Valley Brook Capital Group, Inc.

Registered adviser

CIK

1851418

Location

Venetia, PA

Portfolio Value

Small $173,924,209

Diversification

Diversified

Filing Date

Global Rank

#6,906 / 8,818 ▲ 72 · as of Jun 2026

Top Industry

Semiconductors 10.5%

Period ended 28 days ago

Filed Oct 26, 2026 · 2d

24 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 122460

Roster of Oct 1, 2026

Regulatory AUM

$223,267,862

Main clients

Individuals and high net worth (84% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$223,267,862	Individuals and high net worth (84%)
Mar 2025 to Feb 2026	$192,166,993	Individuals and high net worth (89%)
Apr 2024 to Feb 2025	$168,811,393	Individuals and high net worth (89%)
May 2023 to Mar 2024	$155,927,007	Individuals and high net worth (88%)
Mar 2023 to Apr 2023	$155,927,007	Individuals and high net worth (88%)
Apr 2022 to Feb 2023	$178,205,513	Individuals and high net worth (88%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 39.6%, 41.4 effective positions, active share 50.4% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

6.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 19.8 quarters (12+)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 50.4%; sector active share 13.9% against the combined 13F book's sector weights.

Over time 23 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

118 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

8.3%

+1.2 pts

Top 5

27.1%

+2.8 pts

Top 10

42.2%

+2.5 pts

HHI

276

Diversified+34

Portfolio Trend

24 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Technology	34.1%	$59,241,825	19
Industrials	16.8%	$29,226,613	19
Healthcare	10.2%	$17,815,516	12
Financial Services	10.1%	$17,583,798	15
Consumer Cyclical	7.1%	$12,275,245	7
Communication Services	5.9%	$10,200,798	6
Energy	5.2%	$9,011,414	7
Consumer Defensive	4.5%	$7,806,697	6
Unclassified	2.9%	$4,959,621	16
Utilities	2.0%	$3,482,219	6
Basic Materials	1.3%	$2,177,157	4
Real Estate	0.1%	$143,306	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
CRWD	CrowdStrike Holdings, Inc.	+6,890	9,180	$2,430,405
APH	Amphenol Corp	+3,975	7,724	$651,133
FNDX	Schwab Fundamental U.S. Large Company ETF	+2,004	9,582	$301,545
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+1,676	4,115	$413,763
SCHX	Schwab U.S. Large-Cap ETF	+1,124	19,604	$588,120
KLAC	Kla Corp	+500	11,425	$2,227,075
XLG	Victory Portfolios II	+485	12,655	$0
GOOGL	Alphabet Inc.	+285	6,970	$2,398,237
COHR	Coherent Corp.	+252	955	$274,858
NFLX	Netflix Inc	+170	12,050	$838,439
VO	VANGUARD MID-CAP INDEX FUND	+155	4,845	$379,944
NEE	Nextera Energy Inc	+150	14,297	$1,082,854
SPCX	Space Exploration Technologies Corp	+149	3,171	$478,377
TSM	Taiwan Semiconductor Manufacturing Co Ltd	+145	4,298	$1,960,704
ETN	Eaton Corp plc	+135	1,885	$810,003
FIDU	Fidelity MSCI Industrials Index ETF	+125	6,813	$603,495
SCCO	Southern Copper Corp	+112	3,951	$800,630
QQQ	Invesco Qqq Trust, Series 1	+106	424	$313,662
PANW	Palo Alto Networks Inc	+100	5,007	$1,989,331
HWM	Howmet Aerospace Inc.	+85	2,950	$667,231
CHAT	Roundhill Generative AI & Technology ETF	+75	2,285	$210,174
GOOG	Alphabet Inc.	+70	11,382	$3,878,302
GE	General Electric Co	+70	7,787	$2,431,802
AVGO	Broadcom Inc.	+65	16,168	$5,678,039
PSI	Victory Portfolios II	+65	11,490	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
GAB	Gabelli Equity Trust Inc	−10,750	122,586	$642,350
PPT	Franklin Premier Income Trust	−7,773	61,596	$202,034
PG	PROCTER & GAMBLE Co	−900	5,798	$842,333
ES	Eversource Energy	−610	6,918	$443,858
MCD	Mcdonalds Corp	−510	6,010	$1,387,949
PEP	Pepsico Inc	−500	6,107	$773,879
WMT	Walmart Inc.	−499	26,703	$2,774,975
VST	Vistra Corp.	−325	4,485	$620,499
CSX	Csx Corp	−300	4,400	$204,644
MPC	Marathon Petroleum Corp	−180	5,768	$2,280,782
NKE	NIKE, Inc.	−130	7,061	$249,959
HSY	Hershey Co	−125	1,600	$252,176
JNJ	Johnson & Johnson	−115	11,417	$3,022,536
FHLC	Fidelity MSCI Health Care Index ETF	−100	4,672	$381,702
VZ	Verizon Communications Inc	−99	10,334	$474,020
FNCL	Fidelity MSCI Financials Index ETF	−99	5,116	$387,383
TJX	Tjx Companies Inc	−75	13,252	$1,753,372
ABT	Abbott Laboratories	−75	9,372	$926,234
PPA	Victory Portfolios II	−60	3,936	$0
HD	Home Depot, Inc.	−55	13,399	$3,811,881
UNP	Union Pacific Corp	−54	13,608	$3,703,145
XOM	ExxonMobil Holdings Corp	−50	13,997	$2,278,011
DIS	Walt Disney Co	−50	2,714	$284,698
SO	Southern Co	−48	8,606	$713,351
ABBV	AbbVie Inc.	−47	23,099	$6,042,467
No positions match the current search.

