Kozak & Associates, Inc.

CIK

1764970

Location

HIGHLANDS RANCH, CO

Portfolio Value

Small $244,698,010

Diversification

Diversified

Filing Date

Global Rank

#1,577 / 4,286 ▲ 2162

Top Industry

Semiconductors 19.3%

3Y Alpha vs SPY

+2.2%

Period ended 37 days ago

Filed Jul 2, 2026 · 35d

21 quarters · since Dec 2020

Clone Performance

Aug 2023–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+88.8%

SPY

+78.8%

Annualised alpha

+2.2%

Max drawdown

−21.1%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. It tracks 100% of reported value on average across 13 quarters. Past performance does not predict future results.

Portfolio Concentration

336 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

19.2%

+0.5 pts

Top 5

65.4%

+1.5 pts

Top 10

84.4%

+1.0 pts

HHI

1,089

Diversified+59

Portfolio Trend

21 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	43.0%	$105,168,059	9
Technology	30.7%	$75,008,718	63
Consumer Cyclical	8.6%	$20,999,554	37
Consumer Defensive	5.5%	$13,533,227	22
Financial Services	4.4%	$10,872,084	49
Industrials	3.7%	$9,056,832	40
Communication Services	1.2%	$3,054,538	13
Healthcare	1.2%	$2,988,717	44
Energy	0.8%	$2,012,603	15
Utilities	0.6%	$1,459,969	14
Real Estate	0.2%	$407,026	14
Basic Materials	0.1%	$136,683	16

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SKYX	SKYX Platforms Corp.	+10,000	20,000	$22,100
DIA	Spdr Dow Jones Industrial Average ETF Trust	+4,350	21,352	$11,154,071
MSFT	Microsoft Corp	+3,565	53,589	$19,989,768
SBS	Companhia De Saneamento Basico Do Estado De Sao Paulo-Sabesp	+1,756	2,195	$12,687
WDAY	Workday, Inc.	+538	2,416	$295,766
NOW	ServiceNow, Inc.	+287	4,785	$475,054
AVGO	Broadcom Inc.	+225	7,102	$2,682,780
GE	General Electric Co	+180	1,977	$738,864
HTGC	Hercules Capital, Inc.	+92	3,702	$58,380
BRSP	BrightSpire Capital, Inc.	+82	3,123	$17,020
CAT	Caterpillar Inc	+79	1,893	$2,015,855
BX	Blackstone Inc.	+52	5,673	$667,541
CSX	Csx Corp	+48	16,182	$769,130
CVX	Chevron Corp	+46	4,545	$753,379
JPM	Jpmorgan Chase & Co	+40	7,459	$2,441,554
CSCO	Cisco Systems, Inc.	+35	4,899	$575,436
TSLA	Tesla, Inc.	+30	446	$187,587
CION	CION Investment Corp	+29	687	$4,280
WMB	Williams Companies, Inc.	+28	4,040	$300,333
V	Visa Inc.	+26	4,697	$1,611,493
EPD	Enterprise Products Partners L.P.	+25	2,795	$102,744
QCOM	Qualcomm Inc/De	+25	2,052	$379,189
MO	Altria Group, Inc.	+24	3,672	$264,200
XEL	Xcel Energy Inc	+23	3,521	$282,736
KO	Coca Cola Co	+23	3,895	$316,546
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	−13,956	116,352	$23,280,871
AAPL	Apple Inc.	−6,908	79,317	$22,951,167
GOOGL	Alphabet Inc.	−6,444	3,466	$1,238,644
QQQ	Invesco Qqq Trust, Series 1	−5,935	63,600	$46,835,040
AMZN	Amazon Com Inc	−3,850	75,508	$17,996,576
ETHA	iShares Ethereum Trust ETF	−3,093	2,100	$24,969
SPY	Spdr S&P 500 ETF Trust	−2,789	63,062	$47,092,809
IBIT	iShares Bitcoin Trust ETF	−1,870	1,048	$34,887
SCHW	Schwab Charles Corp	−1,762	25,933	$2,392,837
FSCO	FS Credit Opportunities Corp.	−1,750	1	$4
CMG	Chipotle Mexican Grill Inc	−1,712	1,500	$51,000
COST	Costco Wholesale Corp /New	−1,650	13,058	$12,215,367
UBER	Uber Technologies, Inc	−1,360	477	$34,420
GOF	Guggenheim Strategic Opportunities Fund	−1,296	1	$10
PG	PROCTER & GAMBLE Co	−777	2,133	$312,783
CMCSA	Comcast Corp	−698	1,924	$47,234
TSCO	Tractor Supply Co /De/	−688	632	$19,977
SHOP	Shopify Inc.	−466	1,659	$189,424
PFE	Pfizer Inc	−273	637	$15,338
BAC	Bank Of America Corp /De/	−237	4,930	$280,911
LOW	Lowes Companies Inc	−213	379	$83,565
T	At&T Inc.	−209	5,465	$113,125
META	Meta Platforms, Inc.	−167	736	$414,581
BMY	Bristol Myers Squibb Co	−162	125	$7,202
ELV	Elevance Health, Inc.	−149	64	$24,750
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
MRP	Millrose Properties, Inc.	3,848	$115,632
EL	Estee Lauder Companies Inc	365	$28,816
SNDK	Sandisk Corp	6	$13,642
FSSL	FS Specialty Lending Fund	657	$7,325
ADI	Analog Devices Inc	6	$2,383
CWEN	Clearway Energy, Inc.	33	$1,127
ITW	Illinois Tool Works Inc	4	$1,081
GD	General Dynamics Corp	3	$1,062
CMS	Cms Energy Corp	8	$612
WEC	Wec Energy Group, Inc.	5	$583
SPGI	S&P Global Inc.	1	$407
PPG	Ppg Industries Inc	2	$242
FDS	Factset Research Systems Inc	1	$230
No positions match the current search.

