Sovereign Investment Advisors, LLC

CIK

1908165

Location

PHOENIX, AZ

Portfolio Value

Small $532,362,626

Diversification

Diversified

Filing Date

Global Rank

#3,679 / 8,795 ▲ 716 · as of Jun 2026

Top Industry

Oil & Gas Midstream 66.6%

3Y Alpha vs SPY

-11.7%

Period ended 3 months ago

Filed Aug 14, 2026 · 54d

26 quarters · since Mar 2020

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

89 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

32.1%

+20.6 pts

Top 5

59.1%

+11.9 pts

Top 10

77.6%

+9.5 pts

HHI

1,316

Diversified+710

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	80.4%	$428,119,028	22
Energy	15.0%	$79,934,049	11
Technology	1.3%	$7,008,045	12
Industrials	0.7%	$3,466,018	7
Financial Services	0.6%	$3,307,387	9
Utilities	0.5%	$2,435,561	6
Consumer Defensive	0.4%	$1,932,413	6
Healthcare	0.4%	$1,904,469	5
Communication Services	0.3%	$1,852,161	4
Consumer Cyclical	0.2%	$1,324,640	4
Real Estate	0.1%	$558,359	2
Basic Materials	0.1%	$520,496	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BNDW	Vanguard Total World Bond ETF	+67,288	261,296	$32,139,402
JA	Janus Henderson AA-A CLO ETF	+49,105	775,197	$37,036,631
BIV	Vanguard Intermediate-Term Bond ETF	+25,363	286,074	$21,287,721
BKF	iShares MSCI BIC ETF	+10,425	92,969	$8,821,507
VB	Vanguard Morningstar Small-Cap ETF	+8,229	40,700	$12,489,941
SPY	Spdr S&P 500 ETF Trust	+7,949	49,146	$36,700,758
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	+2,246	9,327	$526,788
LRGE	Legg Mason ETF Investment Trust ClearBridge Large Cap Growth Select ETF	+1,171	154,793	$6,811,356
ABBV	AbbVie Inc.	+820	2,760	$694,526
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	+816	55,807	$5,261,395
AAPL	Apple Inc.	+558	2,289	$662,345
NVDA	Nvidia Corp	+300	3,971	$794,557
NFLX	Netflix Inc	+250	3,220	$229,908
BAB	Invesco Taxable Municipal Bond ETF	+220	40,458	$3,030,304
VXUS	Vanguard Total International Stock ETF	+214	60,482	$5,170,606
AEP	American Electric Power Co Inc	+150	5,549	$759,158
PANW	Palo Alto Networks Inc	+125	1,508	$514,258
COST	Costco Wholesale Corp /New	+100	383	$358,285
TJX	Tjx Companies Inc /De/	+100	1,519	$230,128
RTX	RTX Corp	+100	3,985	$756,074
WMT	Walmart Inc.	+100	5,197	$588,612
CB	Chubb Ltd	+100	907	$309,051
ISRG	Intuitive Surgical Inc	+50	543	$215,940
META	Meta Platforms, Inc.	+50	879	$495,131
AVGO	Broadcom Inc.	+50	2,676	$1,010,859
No positions match the current search.

Trimmed

Positions the filer reduced

9 positions

Ticker	Company	Δ Shares	Shares	Value
BKAG	BNY Mellon Core Bond ETF	−50,550	696,182	$31,307,304
AAXJ	iShares MSCI All Country Asia ex Japan ETF	−25,018	1,215,904	$170,839,537
—		−5,920	58,855	$5,393,472
AMZN	Amazon Com Inc	−3,642	2,244	$534,834
QQQ	Invesco Qqq Trust, Series 1	−866	51,500	$37,924,600
INTC	Intel Corp	−400	4,547	$634,897
AMD	Advanced Micro Devices Inc	−275	1,250	$726,137
GOOGL	Alphabet Inc.	−250	2,499	$893,067
CAT	Caterpillar Inc	−50	452	$481,334
No positions match the current search.

New Positions

Positions the filer opened this quarter

10 positions

Ticker	Company	Shares	Value
MS	Morgan Stanley	2,350	$491,244
TXN	Texas Instruments Inc	925	$275,714
V	Visa Inc.	777	$266,580
ANEW	ProShares MSCI Transformational Changes ETF	3,232	$261,792
TGT	Target Corp	2,000	$261,220
SNOW	Snowflake Inc.	823	$209,453
VLO	Valero Energy Corp/Tx	800	$208,352
USB	US Bancorp De	3,422	$206,688
PLD	Prologis, Inc.	1,500	$203,205
BILZ	PIMCO Ultra Short Government Active ETF	2,026	$200,448
No positions match the current search.

Sold Out

Positions the filer fully exited

8 positions

Ticker	Company	Shares	Value
XOM	ExxonMobil Holdings Corp	3,807	$645,895
LMT	Lockheed Martin Corp	388	$234,503
BRK-B	Berkshire Hathaway Inc	476	$228,099
QCOM	Qualcomm Inc/De	1,677	$215,964
IBM	International Business Machines Corp	886	$214,757
PEP	Pepsico Inc	1,381	$214,455
SLB	Slb Limited/Nv	4,100	$210,699
SYK	Stryker Corp	626	$205,697
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

