HOEY INVESTMENTS, INC

Registered adviser

CIK

1799544

Location

COATESVILLE, PA

Portfolio Value

Small $848,000,712

Diversification

Moderately concentrated

Filing Date

Global Rank

#2,963 / 8,827 ▼ 21 · as of Jun 2026

Top Industry

Semiconductors 45.2%

Period ended 38 days ago

Filed Oct 29, 2026 · 9d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 152103

Roster of Nov 1, 2026

Regulatory AUM

$788,296,206

Main clients

Individuals and high net worth (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$788,296,206	Individuals and high net worth (100%)
Apr 2025 to Mar 2026	$635,527,528	Individuals and high net worth (99%)
Apr 2024 to Mar 2025	$427,460,751	Individuals and high net worth (98%)
May 2023 to Mar 2024	$288,620,459	Individuals and high net worth (98%)
Apr 2023	$288,620,459	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$386,000,442	Individuals and high net worth (99%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 81.6% of the book (60%+)

Turnover

Low turnover

9.6% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 23.2 quarters (12+), a floor since 77.0% of the book was already held when coverage starts

Closest benchmark: the S&P 500 as of 2026-06-30, active share 62.4%; sector active share 40.0% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

451 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

37.5%

+1.8 pts

Top 5

73.0%

+2.3 pts

Top 10

84.6%

+2.8 pts

HHI

1,876

Moderately concentrated+93

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	57.9%	$491,094,108	68
Consumer Cyclical	18.0%	$152,927,809	37
Communication Services	10.4%	$87,999,867	20
Financial Services	6.2%	$52,350,355	43
Industrials	3.6%	$30,138,625	41
Unclassified	2.2%	$18,414,665	100
Healthcare	0.7%	$5,751,082	56
Consumer Defensive	0.6%	$4,816,449	21
Energy	0.3%	$2,427,425	14
Basic Materials	0.1%	$1,234,993	25
Utilities	0.1%	$429,375	12
Real Estate	0.0%	$415,959	14

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MUU	Direxion Daily MU Bull 2X Shares	+98,167	99,730	$3,672,058
CRWD	CrowdStrike Holdings, Inc.	+8,776	10,918	$2,890,540
MU	Micron Technology Inc	+6,915	24,953	$26,577,689
KORU	Direxion Daily MSCI South Korea Bull 3X Shares	+3,975	4,150	$83,083
PLTR	Palantir Technologies Inc.	+3,533	135,655	$25,374,267
PLTU	Direxion Daily PLTR Bull 2X Shares	+3,240	4,000	$224,920
AAPL	Apple Inc.	+2,499	82,286	$27,402,883
BAC	Bank Of America Corp	+2,323	113,964	$6,203,060
SPCX	Space Exploration Technologies Corp	+2,092	2,292	$345,771
—		+1,989	12,475	$0
PHYS	Sprott Physical Gold Trust	+1,500	12,500	$390,875
MS	Morgan Stanley	+1,367	50,553	$9,508,008
VZ	Verizon Communications Inc	+925	5,087	$233,340
DELL	Dell Technologies Inc.	+895	6,143	$3,304,626
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+750	1,150	$70,725
DGRO	iShares Core Dividend Growth ETF	+554	2,207	$166,385
GS	Goldman Sachs Group Inc	+534	14,385	$12,951,678
GOOGL	Alphabet Inc.	+489	39,476	$13,582,902
MNST	Monster Beverage Corp	+356	712	$29,633
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+350	3,427	$1,563,363
BNY	Bank of New York Mellon Corp	+265	390	$56,405
DE	Deere & Co	+257	331	$222,283
AZN	Astrazeneca PLC	+252	329	$53,123
CMCSA	Comcast Corp	+250	2,492	$54,225
SCHG	Schwab U.S. Large-Cap Growth ETF	+248	21,336	$766,602
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AMZN	Amazon Com Inc	−16,599	594,136	$148,028,984
MSFT	Microsoft Corp	−6,765	99,971	$51,275,125
IBM	International Business Machines Corp	−6,477	185	$40,687
NVDA	Nvidia Corp	−6,004	1,333,270	$304,492,202
WFC	Wells Fargo & Company	−5,871	116,177	$9,299,968
GLW	Corning Inc	−5,520	500	$76,880
NVDL	GraniteShares 2x Long NVDA Daily ETF	−4,310	86,443	$3,173,322
ARM	Arm Holdings PLC	−2,942	11,002	$3,186,839
CMC	COMMERCIAL METALS Co	−1,971	33,319	$2,069,109
META	Meta Platforms, Inc.	−1,828	100,448	$72,842,880
SCHI	Schwab 5-10 Year Corporate Bond ETF	−1,797	243	$5,209
WMT	Walmart Inc.	−1,781	36,756	$3,819,683
CPER		−1,500	23,850	$948,753
GOOG	Alphabet Inc.	−1,379	1,304	$444,324
SCHR	Schwab Intermediate-Term U.S. Treasury ETF	−1,284	179	$4,242
IUSG	iShares Core S&P U.S. Growth ETF	−800	1,700	$329,375
SLV	iShares Silver Trust	−769	34,006	$1,853,667
AVGO	Broadcom Inc.	−763	51,584	$18,115,784
BA	Boeing Co	−607	5,888	$1,095,462
EEM	iShares MSCI Emerging Markets ETF	−602	4,648	$310,439
NOW	ServiceNow, Inc.	−515	6,981	$935,523
C	Citigroup Inc	−500	300	$38,844
METU	Direxion Daily META Bull 2X Shares	−500	1,500	$45,937
PLUG	Plug Power Inc	−491	3,696	$7,170
HAUZ	Xtrackers International Real Estate ETF	−483	67	$1,422
No positions match the current search.