Sold Out

Positions the filer fully exited

16 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	4,732	$802,831
AEM	Agnico Eagle Mines Ltd	1,000	$202,980
AHR	American Healthcare REIT, Inc.	1,088	$51,310
SPOT	Spotify Technology S.A.	72	$34,913
FSK	FS KKR Capital Corp	1,711	$17,417
FTNT	Fortinet, Inc.	100	$8,172
CCL	Carnival Corp Ltd.	302	$7,815
ZIM	ZIM Integrated Shipping Services Ltd.	205	$5,401
KMB	Kimberly Clark Corp	36	$3,472
CI	Cigna Group	11	$2,934
BG	Bunge Global SA	6	$763
TRP	Tc Energy Corp	11	$688
CRWV	CoreWeave, Inc.	5	$387
LYB	LyondellBasell Industries N.V.	3	$241
SOBO	South Bow Corp	2	$66
HON	Honeywell International Inc	533	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

336 tracked positions · $244,698,010 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 336 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPY	Spdr S&P 500 ETF Trust	Reduced	63,062	-2,789	$47,092,809	+10.0%	19.25%
QQQ	Invesco Qqq Trust, Series 1	Reduced	63,600	-5,935	$46,835,040	+16.7%	19.14%
NVDA	Nvidia Corp Technology	Reduced	116,352	-13,956	$23,280,871	+2.4%	9.51%
AAPL	Apple Inc. Technology	Reduced	79,317	-6,908	$22,951,167	+4.9%	9.38%
MSFT	Microsoft Corp Technology	Added	53,589	+3,565	$19,989,768	+8.0%	8.17%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	75,508	-3,850	$17,996,576	+8.9%	7.35%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	13,058	-1,650	$12,215,367	−16.6%	4.99%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Added	21,352	+4,350	$11,154,071	+41.6%	4.56%
AVGO	Broadcom Inc. Technology	Added	7,102	+225	$2,682,780	+26.0%	1.10%
JPM	Jpmorgan Chase & Co Financial Services	Added	7,459	+40	$2,441,554	+11.9%	1.00%
SCHW	Schwab Charles Corp Financial Services	Reduced	25,933	-1,762	$2,392,837	−8.1%	0.98%
CAT	Caterpillar Inc Industrials	Added	1,893	+79	$2,015,855	+56.9%	0.82%
V	Visa Inc. Financial Services	Added	4,697	+26	$1,611,493	+14.1%	0.66%
LMT	Lockheed Martin Corp Industrials	Added	2,573	+17	$1,310,840	−15.1%	0.54%
GOOGL	Alphabet Inc. Communication Services	Reduced	3,466	-6,444	$1,238,644	−56.5%	0.51%
ABBV	AbbVie Inc. Healthcare	Added	4,766	+11	$1,199,316	+16.0%	0.49%
ORCL	Oracle Corp Technology	Added	7,723	+3	$1,131,805	−0.3%	0.46%
NFLX	Netflix Inc Communication Services	Reduced	13,153	-20	$939,124	−25.9%	0.38%
WM	Waste Management Inc Industrials	Held	4,052	0	$903,109	−3.0%	0.37%
