Kozak & Associates, Inc.
CIK
1764970
Location
HIGHLANDS RANCH, CO
Portfolio Value
Small
$226,887,612
Diversification
Diversified
Filing Date
Global Rank
#3,610
/ 8,232
▲ 111
Top Industry
Semiconductors
18.7%
3Y Alpha vs SPY
-0.9%
Period ended 2 months ago
Filed Apr 14, 2026 · 2mo
20 quarters · since Dec 2020
Clone Performance
Jun 2023–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+72.4%
SPY
+76.3%
Annualised alpha
-0.9%
Max drawdown
−21.1%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
339 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
18.9%
+0.2 pts
Top 5
64.4%
−2.2 pts
Top 10
83.7%
−1.0 pts
HHI
1,043
Diversified−26
Portfolio Trend
20 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 40.1% | $91,051,273 |
| Technology | 31.1% | $70,471,805 |
| Consumer Cyclical | 8.6% | $19,582,840 |
| Consumer Defensive | 7.1% | $16,085,158 |
| Financial Services | 4.5% | $10,259,930 |
| Industrials | 3.5% | $7,963,860 |
| Communication Services | 1.5% | $3,395,180 |
| Energy | 1.3% | $3,032,018 |
| Healthcare | 1.3% | $2,923,907 |
| Utilities | 0.7% | $1,483,128 |
| Basic Materials | 0.1% | $339,227 |
| Real Estate | 0.1% | $299,286 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| ORCL | Oracle Corp | +6,004 | 7,720 | $1,135,689 | |
| DIA | Spdr Dow Jones Industrial Average ETF Trust | +2,131 | 17,002 | $7,875,156 | |
| MSFT | Microsoft Corp | +583 | 50,024 | $18,517,384 | |
| AMZN | Amazon Com Inc | +377 | 79,358 | $16,527,890 | |
| CMCSA | Comcast Corp | +361 | 2,622 | $75,277 | |
| UBER | Uber Technologies, Inc | +336 | 1,837 | $132,135 | |
| IREN | IREN Ltd | +300 | 450 | $15,426 | |
| SBUX | Starbucks Corp | +230 | 328 | $29,385 | |
| PFE | Pfizer Inc | +212 | 910 | $25,552 | |
| UAL | United Airlines Holdings, Inc. | +160 | 590 | $54,321 | |
| VZ | Verizon Communications Inc | +158 | 603 | $30,270 | |
| GIS | General Mills Inc | +125 | 126 | $4,689 | |
| BX | Blackstone Inc. | +115 | 5,621 | $646,358 | |
| XYZ | Block, Inc. | +100 | 285 | $17,151 | |
| IONQ | IonQ, Inc. | +100 | 400 | $11,532 | |
| HTGC | Hercules Capital, Inc. | +95 | 3,610 | $53,319 | |
| MSIF | Msc Income Fund, Inc. | +94 | 280 | $3,410 | |
| BRSP | BrightSpire Capital, Inc. | +80 | 3,041 | $17,029 | |
| CSCO | Cisco Systems, Inc. | +74 | 4,864 | $377,397 | |
| FSK | FS KKR Capital Corp | +71 | 1,711 | $17,417 | |
| FSCO | FS Credit Opportunities Corp. | +61 | 1,751 | $8,930 | |
| NKE | NIKE, Inc. | +60 | 509 | $26,885 | |
| GOF | Guggenheim Strategic Opportunities Fund | +58 | 1,297 | $14,292 | |
| ZION | Zions Bancorporation, National Association /Ut/ | +57 | 982 | $56,582 | |
| AAPL | Apple Inc. | +51 | 86,225 | $21,883,042 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| NVDA | Nvidia Corp | −4,528 | 130,308 | $22,725,715 | |
| SCHW | Schwab Charles Corp | −1,816 | 27,695 | $2,602,776 | |
| PG | PROCTER & GAMBLE Co | −968 | 2,910 | $420,320 | |
| CSX | Csx Corp | −591 | 16,134 | $662,300 | |
| KO | Coca Cola Co | −548 | 3,872 | $294,465 | |
| SHOP | Shopify Inc. | −542 | 2,125 | $252,067 | |
| BAC | Bank Of America Corp /De/ | −350 | 5,167 | $251,891 | |
| COST | Costco Wholesale Corp /New | −291 | 14,708 | $14,655,492 | |
