Tanglewood Legacy Advisors, LLC

Registered adviser

CIK

1965616

Location

HOUSTON, TX

Portfolio Value

Small $172,821,332

Diversification

Moderately concentrated

Filing Date

Global Rank

#6,830 / 8,811 ▼ 414

Top Industry

Asset Management 52.2%

Period ended 4 months ago

Filed Aug 10, 2026 · 2mo

15 quarters · since Dec 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 127289

Roster of Oct 1, 2026

Regulatory AUM

$808,974,525

Main clients

Individuals and high net worth (92% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$808,974,525	Individuals and high net worth (92%)
Feb 2025 to Mar 2026	$562,079,455	Individuals and high net worth (88%)
Feb 2024 to Jan 2025	$464,295,762	Individuals and high net worth (86%)
May 2023 to Jan 2024	$389,731,241	Individuals and high net worth (92%)
Apr 2023	$389,731,241	Individuals and high net worth (92%)
Apr 2022 to Mar 2023	$364,422,014	Individuals and high net worth (95%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.8% of the book (60%+)

Turnover

Low turnover

6.2% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 13.9 quarters (12+)

Closest benchmark: every 13F filer's combined book, active share 81.5%; sector active share 60.7% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

278 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

35.5%

−1.0 pts

Top 5

69.4%

−1.8 pts

Top 10

78.8%

−0.7 pts

HHI

1,823

Moderately concentrated−72

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	58.2%	$100,496,511	132
Financial Services	23.6%	$40,748,764	20
Technology	4.9%	$8,386,010	21
Industrials	4.6%	$8,024,339	21
Energy	3.0%	$5,108,655	16
Healthcare	2.2%	$3,805,985	17
Consumer Cyclical	1.3%	$2,319,076	18
Utilities	1.0%	$1,682,376	9
Communication Services	0.6%	$1,020,506	10
Consumer Defensive	0.6%	$1,011,689	9
Basic Materials	0.1%	$205,406	3
Real Estate	0.0%	$12,015	2

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
IWF	iShares Russell 1000 Growth ETF	+53,722	71,396	$0
VUG	VANGUARD GROWTH INDEX FUND	+15,760	18,912	$1,629,079
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	+14,942	43,132	$1,776,607
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	+10,781	82,637	$3,378,200
GAPR	FT Vest U.S. Equity Moderate Buffer ETF - April	+8,768	33,966	$1,415,499
DJUN	FT Vest U.S. Equity Deep Buffer ETF - June	+7,823	47,164	$2,324,241
RWL	Invesco Ltd.	+6,686	291,325	$37,219,682
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	+6,400	44,841	$1,929,956
FJUN	FT Vest U.S. Equity Buffer ETF - June	+2,201	37,590	$2,253,520
IUSV	iShares Core S&P U.S. Value ETF	+2,058	383,487	$0
IWR	iShares Russell Mid-Cap ETF	+1,928	93,523	$0
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+800	1,000	$87,910
FAPR	FT Vest U.S. Equity Buffer ETF - April	+654	98,740	$4,615,107
DTCR	Global X Data Center & Digital Infrastructure ETF	+432	520	$0
AVGO	Broadcom Inc.	+122	1,719	$649,352
RTX	RTX Corp	+100	710	$134,708
BRK-B	Berkshire Hathaway Inc	+70	1,036	$518,404
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+24	10,632	$0
CVX	Chevron Corp	+17	5,181	$858,802
IWD	iShares Russell 1000 Value ETF	+11	22,694	$0
PBW	Victory Portfolios II	+8	1,241	$48,411
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+7	1,022	$54,278
BX	Blackstone Inc.	+7	726	$85,428
FEX	First Trust Large Cap Core AlphaDEX Fund	+5	2,495	$348,975
AAPL	Apple Inc.	+4	16,848	$4,875,137
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
PAAA	PGIM AAA CLO ETF	−9,560	213,996	$10,971,574
GAUG	FT Vest U.S. Equity Moderate Buffer ETF - August	−5,321	48,766	$2,019,887
FDEC	FT Vest U.S. Equity Buffer ETF - December	−3,472	25,486	$1,388,145
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	−3,168	86,661	$3,815,597
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	−3,080	40,111	$2,191,263
GPC	Genuine Parts Co	−2,536	2,535	$299,079
USMV	iShares MSCI USA Min Vol Factor ETF	−1,604	18,787	$0
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	−1,602	51,607	$2,605,740
DMAY	FT Vest U.S. Equity Deep Buffer ETF - May	−1,080	100,098	$4,716,617
FJAN	FT Vest U.S. Equity Buffer ETF - January	−660	27,503	$1,515,140
FMAY	FT Vest U.S. Equity Buffer ETF - May	−542	103,547	$5,819,341
VFH	VANGUARD FINANCIALS INDEX FUND	−422	636	$83,697
IUSG	iShares Core S&P U.S. Growth ETF	−285	335,931	$0
FIXD	First Trust Smith Opportunistic Fixed Income ETF	−270	210	$9,158
GOCT	FT Vest U.S. Equity Moderate Buffer ETF - October	−208	9,029	$375,109
JNJ	Johnson & Johnson	−203	5,091	$1,292,961
VOO	VANGUARD 500 INDEX FUND	−200	278	$190,933
AVUS	Avantis U.S. Equity ETF	−200	7,206	$922,944
DOCT	FT Vest U.S. Equity Deep Buffer ETF - October	−181	12,246	$571,643
FFEB	FT Vest U.S. Equity Buffer ETF - February	−180	15,010	$915,309
GOOGL	Alphabet Inc.	−176	382	$136,515
GJUL	FT Vest U.S. Equity Moderate Buffer ETF - July	−160	17,783	$773,382
SPY	Spdr S&P 500 ETF Trust	−158	6,719	$5,017,547
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	−133	84,702	$3,813,622
FNOV	FT Vest U.S. Equity Buffer ETF - November	−123	27,895	$1,631,578
No positions match the current search.