DE	Deere & Co Industrials	Added	1,382	+4	$876,644	+12.9%	0.36%
GEV	GE Vernova Inc. Industrials	Reduced	707	-33	$830,626	+28.6%	0.34%
CSX	Csx Corp Industrials	Added	16,182	+48	$769,130	+16.1%	0.31%
AXP	American Express Co Financial Services	Added	2,234	+4	$755,650	+12.0%	0.31%
CVX	Chevron Corp Energy	Added	4,545	+46	$753,379	−19.1%	0.31%
GE	General Electric Co Industrials	Added	1,977	+180	$738,864	+44.9%	0.30%
MAR	Marriott International Inc /Md/ Consumer Cyclical	Added	1,898	+3	$703,379	+13.5%	0.29%
BX	Blackstone Inc. Financial Services	Added	5,673	+52	$667,541	+3.3%	0.27%
FSLR	First Solar, Inc. Technology	Held	2,650	0	$625,294	+19.6%	0.26%
CSCO	Cisco Systems, Inc. Technology	Added	4,899	+35	$575,436	+52.5%	0.24%
MCD	Mcdonalds Corp Consumer Cyclical	Added	2,032	+14	$549,269	−12.4%	0.22%
DRI	Darden Restaurants Inc Consumer Cyclical	Added	2,604	+20	$536,450	+5.9%	0.22%
NOW	ServiceNow, Inc. Technology	Added	4,785	+287	$475,054	+1.0%	0.19%
NEE	Nextera Energy Inc Utilities	Reduced	5,382	-14	$472,378	−5.7%	0.19%
GS	Goldman Sachs Group Inc Financial Services	Reduced	460	-10	$465,230	+17.0%	0.19%
VLO	Valero Energy Corp/Tx Energy	Added	1,686	+8	$439,101	+5.9%	0.18%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,216	-94	$428,858	−0.5%	0.18%
META	Meta Platforms, Inc. Communication Services	Reduced	736	-167	$414,581	−19.8%	0.17%
LRCX	Lam Research Corp Technology	Held	930	0	$402,996	+102.8%	0.16%
QCOM	Qualcomm Inc/De Technology	Added	2,052	+25	$379,189	+45.3%	0.15%
GILD	Gilead Sciences, Inc. Healthcare	Held	3,000	0	$379,020	−9.3%	0.15%
COF	Capital One Financial Corp Financial Services	Added	1,888	+2	$378,770	+10.1%	0.15%
DUK	Duke Energy CORP Utilities	Added	2,634	+7	$333,411	−3.1%	0.14%
KO	Coca Cola Co Consumer Defensive	Added	3,895	+23	$316,546	+7.5%	0.13%
IBM	International Business Machines Corp Technology	Added	1,124	+7	$316,080	+16.7%	0.13%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	2,133	-777	$312,783	−25.6%	0.13%
JNJ	Johnson & Johnson Healthcare	Reduced	1,219	-4	$309,589	+3.6%	0.13%
WMB	Williams Companies, Inc. Energy	Added	4,040	+28	$300,333	+2.9%	0.12%
WDAY	Workday, Inc. Technology	Added	2,416	+538	$295,766	+21.2%	0.12%
XEL	Xcel Energy Inc Utilities	Added	3,521	+23	$282,736	+1.7%	0.12%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	4,930	-237	$280,911	+11.5%	0.11%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.