Strive Asset Management, LLC

Registered adviser

CIK

1954109

Location

DALLAS, TX

Portfolio Value

Small $184,423,602

Diversification

Diversified

Files via

Empowered Funds, LLC

Filing Date

Global Rank

#6,150 / 8,113 ▲ 132 · as of Sep 2025

Top Industry

Semiconductors 11.7%

Period ended 1 year ago

Filed Nov 17, 2025 · 12mo

4 quarters · since Dec 2024

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Nov 1, 2026

Form ADV adviser

CRD 322039

Roster of Nov 1, 2026

Regulatory AUM

$2,375,076,576

Main clients

Registered funds and BDCs (100% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Nov 2026	$2,375,076,576	Registered funds and BDCs (100%)
Dec 2025 to Mar 2026	$2,352,768,115	Registered funds and BDCs (100%)
Apr 2025 to Sep 2025	$2,059,519,862	Registered funds and BDCs (91%)
Apr 2024 to Mar 2025	$1,080,336,882	Registered funds and BDCs (100%)
Jun 2023 to Mar 2024	$663,313,107	Registered funds and BDCs (100%)
May 2023	$522,767,941	Registered funds and BDCs (100%)

3 earlier changes not shown.

Stated strategy

Index / passive, Fixed income / rates, Multi-asset Form ADV Part 2A, Jun 12, 2026 · original

In the firm's words

Index / passive: Strive uses a “passive” or indexing approach to seek to achieve each ETF’s investment objective.
Fixed income / rates: Each ETF invests in a broad range of fixed income securities that may or may not be included in each ETF’s respective benchmark.
Multi-asset: Strive will allocate all of the investments to Strive ETFs, other than allocations to third-party cash management vehicles. With respect to the Model Portfolios, Strive ETFs will be used except to the extent an asset class is not covered by an existing Strive offering.

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2025, never from the firm's own description.

Style

Concentrated

The top 10 positions are 74.0% of the book (60%+)

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Short horizon

Value-weighted holding period 3.5 quarters (under 4)

Closest benchmark: every 13F filer's combined book, active share 76.2%; sector active share 66.6% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

183 tracked positions · as of Sep 30, 2025 · Δ vs Jun 30, 2025

Top Position

20.7%

−0.1 pts

Top 5

57.1%

−0.3 pts

Top 10

74.0%

+0.3 pts

HHI

932

Diversified+4

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2025

Sector	% Portfolio	Value	Positions
Unclassified	78.9%	$145,484,699	39
Technology	8.5%	$15,584,864	29
Financial Services	3.4%	$6,302,239	26
Communication Services	2.9%	$5,279,107	10
Consumer Cyclical	2.8%	$5,094,867	18
Healthcare	1.6%	$2,930,731	16
Consumer Defensive	0.7%	$1,308,364	7
Energy	0.5%	$974,102	7
Industrials	0.4%	$696,396	15
Basic Materials	0.2%	$382,557	4
Utilities	0.2%	$372,811	8
Real Estate	0.0%	$12,865	4

