Herold Advisors, Inc.

CIK

1891713

Location

New York, NY

Portfolio Value

Micro $3,494,876

Diversification

Diversified

Filing Date

Global Rank

#3,072 / 8,232 ▲ 163

Top Industry

Drug Manufacturers - General 10.5%

3Y Alpha vs SPY

-3.9%

Period ended 2 months ago

Filed May 15, 2026 · 29d

19 quarters · since Sep 2021

Clone Performance

Jun 2023–Jun 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+60.3%

SPY

+76.5%

Annualised alpha

-3.8%

Max drawdown

−17.3%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

172 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025

Top Position

6.9%

−0.3 pts

Top 5

24.5%

−1.9 pts

Top 10

37.5%

−2.0 pts

HHI

216

Diversified−21

Portfolio Trend

19 quarters · across all stocks

Sector Breakdown

As of Mar 31, 2026

Sector	% Portfolio	Value	Positions
Technology	26.5%	$81,358,923	23
Financial Services	15.7%	$48,239,497	36
Healthcare	12.7%	$38,855,684	18
Energy	9.1%	$27,966,924	11
Industrials	8.4%	$25,700,840	26
Communication Services	7.2%	$22,041,878	8
Consumer Defensive	6.3%	$19,303,588	12
Consumer Cyclical	5.7%	$17,398,336	11
Utilities	4.0%	$12,417,401	12
Unclassified	1.8%	$5,500,534	5
Real Estate	1.5%	$4,481,424	6
Basic Materials	1.1%	$3,494,876	4

Last Quarter's Activity

Export CSV

Mar 31, 2026 vs Dec 31, 2025

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NRK	Nuveen New York Amt-Free Quality Municipal Income Fund	+8,942	32,379	$330,589
PDI	PIMCO Dynamic Income Fund	+5,099	21,724	$371,697
CCD	Calamos Dynamic Convertible & Income Fund	+4,068	33,067	$705,980
PFE	Pfizer Inc	+3,642	75,030	$2,106,842
NEE	Nextera Energy Inc	+3,288	26,990	$2,506,831
APH	Amphenol Corp /De/	+2,688	40,788	$5,153,563
VZ	Verizon Communications Inc	+2,121	86,347	$4,334,619
AAPL	Apple Inc.	+2,050	83,949	$21,305,416
BIPH	Brookfield Infrastructure Partners L.P.	+1,700	94,211	$3,402,901
MRK	Merck & Co., Inc.	+1,508	31,656	$3,807,900
T	At&T Inc.	+1,437	101,670	$2,947,413
CB	Chubb Ltd	+1,389	9,019	$2,939,562
CAG	Conagra Brands Inc.	+1,300	13,300	$209,076
NFLX	Netflix Inc	+1,292	12,470	$1,198,990
GE	General Electric Co	+1,250	4,592	$1,303,071
BAC	Bank Of America Corp /De/	+1,151	33,827	$1,649,066
NNY	Nuveen New York Municipal Value Fund	+1,069	27,389	$228,698
VST	Vistra Corp.	+948	3,823	$574,711
PEG	Public Service Enterprise Group Inc	+760	15,149	$1,226,311
CCI	Crown Castle Inc.	+679	8,314	$676,011
TMUS	T-Mobile US, Inc.	+635	4,440	$932,533
TSLA	Tesla, Inc.	+576	10,121	$3,762,481
GM	General Motors Co	+500	4,800	$357,600
QQQ	Invesco Qqq Trust, Series 1	+494	992	$572,562
AMD	Advanced Micro Devices Inc	+476	3,194	$649,755
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
F	Ford Motor Co	−19,308	31,977	$369,014
CMCSA	Comcast Corp	−4,842	19,753	$567,108
AB	Alliancebernstein Holding L.P.	−3,900	11,800	$441,792
DIS	Walt Disney Co	−2,678	9,211	$887,756
ICE	Intercontinental Exchange, Inc.	−2,012	2,759	$433,935
OKE	Oneok Inc /New/	−1,996	22,251	$2,011,267
LRCX	Lam Research Corp	−1,848	5,581	$1,192,436
PG	PROCTER & GAMBLE Co	−1,403	23,395	$3,379,173
UNH	Unitedhealth Group Inc	−1,123	2,329	$630,204
GOOGL	Alphabet Inc.	−1,045	24,907	$7,162,256
AMAT	Applied Materials Inc /De	−834	2,104	$719,126
CVS	CVS HEALTH Corp	−642	9,476	$680,566
PM	Philip Morris International Inc.	−540	5,088	$841,249
VRT	Vertiv Holdings Co	−523	3,767	$943,934
CVX	Chevron Corp	−493	27,492	$5,688,094
BLK	BlackRock, Inc.	−411	581	$558,753
KMI	Kinder Morgan, Inc.	−346	25,530	$856,020
WMT	Walmart Inc.	−336	70,475	$8,758,633
HSY	Hershey Co	−264	4,257	$884,987
XOM	Exxon Mobil Corp	−257	65,330	$11,083,887
LLY	ELI LILLY & Co	−251	10,193	$9,375,215
PRU	Prudential Financial Inc	−250	2,331	$227,715
NVDA	Nvidia Corp	−205	113,791	$19,845,150
MDLZ	Mondelez International, Inc.	−200	4,895	$282,147
CAT	Caterpillar Inc	−184	2,631	$1,863,958
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
BWXT	BWX Technologies, Inc.	3,088	$631,465
EME	EMCOR Group, Inc.	772	$569,975
MYN	Blackrock Muniyield New York Quality Fund, Inc.	55,258	$530,476
RCL	Royal Caribbean Cruises Ltd	1,535	$422,401
DUK	Duke Energy CORP	2,305	$301,816
IAU	Ishares Gold Trust	2,685	$236,709
NVST	Envista Holdings Corp	8,550	$216,913
FDX	Fedex Corp	570	$203,022
JFB	JFB Construction Holdings	15,000	$91,800
PNI	Pimco New York Municipal Income Fund II	11,385	$77,987
GUT	Gabelli Utility Trust	11,212	$67,832
PUSA	Aureus Greenway Holdings Inc	15,000	$50,850
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
CRM	Salesforce, Inc.	1,872	$495,911
UBER	Uber Technologies, Inc	3,100	$253,301
URI	United Rentals, Inc.	300	$242,796
AXON	Axon Enterprise, Inc.	395	$224,332
KHC	Kraft Heinz Co	9,000	$218,250
QBTS	D-Wave Quantum Inc.	8,000	$209,200
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

4 positions · $3,494,876 total · Basic Materials only · as of Mar 31, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NUE	Nucor Corp Basic Materials	Held	9,440	0	$1,596,304	+3.7%	45.68%
APD	Air Products & Chemicals, Inc. Basic Materials	Held	2,680	0	$778,513	+17.6%	22.28%
DOW	Dow Inc. Basic Materials	Added	15,373	+2	$640,285	+78.2%	18.32%
MLM	Martin Marietta Materials Inc Basic Materials	Reduced	815	-140	$479,774	−19.3%	13.73%