Delta Investment Management, LLC

Registered adviser

CIK

1757043

Location

SAN FRANCISCO, CA

Portfolio Value

Small $604,425,572

Diversification

Diversified

Filing Date

Global Rank

#3,435 / 8,819 ▼ 81

Top Industry

Software - Infrastructure 10.6%

Period ended 4 months ago

Filed Aug 13, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 149596

Roster of Oct 1, 2026

Regulatory AUM

$856,670,613

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$856,670,613	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$770,787,222	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$628,859,627	Individuals and high net worth (99%)
May 2023 to Mar 2024	$531,721,525	Individuals and high net worth (99%)
Apr 2023	$531,721,525	Individuals and high net worth (99%)
Apr 2022 to Mar 2023	$513,891,606	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 46.2%, 28.0 effective positions, active share 63.3% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

65.6% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 13.6 quarters (12+), a floor since 32.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 63.3%; sector active share 41.2% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

292 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

13.5%

−2.9 pts

Top 5

32.7%

−2.3 pts

Top 10

46.2%

−2.6 pts

HHI

357

Diversified−84

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	53.2%	$321,667,972	100
Technology	14.4%	$86,814,494	45
Financial Services	6.2%	$37,657,734	37
Industrials	6.0%	$36,255,957	29
Communication Services	5.1%	$30,934,455	10
Consumer Cyclical	5.0%	$30,513,578	15
Energy	4.1%	$24,964,606	13
Healthcare	2.4%	$14,689,345	14
Consumer Defensive	1.9%	$11,775,526	11
Real Estate	0.8%	$4,535,301	8
Basic Materials	0.6%	$3,519,646	6
Utilities	0.2%	$1,096,958	4