| F | Ford Motor Co | −266 | 183 | $2,111 | |
| JNJ | Johnson & Johnson | −256 | 1,223 | $298,950 | |
| ABBV | AbbVie Inc. | −215 | 4,755 | $1,034,164 | |
| AVGO | Broadcom Inc. | −202 | 6,877 | $2,128,500 | |
| WMB | Williams Companies, Inc. | −176 | 4,012 | $291,993 | |
| SPY | Spdr S&P 500 ETF Trust | −169 | 65,851 | $42,825,539 | |
| HPQ | Hp Inc | −163 | 308 | $5,916 | |
| META | Meta Platforms, Inc. | −160 | 903 | $516,633 | |
| AJG | Arthur J. Gallagher & Co. | −147 | 527 | $114,137 | |
| T | At&T Inc. | −130 | 5,674 | $164,489 | |
| TSCO | Tractor Supply Co /De/ | −82 | 1,320 | $59,796 | |
| NFLX | Netflix Inc | −70 | 13,173 | $1,266,583 | |
| LULU | lululemon athletica inc. | −62 | 367 | $56,187 | |
| DIS | Walt Disney Co | −58 | 1,275 | $122,884 | |
| WBD | Warner Bros. Discovery, Inc. | −47 | 269 | $7,386 | |
| GE | General Electric Co | −46 | 1,797 | $509,934 | |
| UPS | United Parcel Service Inc | −42 | 13 | $1,278 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
11 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| IBIT | iShares Bitcoin Trust ETF | 2,918 | $112,109 | |
| ETHA | iShares Ethereum Trust ETF | 5,193 | $82,205 | |
| AZN | Astrazeneca PLC | 253 | $49,896 | |
| KODK | Eastman Kodak Co | 4,160 | $37,648 | |
| SOLS | Solstice Advanced Materials Inc. | 203 | $15,460 | |
| MDLN | Medline Inc. | 275 | $12,237 | |
| TTE | TotalEnergies SE | 131 | $11,918 | |
| VSNT | Versant Media Group, Inc. | 112 | $4,146 | |
| Q | Qnity Electronics, Inc. | 8 | $923 | |
| MICC | Magnum Ice Cream Co N.V. | 57 | $852 | |
| CRWV | CoreWeave, Inc. | 5 | $387 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
6 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| FLUT | Flutter Entertainment plc | 200 | $43,008 | |
| JCI | Johnson Controls International plc | 100 | $11,975 | |
| SYK | Stryker Corp | 13 | $4,569 | |
| DKNG | DraftKings Inc. | 100 | $3,446 | |
| OXY | Occidental Petroleum Corp /De/ | 75 | $3,084 | |
| NLY | Annaly Capital Management Inc | 1 | $22 | |
| No positions match the current search. | ||||
339 positions ·
$226,887,612 total
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 339 positions by value
· page 1 of 7
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 65,851 | $42,825,539 | 18.88% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 69,535 | $40,134,211 | 17.69% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 130,308 | $22,725,715 | 10.02% | |
| AAPL |
Apple Inc.
Technology
|
Added | 86,225 | $21,883,042 | 9.64% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 50,024 | $18,517,384 | 8.16% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 79,358 | $16,527,890 | 7.28% | |
| COST |
Costco Wholesale Corp /New
Consumer Defensive
|
Reduced | 14,708 | $14,655,492 | 6.46% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Added | 17,002 | $7,875,156 | 3.47% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 27,695 | $2,602,776 | 1.15% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 7,419 | $2,182,373 | 0.96% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 6,877 | $2,128,500 | 0.94% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Added | 2,556 | $1,544,820 | 0.68% | |
| V |
Visa Inc.