New Positions

Positions the filer opened this quarter

15 positions

Ticker	Company	Shares	Value
APD	Air Products & Chemicals, Inc.	200	$58,636
CMDT	PIMCO Commodity Strategy Active Exchange-Traded Fund	1,767	$54,193
AWR	American States Water Co	600	$49,578
VPLS	VANGUARD CORE-PLUS BOND ETF	520	$40,339
DUK	Duke Energy CORP	206	$26,075
DVN	Devon Energy Corp/De	420	$17,354
VEU	Vanguard International Equity Index Funds	200	$16,750
VMI	Valmont Industries Inc	25	$14,440
SCHW	Schwab Charles Corp	150	$13,840
GNR	State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF	200	$13,462
HPQ	Hp Inc	500	$10,970
CMCSA	Comcast Corp	400	$9,820
ENB	Enbridge Inc	152	$8,239
TRLV	Trulieve Cannabis Corp.	117	$1,150
AIQ	Global X Artificial Intelligence & Technology ETF	166	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

4 positions

Ticker	Company	Shares	Value
PNC	Pnc Financial Services Group, Inc.	120	$24,970
MSTR	Strategy Inc	9	$1,123
IBIT	iShares Bitcoin Trust ETF	29	$1,114
—		600	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

278 tracked positions · $172,821,332 total · filing declares 280 positions · $309,849,229 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 278 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
RWL	Invesco Ltd. Financial Services	Added	291,325	+6,686	$37,219,682	+13.8%	15	before history	21.54%
PAAA	PGIM AAA CLO ETF	Reduced	213,996	-9,560	$10,971,574	−4.1%	9	$51.22	6.35%
FMAY	FT Vest U.S. Equity Buffer ETF - May	Reduced	103,547	-542	$5,819,341	+5.9%	15	before history	3.37%
SPY	Spdr S&P 500 ETF Trust	Reduced	6,719	-158	$5,017,547	+12.2%	15	before history	2.90%
AAPL	Apple Inc. Technology	Added	16,848	+4	$4,875,137	+14.0%	15	before history	2.82%
DMAY	FT Vest U.S. Equity Deep Buffer ETF - May	Reduced	100,098	-1,080	$4,716,617	+3.8%	15	before history	2.73%
FAPR	FT Vest U.S. Equity Buffer ETF - April	Added	98,740	+654	$4,615,107	+4.8%	15	before history	2.67%
QQQ	Invesco Qqq Trust, Series 1	Held	5,955	0	$4,385,262	+27.6%	15	before history	2.54%
GFEB	FT Vest U.S. Equity Moderate Buffer ETF - February	Reduced	86,661	-3,168	$3,815,597	+3.4%	13	unpriced	2.21%
GJAN	FT Vest U.S. Equity Moderate Buffer ETF - January	Reduced	84,702	-133	$3,813,622	+7.3%	14	unpriced	2.21%
DAPR	FT Vest U.S. Equity Deep Buffer ETF - April	Added	82,637	+10,781	$3,378,200	+18.2%	15	before history	1.95%
DNOV	FT Vest U.S. Equity Deep Buffer ETF - November	Held	63,336	0	$3,252,303	+7.2%	15	before history	1.88%
CAT	Caterpillar Inc Industrials	Held	2,470	0	$2,630,303	+50.3%	15	before history	1.52%
DFEB	FT Vest U.S. Equity Deep Buffer ETF - February	Reduced	51,607	-1,602	$2,605,740	+3.4%	14	unpriced	1.51%
LUV	Southwest Airlines Co Industrials	Held	46,464	0	$2,389,178	+36.9%	15	before history	1.38%
DJUN	FT Vest U.S. Equity Deep Buffer ETF - June	Added	47,164	+7,823	$2,324,241	+25.6%	15	before history	1.34%
FJUN	FT Vest U.S. Equity Buffer ETF - June	Added	37,590	+2,201	$2,253,520	+12.7%	15	before history	1.30%
DBEF	Xtrackers MSCI EAFE Hedged Equity ETF	Reduced	40,111	-3,080	$2,191,263	+2.7%	15	before history	1.27%