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SABR	Sabre Corp	+271,200	1,083,534	$2,264,586
VBIL	Vanguard Institutional Index Funds	+54,724	220,015	$16,650,735
SCIO	First Trust Structured Credit Income Opportunities ETF	+33,705	329,490	$6,810,558
DASH	DoorDash, Inc.	+25,984	32,830	$6,058,119
CPNG	Coupang, Inc.	+25,607	98,100	$1,703,997
LQTI	FT Vest Investment Grade & Target Income ETF	+22,231	208,414	$4,024,474
KHPI	Kensington Hedged Premium Income ETF	+21,750	267,264	$6,900,756
SPYI	NEOS S&P 500(R) High Income ETF	+17,801	127,799	$6,784,848
ACEI		+16,917	177,437	$4,106,956
IFLR		+15,109	150,396	$7,978,357
WU	Western Union CO	+14,755	37,587	$289,419
IGLD	FT Vest Gold Strategy Target Income ETF	+14,498	96,364	$2,029,425
QFLR	Innovator Nasdaq-100 Managed Floor ETF	+14,080	105,096	$3,833,902
GPIX	Goldman Sachs S&P 500 Premium Income ETF	+13,996	134,102	$7,452,048
—		+13,733	285,957	$11,947,283
—		+12,015	19,953	$1,154,879
SDVD	FT Vest SMID Rising Dividend Achievers Target Income ETF	+11,352	102,998	$2,378,223
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	+11,095	109,061	$6,468,407
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	+10,781	140,825	$4,140,255
POW	VistaShares Electrification Supercycle ETF	+10,749	27,752	$860,034
OMAH	VistaShares Target 15 Berkshire Select Income ETF	+9,457	38,532	$710,530
MLPI	NEOS MLP & Energy Infrastructure High Income ETF	+9,398	18,558	$1,021,061
FMDE	Fidelity Enhanced Mid Cap Core ETF	+7,369	15,262	$619,331
QQQI	NEOS Nasdaq-100(R) High Income ETF	+7,062	20,173	$1,145,624
FESM	Fidelity Enhanced Small Cap Core ETF	+6,247	13,715	$662,297
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	−677,825	361,418	$8,298,157
DMLP	Dorchester Minerals, L.P.	−108,624	176,418	$4,454,554
BILZ	PIMCO ETF Trust	−56,464	559,113	$56,431,275
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	−36,746	133,775	$13,485,857
SJT	San Juan Basin Royalty Trust	−22,985	34,461	$110,619
KNTK	Kinetik Holdings Inc.	−13,659	4,727	$228,503
EPD	Enterprise Products Partners L.P.	−12,356	278,127	$10,223,948
TSM	Taiwan Semiconductor Manufacturing Co Ltd	−11,556	6,581	$3,142,888
AMZN	Amazon Com Inc	−10,955	43,742	$10,425,468
PYLD		−9,287	307,572	$8,156,809
JEPI	JPMorgan Equity Premium Income ETF	−6,897	6,620	$373,897
—		−5,979	72,597	$6,652,789
CGGR	Capital Group Growth ETF	−5,956	101,176	$4,775,507
JPST	JPMorgan Ultra-Short Income ETF	−5,720	9,900	$500,643
CEF	Sprott Physical Gold & Silver Trust	−5,247	101,314	$4,075,862
HCMT	Direxion HCM Tactical Enhanced US ETF	−4,441	107,739	$4,518,573