New Positions

Positions the filer opened this quarter

3 positions

Ticker	Company	Shares	Value
DELL	Dell Technologies Inc.	448	$241,001
PLTR	Palantir Technologies Inc.	1,110	$207,625
ITT	Itt Inc.	1,000	$201,820
No positions match the current search.

Sold Out

Positions the filer fully exited

5 positions

Ticker	Company	Shares	Value
AMAT	Applied Materials Inc	365	$263,895
GIS	General Mills Inc	6,555	$228,114
BA	Boeing Co	1,004	$217,335
CSCO	Cisco Systems, Inc.	1,795	$210,840
GS	Goldman Sachs Group Inc	200	$202,274
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

118 tracked positions · $173,924,209 total · filing declares 118 positions · $177,624,708 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 118 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	43,373	-30	$14,444,076	+15.0%	8.30%
MSFT	Microsoft Corp Technology	Added	25,542	+31	$13,100,491	+37.7%	7.53%
NVDA	Nvidia Corp Technology	Added	30,497	+20	$6,964,904	+14.2%	4.00%
CAT	Caterpillar Inc Industrials	Added	7,768	+45	$6,298,216	−23.4%	3.62%
JPM	Jpmorgan Chase & Co Financial Services	Added	18,799	+27	$6,219,273	+1.2%	3.58%
ABBV	AbbVie Inc. Healthcare	Reduced	23,099	-47	$6,042,467	+3.7%	3.47%
AVGO	Broadcom Inc. Technology	Added	16,168	+65	$5,678,039	−6.7%	3.26%
AMZN	Amazon Com Inc Consumer Cyclical	Added	18,183	+50	$4,530,294	+4.8%	2.60%
GOOG	Alphabet Inc. Communication Services	Added	11,382	+70	$3,878,302	−3.0%	2.23%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	13,399	-55	$3,811,881	−19.7%	2.19%
RTX	RTX Corp Industrials	Added	19,975	+1	$3,708,358	−2.1%	2.13%
UNP	Union Pacific Corp Industrials	Reduced	13,608	-54	$3,703,145	−0.3%	2.13%
DE	Deere & Co Industrials	Held	5,209	0	$3,498,103	+5.9%	2.01%
JNJ	Johnson & Johnson Healthcare	Reduced	11,417	-115	$3,022,536	+3.2%	1.74%
COST	Costco Wholesale Corp Consumer Defensive	Held	3,100	0	$2,822,054	−2.7%	1.62%
V	Visa Inc. Financial Services	Held	7,816	0	$2,808,523	+4.7%	1.61%
WMT	Walmart Inc. Consumer Defensive	Reduced	26,703	-499	$2,774,975	−9.9%	1.60%
GE	General Electric Co Industrials	Added	7,787	+70	$2,431,802	−15.7%	1.40%
CRWD	CrowdStrike Holdings, Inc. Technology	Added	9,180	+6,890	$2,430,405	+39.1%	1.40%
ASML	Asml Holding NV Technology	Added	1,337	+32	$2,422,202	−6.7%	1.39%
GOOGL	Alphabet Inc. Communication Services	Added	6,970	+285	$2,398,237	+0.4%	1.38%