Last Quarter's Activity

Export CSV

Sep 30, 2025 vs Jun 30, 2025

Added To

Positions the filer increased

21 positions

Ticker	Company	Δ Shares	Shares	Value
STXF	Strive 500 ETF	+31,171	615,113	$26,572,881
PAVE	Global X U.S. Infrastructure Development ETF	+27,777	149,773	$7,133,687
BTC	Grayscale Bitcoin Mini Trust ETF	+26,211	43,152	$2,184,785
BLOK	Amplify Blockchain Technology ETF	+21,441	128,747	$8,631,198
PHO	Victory Portfolios II	+17,782	91,856	$6,623,736
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	+14,461	72,800	$3,937,752
AIRR	First Trust Exchange-Traded Fund VI	+13,504	79,075	$7,644,971
BUXX	Strive Enhanced Income Short Maturity ETF	+9,047	64,239	$1,302,766
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	+8,855	48,573	$7,338,408
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	+6,154	45,118	$2,325,381
JMST	JPMorgan Ultra-Short Municipal Income ETF	+4,765	27,597	$1,408,550
USHY	iShares Broad USD High Yield Corporate Bond ETF	+3,630	92,133	$3,480,784
FTSL	First Trust Senior Loan Fund	+3,186	71,996	$3,300,296
—		+2,070	9,510	$433,370
TSLA	Tesla, Inc.	+1,421	3,352	$1,490,701
AAPL	Apple Inc.	+1,307	10,434	$2,656,809
QQQ	Invesco Qqq Trust, Series 1	+1,187	63,710	$38,249,572
NVDA	Nvidia Corp	+827	19,604	$3,657,714
GOOGL	Alphabet Inc.	+753	2,488	$604,832
AVGO	Broadcom Inc.	+431	2,415	$796,732
MSFT	Microsoft Corp	+46	5,536	$2,867,371
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MSTR	Strategy Inc	−17,426	5,723	$1,844,007
IQDG	WisdomTree International Quality Dividend Growth Fund	−9,559	9,619	$383,605
MUB	iShares National Muni Bond ETF	−8,367	25,214	$2,685,038
DGRE	WisdomTree Emerging Markets Quality Dividend Growth Fund	−6,539	7,207	$206,696
IJS	iShares S&P Small-Cap 600 Value ETF	−4,461	2,340	$258,780
EFA	iShares MSCI EAFE ETF	−3,650	2,202	$205,600
IJT	iShares S&P Small-Cap 600 Growth ETF	−3,562	1,741	$246,351
DGRW	WisdomTree U.S. Quality Dividend Growth Fund	−2,769	3,914	$348,189
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	−2,694	8,063	$1,608,326
GBIL	Goldman Sachs ETF Trust	−2,595	9,563	$958,499
IWS	iShares Russell Mid-Cap Value ETF	−2,564	1,927	$269,144
SCZ	iShares MSCI EAFE Small-Cap ETF	−2,189	3,827	$293,607
—		−1,302	2,201	$313,444
T	At&T Inc.	−1,061	19,069	$538,508
D	Dominion Energy, Inc	−1,020	4,060	$248,350
SHOP	Shopify Inc.	−789	2,441	$362,757
MET	Metlife Inc	−680	3,109	$256,088
ENB	Enbridge Inc	−609	5,688	$287,016
XOM	ExxonMobil Holdings Corp	−570	2,734	$308,258
SUB	iShares Short-Term National Muni Bond ETF	−536	2,180	$232,780
BAC	Bank Of America Corp	−522	8,659	$446,717
GOOG	Alphabet Inc.	−497	7,410	$1,804,705
PG	PROCTER & GAMBLE Co	−414	1,937	$297,620
ABT	Abbott Laboratories	−409	3,063	$410,258
C	Citigroup Inc	−401	4,085	$414,627
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FLOT	iShares Floating Rate Bond ETF	62,063	$3,170,798
BMNR	Bitmine Immersion Technologies, Inc.	30,060	$1,561,015
UNH	Unitedhealth Group Inc	3,857	$1,331,822
APH	Amphenol Corp	1,690	$209,137
LOW	Lowes Companies Inc	536	$134,702
MCO	Moodys Corp	218	$103,872
NOC	Northrop Grumman Corp	149	$90,788
NEM	NEWMONT Corp	1,056	$89,031
BP	Bp PLC	2,240	$77,190
LRCX	Lam Research Corp	505	$67,619
CAT	Caterpillar Inc	138	$65,846
PFE	Pfizer Inc	2,536	$64,617
APP	AppLovin Corp	85	$61,075
PEP	Pepsico Inc	345	$48,451
MRVL	Marvell Technology, Inc.	496	$41,698
ETN	Eaton Corp plc	108	$40,419
NKE	NIKE, Inc.	571	$39,815
ASML	Asml Holding NV	41	$39,691
MU	Micron Technology Inc	233	$38,985
VST	Vistra Corp.	195	$38,204
PH	Parker-Hannifin Corp	50	$37,907
SO	Southern Co	392	$37,149
AON	Aon plc	99	$35,301
MS	Morgan Stanley	216	$34,335
HON	Honeywell International Inc	159	$33,469
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
ADBE	Adobe Inc.	800	$309,504
SCHC	Schwab International Small-Cap Equity ETF	6,021	$256,434
MSCI	MSCI Inc.	443	$255,495
ETHT	ProShares Ultra Ether ETF	6,237	$246,112
ACN	Accenture plc	745	$222,673
BA	Boeing Co	1,056	$221,263
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

183 tracked positions · $184,423,602 total · filing declares 183 positions · $184,423,067 · as of Sep 30, 2025