Financial Services
|
Added | 4,671 | $1,411,763 | 0.62% | |
| CAT |
Caterpillar Inc
Industrials
|
Added | 1,814 | $1,285,146 | 0.57% | |
| NFLX |
Netflix Inc
Communication Services
|
Reduced | 13,173 | $1,266,583 | 0.56% | |
| ORCL |
Oracle Corp
Technology
|
Added | 7,720 | $1,135,689 | 0.50% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 4,755 | $1,034,164 | 0.46% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 3,548 | $1,020,262 | 0.45% | |
| WM |
Waste Management Inc
Industrials
|
Held | 4,052 | $931,109 | 0.41% | |
| CVX |
Chevron Corp
Energy
|
Added | 4,499 | $930,843 | 0.41% | |
| XOM |
Exxon Mobil Corp
Energy
|
Added | 4,732 | $802,831 | 0.35% | |
| DE |
Deere & Co
Industrials
|
Added | 1,378 | $776,227 | 0.34% | |
| AXP |
American Express Co
Financial Services
|
Added | 2,230 | $674,530 | 0.30% | |
| CSX |
Csx Corp
Industrials
|
Reduced | 16,134 | $662,300 | 0.29% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 5,621 | $646,358 | 0.28% | |
| GEV |
GE Vernova Inc.
Industrials
|
Reduced | 740 | $645,946 | 0.28% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 2,018 | $627,174 | 0.28% | |
| MAR |
Marriott International Inc /Md/
Consumer Cyclical
|
Added | 1,895 | $619,797 | 0.27% | |
| FSLR |
First Solar, Inc.
Technology
|
Held | 2,650 | $522,739 | 0.23% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 903 | $516,633 | 0.23% | |
| GE |
General Electric Co
Industrials
|
Reduced | 1,797 | $509,934 | 0.22% | |
| DRI |
Darden Restaurants Inc
Consumer Cyclical
|
Added | 2,584 | $506,567 | 0.22% | |
| NEE |
Nextera Energy Inc
Utilities
|
Reduced | 5,396 | $501,180 | 0.22% | |
| NOW |
ServiceNow, Inc.
Technology
|
Held | 4,498 | $470,265 | 0.21% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 1,310 | $430,845 | 0.19% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 2,910 | $420,320 | 0.19% | |
| GILD |
Gilead Sciences, Inc.
Healthcare
|
Held | 3,000 | $418,110 | 0.18% | |
| VLO |
Valero Energy Corp/Tx
Energy
|
Added | 1,678 | $414,600 | 0.18% | |
| GS |
Goldman Sachs Group Inc
Financial Services
|
Added | 470 | $397,615 | 0.18% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 4,864 | $377,397 | 0.17% | |
| COF |
Capital One Financial Corp
Financial Services
|
Added | 1,886 | $344,062 | 0.15% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 2,627 | $343,979 | 0.15% | |
| SHEL |
Shell plc
Energy
|
Held | 3,598 | $334,614 | 0.15% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 1,223 | $298,950 | 0.13% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 3,872 | $294,465 | 0.13% | |
| WMB |
Williams Companies, Inc.
Energy
|
Reduced | 4,012 | $291,993 | 0.13% | |
| BLK |
BlackRock, Inc.
Financial Services
|
Added | 289 | $277,934 | 0.12% | |
| XEL |
Xcel Energy Inc
Utilities
|
Added | 3,498 | $277,881 | 0.12% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 1,117 | $270,749 | 0.12% | |
| QCOM |
Qualcomm Inc/De
Technology
|
Added | 2,027 | $261,037 | 0.12% |