New Positions

Positions the filer opened this quarter

19 positions

Ticker	Company	Shares	Value
SOXL	Direxion Daily Semiconductor Bull 3X Shares	6,145	$908,599
SPXV	ProShares S&P 500 Ex-Health Care ETF	1,500	$125,419
SSPY	Stratified LargeCap Index ETF	1,275	$122,538
CRDO	Credo Technology Group Holding Ltd	160	$31,166
TMUS	T-Mobile US, Inc.	140	$22,831
DVY	iShares Select Dividend ETF	137	$20,833
SPLV	Invesco S&P 500 Low Volatility ETF	283	$19,954
SKHY	SK hynix Inc.	100	$18,415
MKC	Mccormick & Co Inc	375	$17,400
D	Dominion Energy, Inc	250	$15,130
KMB	Kimberly Clark Corp	125	$12,178
TE	T1 Energy Inc.	1,550	$5,983
CHWY	Chewy, Inc.	300	$5,460
MRNA	Moderna, Inc.	10	$1,925
PLAB	Photronics Inc	48	$1,477
VXUS	Vanguard Total International Stock ETF	15	$1,274
VCIT	VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND	1	$78
KPLT	Katapult Holdings, Inc.	5	$21
MBGL	Mobility Global Inc.	1	$17
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
ARMG	Leverage Shares 2X Long ARM Daily ETF	11,265	$444,066
ASML	Asml Holding NV	35	$69,630
SIVR	abrdn Silver ETF Trust	500	$28,110
GDX	VanEck Gold Miners ETF	230	$17,353
PPA	Victory Portfolios II	51	$9,009
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	30	$4,759
VB	Vanguard Index Funds	13	$3,940
JHI	John Hancock Investors Trust	222	$2,957
VPL	VANGUARD PACIFIC STOCK INDEX FUND	21	$2,429
VGK	VANGUARD EUROPEAN STOCK INDEX FUND	26	$2,302
BLW	BLACKROCK Ltd DURATION INCOME TRUST	171	$2,135
NMAX	Newsmax Inc.	250	$2,070
PTY	Pimco Corporate & Income Opportunity Fund	151	$1,816
GSAT	Globalstar, Inc.	20	$1,625
VNQ	VANGUARD REAL ESTATE INDEX FUND	9	$867
—		4	$820
GME	GameStop Corp.	10	$220
AGG	iShares Core U.S. Aggregate Bond ETF	1	$98
HOST	Host Digital Inc.	1	$1
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

451 tracked positions · $848,000,712 total · filing declares 457 positions · $850,841,848 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 451 positions by value · page 1 of 10