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 183 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
QQQ	Invesco Qqq Trust, Series 1	Added	63,710	+1,187	$38,249,572	+10.9%	4	before history	20.74%
STXF	Strive 500 ETF	Added	615,113	+31,171	$26,572,881	+13.6%	4	before history	14.41%
BLOK	Amplify Blockchain Technology ETF	Added	128,747	+21,441	$8,631,198	+40.8%	3	unpriced	4.68%
AIRR	First Trust Exchange-Traded Fund VI	Added	79,075	+13,504	$7,644,971	+43.2%	3	$76.99	4.15%
GRID	First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund	Added	48,573	+8,855	$7,338,408	+32.9%	3	$126.04	3.98%
PAVE	Global X U.S. Infrastructure Development ETF	Added	149,773	+27,777	$7,133,687	+34.2%	3	unpriced	3.87%
PHO	Victory Portfolios II	Added	91,856	+17,782	$6,623,736	+27.9%	3	$67.45	3.59%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Reduced	8,518	-28	$6,359,797	+12.2%	3	unpriced	3.45%
CMF	iShares California Muni Bond ETF	Held	100,564	0	$5,736,170	+2.3%	3	unpriced	3.11%
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	Added	72,800	+14,461	$3,937,752	+26.7%	4	before history	2.14%
NVDA	Nvidia Corp Technology	Added	19,604	+827	$3,657,714	+23.3%	4	before history	1.98%
USHY	iShares Broad USD High Yield Corporate Bond ETF	Added	92,133	+3,630	$3,480,784	+4.9%	4	before history	1.89%
FTSL	First Trust Senior Loan Fund	Added	71,996	+3,186	$3,300,296	+4.5%	4	before history	1.79%
FLOT	iShares Floating Rate Bond ETF	NEW	62,063	NEW	$3,170,798	NEW	1	unpriced	1.72%
MSFT	Microsoft Corp Technology	Added	5,536	+46	$2,867,371	+5.0%	4	before history	1.55%
MUB	iShares National Muni Bond ETF	Reduced	25,214	-8,367	$2,685,038	−23.5%	4	before history	1.46%
AAPL	Apple Inc. Technology	Added	10,434	+1,307	$2,656,809	+41.9%	4	before history	1.44%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	11,785	-225	$2,587,632	−1.8%	4	before history	1.40%
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	Added	45,118	+6,154	$2,325,381	+18.9%	3	unpriced	1.26%
BTC	Grayscale Bitcoin Mini Trust ETF	Added	43,152	+26,211	$2,184,785	+170.1%	3	$47.51	1.18%
MSTR	Strategy Inc Technology	Reduced	5,723	-17,426	$1,844,007	−80.3%	4	before history	1.00%
GOOG	Alphabet Inc. Communication Services	Reduced	7,410	-497	$1,804,705	+28.7%	4	before history	0.98%
VOOV	VANGUARD S&P 500 VALUE INDEX FUND	Reduced	8,063	-2,694	$1,608,326	−20.8%	4	before history	0.87%
BMNR	Bitmine Immersion Technologies, Inc. Financial Services	NEW	30,060	NEW	$1,561,015	NEW	1	$50.67	0.85%
TSLA	Tesla, Inc. Consumer Cyclical	Added	3,352	+1,421	$1,490,701	+143.0%	4	before history	0.81%
JMST	JPMorgan Ultra-Short Municipal Income ETF	Added	27,597	+4,765	$1,408,550	+21.2%	3	$50.84	0.76%
UNH	Unitedhealth Group Inc Healthcare	NEW	3,857	NEW	$1,331,822	NEW	1	$302.44	0.72%
BUXX	Strive Enhanced Income Short Maturity ETF	Added	64,239	+9,047	$1,302,766	+16.2%	3	unpriced	0.71%
META	Meta Platforms, Inc. Communication Services	Reduced	1,597	-11	$1,172,804	−1.2%	4	before history	0.64%
V	Visa Inc. Financial Services	Reduced	3,151	-242	$1,075,688	−10.7%	4	before history	0.58%
NFLX	Netflix Inc Communication Services	Reduced	890	-30	$1,067,038	−13.4%	4	before history	0.58%
VUG	VANGUARD GROWTH INDEX FUND	Held	2,180	0	$1,045,549	+9.4%	4	before history	0.57%
GBIL	Goldman Sachs ETF Trust	Reduced	9,563	-2,595	$958,499	−21.3%	3	$100.02	0.52%
AVGO	Broadcom Inc. Technology	Added	2,415	+431	$796,732	+45.7%	4	before history	0.43%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,442	-79	$770,280	+5.4%	4	before history	0.42%
WMT	Walmart Inc. Consumer Defensive	Reduced	6,650	-395	$685,349	−0.5%	4	before history	0.37%
ORCL	Oracle Corp Technology	Reduced	2,325	-89	$653,883	+23.9%	4	before history	0.35%
MA	Mastercard Inc Financial Services	Reduced	1,095	-40	$622,846	−2.3%	4	before history	0.34%
GOOGL	Alphabet Inc. Communication Services	Added	2,488	+753	$604,832	+97.8%	4	before history	0.33%
AXP	American Express Co Financial Services	Reduced	1,628	-71	$540,756	−0.2%	4	before history	0.29%
T	At&T Inc. Communication Services	Reduced	19,069	-1,061	$538,508	−7.6%	4	before history	0.29%
BAC	Bank Of America Corp Financial Services	Reduced	8,659	-522	$446,717	+2.8%	4	before history	0.24%
SAP	Sap SE Technology	Reduced	1,638	-101	$437,689	−17.2%	4	before history	0.24%
		Added	9,510	+2,070	$433,370	+30.4%	4	before history	0.23%
C	Citigroup Inc Financial Services	Reduced	4,085	-401	$414,627	+8.6%	4	before history	0.22%
ABT	Abbott Laboratories Healthcare	Reduced	3,063	-409	$410,258	−13.1%	4	before history	0.22%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	1,004	-71	$406,810	+3.2%	4	before history	0.22%
CSCO	Cisco Systems, Inc. Technology	Reduced	5,846	-349	$399,983	−6.9%	4	before history	0.22%
PANW	Palo Alto Networks Inc Technology	Reduced	1,955	-76	$398,077	−4.2%	4	before history	0.22%
CRWD	CrowdStrike Holdings, Inc. Technology	Reduced	804	-154	$394,265	−19.2%	4	before history	0.21%

Showing the top 50 of 183 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.