META	Meta Platforms, Inc. Communication Services	Added	3,209	+25	$2,327,102	+29.8%	1.34%
PNC	Pnc Financial Services Group, Inc. Financial Services	Added	10,352	+1	$2,300,835	−9.7%	1.32%
LRCX	Lam Research Corp Technology	Held	6,981	0	$2,293,328	−24.2%	1.32%
MPC	Marathon Petroleum Corp Energy	Reduced	5,768	-180	$2,280,782	+50.0%	1.31%
XOM	ExxonMobil Holdings Corp Energy	Reduced	13,997	-50	$2,278,011	+18.6%	1.31%
KLAC	Kla Corp Technology	Added	11,425	+500	$2,227,075	−32.4%	1.28%
TMO	Thermo Fisher Scientific Inc. Healthcare	Held	3,010	0	$2,031,900	+34.6%	1.17%
PANW	Palo Alto Networks Inc Technology	Added	5,007	+100	$1,989,331	+18.9%	1.14%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	4,298	+145	$1,960,704	−1.1%	1.13%
LLY	ELI LILLY & Co Healthcare	Added	1,630	+5	$1,886,040	−3.2%	1.08%
AMGN	Amgen Inc Healthcare	Added	4,244	+1	$1,788,888	+16.4%	1.03%
TJX	Tjx Companies Inc Consumer Cyclical	Reduced	13,252	-75	$1,753,372	−13.2%	1.01%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	3,468	+25	$1,726,890	+0.2%	0.99%
CVX	Chevron Corp Energy	Held	7,356	0	$1,502,168	+23.2%	0.86%
ITW	Illinois Tool Works Inc Industrials	Held	5,777	0	$1,486,306	−4.9%	0.85%
MU	Micron Technology Inc Technology	Added	1,352	+27	$1,440,028	−5.8%	0.83%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	6,010	-510	$1,387,949	−21.2%	0.80%
PSX	Phillips 66 Energy	Held	5,055	0	$1,290,592	+51.0%	0.74%
LMT	Lockheed Martin Corp Industrials	Held	2,366	0	$1,204,885	−0.0%	0.69%
ADP	Automatic Data Processing Inc Technology	Reduced	4,662	-25	$1,203,075	+14.6%	0.69%
MA	Mastercard Inc Financial Services	Added	1,974	+1	$1,088,601	+7.4%	0.63%
TRGP	Targa Resources Corp. Energy	Held	4,015	0	$1,085,294	+0.8%	0.62%
NEE	Nextera Energy Inc Utilities	Added	14,297	+150	$1,082,854	−12.8%	0.62%
GEV	GE Vernova Inc. Industrials	Added	1,123	+15	$1,067,400	−18.0%	0.61%
ALAB	Astera Labs, Inc. Technology	Added	2,645	+45	$941,540	−25.0%	0.54%
ABT	Abbott Laboratories Healthcare	Reduced	9,372	-75	$926,234	+8.1%	0.53%
EMR	Emerson Electric Co Industrials	Held	5,750	0	$891,825	+8.3%	0.51%
FTEC	Fidelity MSCI Information Technology Index ETF	Added	2,943	+50	$883,076	+6.9%	0.51%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	5,798	-900	$842,333	−14.2%	0.48%

Showing the top 50 of 118 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.