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp CALL + SHARES Technology	Added	1,393,070	+9,796	$318,149,326	+14.9%	37.52%
AMZN	Amazon Com Inc CALL + SHARES Consumer Cyclical	Reduced	598,136	-32,599	$149,025,584	−0.9%	17.57%
META	Meta Platforms, Inc. CALL + SHARES Communication Services	Reduced	100,948	-1,328	$73,205,470	+27.1%	8.63%
MSFT	Microsoft Corp Technology	Reduced	99,971	-6,765	$51,275,125	+28.8%	6.05%
AAPL	Apple Inc. Technology	Added	82,286	+2,499	$27,402,883	+18.7%	3.23%
MU	Micron Technology Inc CALL + SHARES Technology	Added	25,453	+6,315	$27,110,244	+22.7%	3.20%
PLTR	Palantir Technologies Inc. CALL + SHARES Technology	Added	141,055	+8,933	$26,384,337	+71.2%	3.11%
AVGO	Broadcom Inc. Technology	Reduced	51,584	-763	$18,115,784	−8.4%	2.14%
GOOGL	Alphabet Inc. Communication Services	Added	39,476	+489	$13,582,902	−2.5%	1.60%
GS	Goldman Sachs Group Inc Financial Services	Added	14,385	+534	$12,951,678	−7.5%	1.53%
GE	General Electric Co Industrials	Added	33,550	+6	$10,477,329	−16.4%	1.24%
JPM	Jpmorgan Chase & Co Financial Services	Added	29,589	+168	$9,788,928	+1.6%	1.15%
MS	Morgan Stanley Financial Services	Added	50,553	+1,367	$9,508,008	−7.5%	1.12%
WFC	Wells Fargo & Company Financial Services	Reduced	116,177	-5,871	$9,299,968	−7.8%	1.10%
GEV	GE Vernova Inc. Industrials	Reduced	9,417	-178	$8,950,764	−20.6%	1.06%
BAC	Bank Of America Corp Financial Services	Added	113,964	+2,323	$6,203,060	−2.5%	0.73%
WMT	Walmart Inc. Consumer Defensive	Reduced	36,756	-1,781	$3,819,683	−12.5%	0.45%
MUU	Direxion Daily MU Bull 2X Shares	Added	99,730	+98,167	$3,672,058	+124.0%	0.43%
MRVL	Marvell Technology, Inc. CALL + SHARES Technology	Added	13,327	+2,522	$3,521,126	+9.4%	0.42%
DELL	Dell Technologies Inc. Technology	Added	6,143	+895	$3,304,626	+45.9%	0.39%
ARM	Arm Holdings PLC Technology	Reduced	11,002	-4,842	$3,186,839	−43.3%	0.38%
NVDL	GraniteShares 2x Long NVDA Daily ETF	Reduced	86,443	-4,310	$3,173,322	+17.3%	0.37%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	10,918	+8,776	$2,890,540	+76.8%	0.34%
CMC	COMMERCIAL METALS Co Industrials	Reduced	33,319	-1,971	$2,069,109	−6.6%	0.24%
AMGN	Amgen Inc Healthcare	Reduced	4,509	-419	$1,900,588	+6.5%	0.22%
SLV	iShares Silver Trust	Reduced	34,006	-769	$1,853,667	−0.3%	0.22%
BRK-B	Berkshire Hathaway Inc Financial Services	Held	3,623	0	$1,804,072	−0.5%	0.21%
LOW	Lowes Companies Inc Consumer Cyclical	Reduced	8,589	-459	$1,582,866	−20.7%	0.19%
ALAB	Astera Labs, Inc. Technology	Held	4,406	0	$1,568,403	−26.3%	0.18%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	3,427	+50	$1,563,363	−3.1%	0.18%
EMR	Emerson Electric Co Industrials	Reduced	8,830	-22	$1,369,533	+8.1%	0.16%
SCHV	Schwab U.S. Large-Cap Value ETF	Reduced	35,915	-5	$1,196,328	−4.3%	0.14%
RTX	RTX Corp Industrials	Added	6,405	+200	$1,189,088	+1.0%	0.14%
AMD	Advanced Micro Devices Inc Technology	Added	1,852	+24	$1,132,979	+6.7%	0.13%
ABBV	AbbVie Inc. Healthcare	Held	4,275	0	$1,118,297	+4.0%	0.13%
CMI	Cummins Inc Industrials	Reduced	2,161	-100	$1,116,307	−30.8%	0.13%
BA	Boeing Co Industrials	Reduced	5,888	-607	$1,095,462	−22.1%	0.13%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	3,025	-147	$1,073,300	−19.6%	0.13%
NLR	VanEck Uranium and Nuclear ETF	Reduced	10,024	-75	$1,037,083	−11.5%	0.12%
CPER		Reduced	23,850	-1,500	$948,753	−0.8%	0.11%
NOW	ServiceNow, Inc. Technology	Reduced	6,981	-515	$935,523	+25.7%	0.11%
KMI	Kinder Morgan, Inc. Energy	Reduced	30,824	-284	$929,343	−6.6%	0.11%
SOXL	Direxion Daily Semiconductor Bull 3X Shares	NEW	6,145	NEW	$908,599	NEW	0.11%
LRCX	Lam Research Corp Technology	Added	2,705	+200	$888,619	−18.1%	0.10%
LMT	Lockheed Martin Corp Industrials	Reduced	1,554	-21	$791,374	−1.4%	0.09%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	21,336	+248	$766,602	+7.4%	0.09%
CAT	Caterpillar Inc Industrials	Added	894	+215	$724,846	+0.2%	0.09%
PNC	Pnc Financial Services Group, Inc. Financial Services	Held	3,020	0	$671,225	−9.7%	0.08%
JNJ	Johnson & Johnson Healthcare	Added	2,312	+62	$612,078	+7.1%	0.07%
ROK	Rockwell Automation, Inc Industrials	Reduced	1,330	-24	$578,988	−13.6%	0.07%

Showing the top 50 of 451 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.