SFLR		−4,285	554,025	$21,374,284
JPIE	JPMorgan Income ETF	−3,553	8,367	$385,300
—		−3,214	53,592	$2,472,734
NTNX	Nutanix, Inc.	−3,148	25,052	$1,276,649
CGDV	Capital Group Dividend Value ETF	−3,104	120,750	$5,950,560
TSLA	Tesla, Inc.	−2,855	4,566	$1,920,459
FBTC	Fidelity Wise Origin Bitcoin Fund	−2,828	9,079	$463,482
NOW	ServiceNow, Inc.	−2,605	5,077	$504,044
CI	Cigna Group	−2,245	877	$241,771
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	316,214	$7,066,118
AVLV	Avantis U.S. Large Cap Value ETF	21,340	$1,946,421
ALAB	Astera Labs, Inc.	2,770	$1,337,965
FBCG	Fidelity Covington Trust	20,268	$1,258,845
SPMO	Invesco Ltd.	7,297	$1,178,757
SNTH	Mrp Synthequity ETF	39,115	$1,162,888
GTEK	Goldman Sachs Future Tech Leaders Equity ETF	17,771	$1,117,476
ACYN	First Trust Exchange-Traded Fund	38,452	$799,417
ASML	Asml Holding NV	385	$765,934
MS	Morgan Stanley	3,135	$655,340
UNH	Unitedhealth Group Inc	1,432	$595,182
—		6,539	$587,529
TPC	Tutor Perini Corp	6,331	$525,283
INTC	Intel Corp	3,585	$500,573
AMD	Advanced Micro Devices Inc	594	$345,060
—		7,677	$335,408
BE	Bloom Energy Corp	1,101	$333,272
BMI	Badger Meter Inc	2,147	$318,571
MRVL	Marvell Technology, Inc.	950	$282,995
COHR	Coherent Corp.	710	$280,073
—		7,183	$273,887
VUG	VANGUARD GROWTH INDEX FUND	3,147	$271,082
LRCX	Lam Research Corp	621	$269,097
CME	Cme Group Inc.	1,194	$263,671
ANET	Arista Networks, Inc.	1,532	$260,256
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
SAP	Sap SE	33,134	$5,672,872
STRL	Sterling Infrastructure, Inc.	3,989	$1,624,600
GBIL	Goldman Sachs ETF Trust	11,554	$1,157,595
SLV	iShares Silver Trust	13,645	$929,770
MRVI	Maravai Lifesciences Holdings, Inc.	307,371	$869,859
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	10,213	$597,869
CBC	Central Bancompany, Inc.	17,250	$413,137
ELV	Elevance Health, Inc.	1,405	$411,313
GDX	VanEck Gold Miners ETF	4,100	$376,257
BA	Boeing Co	1,559	$310,287
SCI	Service Corp International	3,418	$282,019
KDP	Keurig Dr Pepper Inc.	10,042	$264,405
ODFL	Old Dominion Freight Line, Inc.	1,335	$260,859
—		23,671	$256,120
CRM	Salesforce, Inc.	1,320	$246,404
MDT	Medtronic plc	2,653	$229,882
AU	AngloGold Ashanti PLC	2,349	$228,698
PFE	Pfizer Inc	8,019	$225,173
AMP	Ameriprise Financial Inc	503	$223,533
FTK	Flotek Industries Inc	13,000	$220,610
KHC	Kraft Heinz Co	9,571	$215,251
ORLY	O Reilly Automotive Inc	2,313	$213,513
COWZ	Pacer US Cash Cows 100 ETF	3,376	$211,202
NKE	NIKE, Inc.	3,956	$208,955
STE	STERIS plc	929	$205,429
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