DFAU	Dimensional US Core Equity Market ETF	Held	40,517	0	$2,094,323	+14.6%	14	$28.45	1.21%
GAUG	FT Vest U.S. Equity Moderate Buffer ETF - August	Reduced	48,766	-5,321	$2,019,887	−3.5%	12	unpriced	1.17%
SM	SM Energy Co Energy	Held	74,323	0	$1,939,830	−16.3%	15	before history	1.12%
GMAY	FT Vest U.S. Equity Moderate Buffer ETF - May	Added	44,841	+6,400	$1,929,956	+22.3%	13	unpriced	1.12%
GJUN	FT Vest U.S. Equity Moderate Buffer ETF - June	Added	43,132	+14,942	$1,776,607	+59.9%	13	unpriced	1.03%
GDEC	FT Vest U.S. Equity Moderate Buffer ETF - December	Held	42,501	0	$1,691,709	+7.5%	11	unpriced	0.98%
FNOV	FT Vest U.S. Equity Buffer ETF - November	Reduced	27,895	-123	$1,631,578	+9.1%	15	before history	0.94%
VUG	VANGUARD GROWTH INDEX FUND	Added	18,912	+15,760	$1,629,079	—	14	unpriced	0.94%
GNOV	FT Vest U.S. Equity Moderate Buffer ETF - November	Held	38,442	0	$1,606,683	+7.3%	11	unpriced	0.93%
MRK	Merck & Co., Inc. Healthcare	Held	12,210	0	$1,568,985	+6.8%	15	before history	0.91%
FJAN	FT Vest U.S. Equity Buffer ETF - January	Reduced	27,503	-660	$1,515,140	+6.7%	15	before history	0.88%
GAPR	FT Vest U.S. Equity Moderate Buffer ETF - April	Added	33,966	+8,768	$1,415,499	+38.8%	13	unpriced	0.82%
FDEC	FT Vest U.S. Equity Buffer ETF - December	Reduced	25,486	-3,472	$1,388,145	−3.6%	15	before history	0.80%
VTV	VANGUARD VALUE INDEX FUND	Held	6,137	0	$1,337,436	—	14	unpriced	0.77%
JNJ	Johnson & Johnson Healthcare	Reduced	5,091	-203	$1,292,961	−0.1%	15	before history	0.75%
MSFT	Microsoft Corp Technology	Reduced	3,171	-69	$1,182,846	−1.4%	15	before history	0.68%
GMAR	FT Vest U.S. Equity Moderate Buffer ETF - March	Held	26,430	0	$1,169,263	+6.1%	10	unpriced	0.68%
DFAX	Dimensional World ex. U.S. Core Equity 2 ETF	Held	30,200	0	$1,112,568	+8.4%	14	$22.92	0.64%
XOM	ExxonMobil Holdings Corp Energy	Reduced	7,902	-10	$1,080,361	−19.5%	15	before history	0.63%
ILOW	AB International Low Volatility Equity ETF	Held	21,448	0	$975,026	+6.6%	8	$35.50	0.56%
GE	General Electric Co Industrials	Held	2,557	0	$955,627	+31.7%	15	before history	0.55%
AVUS	Avantis U.S. Equity ETF	Reduced	7,206	-200	$922,944	+12.1%	14	$70.78	0.53%
FFEB	FT Vest U.S. Equity Buffer ETF - February	Reduced	15,010	-180	$915,309	+7.9%	14	unpriced	0.53%
DJAN	FT Vest U.S. Equity Deep Buffer ETF - January	Held	19,340	0	$880,434	+7.0%	10	unpriced	0.51%
CVX	Chevron Corp Energy	Added	5,181	+17	$858,802	−19.6%	15	before history	0.50%
ZALT		Held	24,770	0	$838,959	+4.3%	6	$30.63	0.49%
FJUL	FT Vest U.S. Equity Buffer ETF - July	Held	13,325	0	$793,370	+8.8%	15	before history	0.46%
DDEC	FT Vest U.S. Equity Deep Buffer ETF - December	Held	16,666	0	$789,551	+7.0%	15	before history	0.46%
GJUL	FT Vest U.S. Equity Moderate Buffer ETF - July	Reduced	17,783	-160	$773,382	+5.7%	12	unpriced	0.45%
FAUG	FT Vest U.S. Equity Buffer ETF - August	Held	13,657	0	$771,688	+9.1%	15	before history	0.45%
AMZN	Amazon Com Inc Consumer Cyclical	Held	3,196	0	$761,734	+14.4%	15	before history	0.44%
GEV	GE Vernova Inc. Industrials	Held	631	0	$741,336	+34.6%	9	$158.47	0.43%

Showing the top 50 of 278 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.