	Added	8,970	+3,343	$2,151,185	+64.1%	0.85%
AMZN	Amazon Com Inc Consumer Cyclical	Added	23,630	+3,741	$1,984,920	−11.7%	0.78%
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	Added	52,306	+20,340	$1,859,395	+62.8%	0.73%
BNDW	Vanguard Total World Bond ETF	Added	40,714	+4,814	$1,853,301	+5.0%	0.73%
QQQ	Invesco Qqq Trust, Series 1	Added	6,206	+3,002	$1,652,533	+93.0%	0.65%
SDCI	USCF SummerHaven Dynamic Commodity Strategy No K-1 Fund	Added	86,356	+57,924	$1,572,974	+149.7%	0.62%
VFMF	Vanguard U.S. Multifactor ETF	NEW	15,436	NEW	$1,523,853	NEW	0.60%
GOOGL	Alphabet Inc. Communication Services	Added	17,040	+2,962	$1,507,607	+11.7%	0.59%
MPC	Marathon Petroleum Corp Energy	Added	12,838	+6,070	$1,494,214	+122.3%	0.59%
ACSI	American Customer Satisfaction ETF	NEW	50,676	NEW	$1,487,847	NEW	0.59%
DVVY	Invesco Diversified Dividend Opportunities ETF	Added	28,942	+12,011	$1,431,471	+71.2%	0.56%
BKF	iShares MSCI BIC ETF	NEW	34,888	NEW	$1,430,408	NEW	0.56%
STLD	Steel Dynamics Inc Basic Materials	NEW	13,666	NEW	$1,335,168	NEW	0.52%
BDVG	IMGP Berkshire Dividend Growth ETF	Added	45,556	+30,282	$1,326,135	+155.8%	0.52%
OZ	Belpointe PREP, LLC Real Estate	Added	13,218	+6,609	$1,321,800	+136.8%	0.52%
CWI	State Street SPDR MSCI ACWI ex-US ETF	NEW	23,036	NEW	$1,313,512	NEW	0.52%
VAL	Valaris Ltd Energy	NEW	19,208	NEW	$1,298,844	NEW	0.51%
SLB	Slb Limited/Nv Energy	NEW	24,048	NEW	$1,285,606	NEW	0.51%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.