292 tracked positions · $604,425,572 total · filing declares 293 positions · $607,671,049 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 292 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
BILZ	PIMCO ETF Trust	Reduced	559,113	-56,464	$56,431,275	−9.2%	6	$100.86	9.34%
SFLR		Reduced	554,025	-4,285	$21,374,284	+8.1%	11	$29.20	3.54%
MSFT	Microsoft Corp Technology	Reduced	56,070	-1,307	$20,915,231	−1.5%	26+	before history	3.46%
IVV	iShares Core S&P 500 ETF	Added	27,784	+3,757	$20,807,159	+32.6%	26+	before history	3.44%
AAPL	Apple Inc. Technology	Added	60,014	+633	$17,365,651	+15.2%	26+	before history	2.87%
VBIL	Vanguard Institutional Index Funds	Added	220,015	+54,724	$16,650,735	+33.2%	4	$75.50	2.75%
GOOG	Alphabet Inc. Communication Services	Reduced	40,978	-795	$14,478,756	+20.8%	26+	before history	2.40%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Reduced	133,775	-36,746	$13,485,857	−21.4%	8	$100.41	2.23%
GOOGL	Alphabet Inc. Communication Services	Reduced	34,200	-154	$12,222,054	+23.7%	26+	before history	2.02%
		Added	285,957	+13,733	$11,947,283	+15.9%	3	$39.45	1.98%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	43,742	-10,955	$10,425,468	−8.5%	26+	before history	1.72%
EPD	Enterprise Products Partners L.P. Energy	Reduced	278,127	-12,356	$10,223,948	−7.0%	26+	before history	1.69%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	17,680	-905	$8,846,895	−0.7%	26+	before history	1.46%
TDG	TransDigm Group INC Industrials	Reduced	6,482	-371	$8,634,283	+8.7%	26+	before history	1.43%
BSJQ	Invesco BulletShares 2026 High Yield Corporate Bond ETF	Reduced	361,418	-677,825	$8,298,157	−65.6%	8	$23.32	1.37%
PYLD		Reduced	307,572	-9,287	$8,156,809	−1.7%	13	unpriced	1.35%
IFLR		Added	150,396	+15,109	$7,978,357	+17.0%	2	$52.01	1.32%
NVDA	Nvidia Corp Technology	Added	38,433	+3,961	$7,690,058	+27.9%	25	unpriced	1.27%
GPIX	Goldman Sachs S&P 500 Premium Income ETF	Added	134,102	+13,996	$7,452,048	+24.0%	10	$49.60	1.23%
SPY	Spdr S&P 500 ETF Trust	Added	9,968	+1,163	$7,443,803	+30.0%	26+	before history	1.23%
QQQ	Invesco Qqq Trust, Series 1	Added	9,718	+3,210	$7,156,335	+90.5%	26+	before history	1.18%
BSJR	Invesco BulletShares 2027 High Yield Corporate Bond ETF	NEW	316,214	NEW	$7,066,118	NEW	1	$22.42	1.17%
KHPI	Kensington Hedged Premium Income ETF	Added	267,264	+21,750	$6,900,756	+16.1%	3	$25.79	1.14%
SCIO	First Trust Structured Credit Income Opportunities ETF	Added	329,490	+33,705	$6,810,558	+11.6%	4	$20.77	1.13%
SPYI	NEOS S&P 500(R) High Income ETF	Added	127,799	+17,801	$6,784,848	+24.9%	13	unpriced	1.12%
		Reduced	72,597	-5,979	$6,652,789	−7.6%	14	$91.60	1.10%
GPIQ	Goldman Sachs Nasdaq-100 Premium Income ETF	Added	109,061	+11,095	$6,468,407	+33.4%	6	$51.08	1.07%
DASH	DoorDash, Inc. Consumer Cyclical	Added	32,830	+25,984	$6,058,119	+489.4%	3	$173.52	1.00%
CGDV	Capital Group Dividend Value ETF	Reduced	120,750	-3,104	$5,950,560	+12.9%	5	$36.25	0.98%
MELI	Mercadolibre Inc Consumer Cyclical	Added	3,120	+2,511	$5,295,856	+402.9%	2	$1,750.95	0.88%
ROP	Roper Technologies Inc Technology	Reduced	15,140	-1,896	$5,123,224	−15.0%	4	$418.43	0.85%
CAT	Caterpillar Inc Industrials	Added	4,743	+763	$5,050,820	+79.1%	26+	before history	0.84%
WMT	Walmart Inc. Consumer Defensive	Reduced	42,663	-40	$4,832,011	−9.0%	26+	before history	0.80%
CGGR	Capital Group Growth ETF	Reduced	101,176	-5,956	$4,775,507	+10.9%	10	$30.54	0.79%
HCMT	Direxion HCM Tactical Enhanced US ETF	Reduced	107,739	-4,441	$4,518,573	+14.5%	11	unpriced	0.75%
DMLP	Dorchester Minerals, L.P. Energy	Reduced	176,418	-108,624	$4,454,554	−42.3%	26+	before history	0.74%
RDVI	FT Vest Rising Dividend Achievers Target Income ETF	Added	140,825	+10,781	$4,140,255	+24.6%	12	$24.57	0.68%
ACEI		Added	177,437	+16,917	$4,106,956	+10.6%	3	$24.55	0.68%
CEF	Sprott Physical Gold & Silver Trust Financial Services	Reduced	101,314	-5,247	$4,075,862	−19.8%	24	$20.01	0.67%
LQTI	FT Vest Investment Grade & Target Income ETF	Added	208,414	+22,231	$4,024,474	+10.4%	3	$20.09	0.67%
QFLR	Innovator Nasdaq-100 Managed Floor ETF	Added	105,096	+14,080	$3,833,902	+26.5%	9	$29.38	0.63%
BRK-A	Berkshire Hathaway Inc Financial Services	Held	5	0	$3,744,250	+4.3%	6	$729,330.80	0.62%
JNJ	Johnson & Johnson Healthcare	Added	13,603	+45	$3,454,753	+4.2%	26+	before history	0.57%
AMAT	Applied Materials Inc Technology	Added	4,557	+352	$3,294,711	+129.2%	22	$182.45	0.55%
AGX	Argan Inc Industrials	Added	4,109	+3	$3,281,241	+46.7%	6	$142.67	0.54%
CVX	Chevron Corp Energy	Reduced	19,268	-397	$3,193,863	−21.5%	26+	before history	0.53%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	6,581	-11,556	$3,142,888	−48.7%	9	$183.90	0.52%
GEV	GE Vernova Inc. Industrials	Added	2,605	+803	$3,060,510	+94.6%	9	$507.14	0.51%
RGEN	Repligen Corp Healthcare	Reduced	21,162	-2	$2,887,343	+15.8%	4	$121.47	0.48%
AVGO	Broadcom Inc. Technology	Added	7,625	+1,380	$2,880,343	+49.0%	12	$219.92	0.48%

Showing the top 50 of 292 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.