89 tracked positions · $532,362,626 total · filing declares 109 positions · $532,698,341 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 89 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAXJ	iShares MSCI All Country Asia ex Japan ETF	Reduced	1,215,904	-25,018	$170,839,537	—	32.09%
QQQ	Invesco Qqq Trust, Series 1	Reduced	51,500	-866	$37,924,600	+25.5%	7.12%
JA	Janus Henderson AA-A CLO ETF	Added	775,197	+49,105	$37,036,631	+3.6%	6.96%
SPY	Spdr S&P 500 ETF Trust	Added	49,146	+7,949	$36,700,758	+37.0%	6.89%
BNDW	Vanguard Total World Bond ETF	Added	261,296	+67,288	$32,139,402	+212.6%	6.04%
BKAG	BNY Mellon Core Bond ETF	Reduced	696,182	-50,550	$31,307,304	−5.9%	5.88%
BIV	Vanguard Intermediate-Term Bond ETF	Added	286,074	+25,363	$21,287,721	+9.1%	4.00%
MPLX	Mplx LP Energy	Held	373,955	0	$21,064,885	−1.3%	3.96%
VB	Vanguard Morningstar Small-Cap ETF	Added	40,700	+8,229	$12,489,941	+24.3%	2.35%
EPD	Enterprise Products Partners L.P. Energy	Held	332,382	0	$12,218,362	−2.9%	2.30%
WES	Western Midstream Partners, LP Energy	Held	274,479	0	$12,011,201	+6.3%	2.26%
PAA	Plains All American Pipeline LP Energy	Held	528,931	0	$11,774,004	−0.3%	2.21%
ACES	ALPS Clean Energy ETF	Held	373,742	0	$9,620,119	−0.1%	1.81%
BKF	iShares MSCI BIC ETF	Added	92,969	+10,425	$8,821,507	+39.2%	1.66%
OKE	Oneok Inc /New/ Energy	Held	95,849	0	$8,333,112	−3.8%	1.57%
PSX	Phillips 66 Energy	Held	42,129	0	$7,121,907	−7.2%	1.34%
LRGE	Legg Mason ETF Investment Trust ClearBridge Large Cap Growth Select ETF	Added	154,793	+1,171	$6,811,356	+4.2%	1.28%
		Reduced	58,855	-5,920	$5,393,472	−9.1%	1.01%
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	Added	55,807	+816	$5,261,395	+3.2%	0.99%
VXUS	Vanguard Total International Stock ETF	Added	60,482	+214	$5,170,606	+11.3%	0.97%
TRP	Tc Energy Corp Energy	Held	55,254	0	$3,662,787	+5.9%	0.69%
BAB	Invesco Taxable Municipal Bond ETF	Added	40,458	+220	$3,030,304	+3.0%	0.57%
SUN	Sunoco LP Energy	Held	43,522	0	$2,937,735	+3.9%	0.55%
VEU	Vanguard FTSE All-World Ex-US ETF	Added	28,704	+34	$1,713,341	+10.6%	0.32%
AVGO	Broadcom Inc. Technology	Added	2,676	+50	$1,010,859	+24.4%	0.19%
JPM	Jpmorgan Chase & Co Financial Services	Held	2,790	0	$913,250	+11.3%	0.17%
GOOGL	Alphabet Inc. Communication Services	Reduced	2,499	-250	$893,067	+13.0%	0.17%
NVDA	Nvidia Corp Technology	Added	3,971	+300	$794,557	+24.1%	0.15%
IVOG	Vanguard S&P Mid-Cap 400 Growth ETF	Held	5,934	0	$773,793	+14.1%	0.15%
AEP	American Electric Power Co Inc Utilities	Added	5,549	+150	$759,158	+7.3%	0.14%
RTX	RTX Corp Industrials	Added	3,985	+100	$756,074	+0.9%	0.14%
AMD	Advanced Micro Devices Inc Technology	Reduced	1,250	-275	$726,137	+134.1%	0.14%
MSFT	Microsoft Corp Technology	Held	1,870	0	$697,547	+0.8%	0.13%
ABBV	AbbVie Inc. Healthcare	Added	2,760	+820	$694,526	+64.6%	0.13%
EMR	Emerson Electric Co Industrials	Held	4,661	0	$667,222	+9.3%	0.13%
AAPL	Apple Inc. Technology	Added	2,289	+558	$662,345	+50.8%	0.12%
INTC	Intel Corp Technology	Reduced	4,547	-400	$634,897	+190.8%	0.12%
WMT	Walmart Inc. Consumer Defensive	Added	5,197	+100	$588,612	−7.1%	0.11%
DCOR	Dimensional US Core Equity 1 ETF	Held	6,862	0	$565,017	+15.8%	0.11%
ADI	Analog Devices Inc Technology	Held	1,368	0	$543,328	+24.8%	0.10%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	2,244	-3,642	$534,834	−56.4%	0.10%
GE	General Electric Co Industrials	Held	1,414	0	$528,454	+31.7%	0.10%
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	Added	9,327	+2,246	$526,788	+31.3%	0.10%
GLW	Corning Inc /Ny Technology	Held	2,040	0	$521,077	+87.9%	0.10%
LIN	Linde PLC Basic Materials	Held	1,003	0	$520,496	+4.7%	0.10%
PANW	Palo Alto Networks Inc Technology	Added	1,508	+125	$514,258	+131.9%	0.10%
META	Meta Platforms, Inc. Communication Services	Added	879	+50	$495,131	+4.4%	0.09%
MS	Morgan Stanley Financial Services	NEW	2,350	NEW	$491,244	NEW	0.09%
CAT	Caterpillar Inc Industrials	Reduced	452	-50	$481,334	+35.3%	0.09%
ROK	Rockwell Automation, Inc Industrials	Held	883	0	$437,155	+38.0%	0.08%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.