MAINSAIL ASSET MANAGEMENT, LLC

Registered adviser

CIK

2016972

Location

BIRMINGHAM, AL

Portfolio Value

Small $238,138,298

Diversification

Highly concentrated

Filing Date

Global Rank

#5,660 / 8,807 ▲ 1721 · as of Jun 2026

Top Industry

Specialty Business Services 23.3%

Period ended 20 days ago

Filed Oct 14, 2026 · 6d

12 quarters · since Dec 2023

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 128373

Roster of Oct 1, 2026

Regulatory AUM

$598,811,962

Main clients

Individuals and high net worth (62% of AUM)

Private funds

4 funds · Mixed

Focus by fund count, roster of Oct 1, 2026

$83,044,908 gross assets

Private funds on Schedule D 7.B.(1)

As filed Apr 2, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$120,371,000 gross assets in 5 funds Other private funds $116,821,000 (3) Private equity funds $3,550,000 (2)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$598,811,962	Individuals and high net worth (62%)
Apr 2025 to Mar 2026	$410,149,620	Individuals and high net worth (65%)
Apr 2024 to Mar 2025	$343,935,777	Individuals and high net worth (62%)
May 2023 to Mar 2024	$280,164,554	Individuals and high net worth (59%)
Apr 2023	$280,164,554	Individuals and high net worth (59%)
Apr 2022 to Mar 2023	$220,927,438	Individuals and high net worth (97%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 69.5% of the book (60%+)

Turnover

Medium turnover

39.8% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 8.7 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 74.6%; sector active share 54.0% against the combined 13F book's sector weights.

Over time 11 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

160 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

50.2%

+2.8 pts

Top 5

67.1%

+4.5 pts

Top 10

75.4%

+5.9 pts

HHI

2,643

Highly concentrated+299

Portfolio Trend

12 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	63.1%	$150,279,995	44
Industrials	12.1%	$28,762,573	16
Technology	10.5%	$24,969,775	29
Financial Services	2.8%	$6,585,339	16
Healthcare	2.7%	$6,416,717	18
Energy	2.4%	$5,781,375	7
Consumer Cyclical	2.4%	$5,740,813	7
Communication Services	2.0%	$4,666,990	5
Utilities	0.8%	$1,890,223	5
Consumer Defensive	0.7%	$1,677,495	7
Basic Materials	0.3%	$826,147	3
Real Estate	0.2%	$540,856	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AUR	Aurora Innovation, Inc.	+15,000	85,000	$470,900
VUG	VANGUARD GROWTH INDEX FUND	+2,844	594,922	$53,608,421
DIS	Walt Disney Co	+2,419	5,917	$620,693
VTV	VANGUARD VALUE INDEX FUND	+1,712	220,936	$47,739,850
CLOA		+1,681	31,347	$1,626,345
EPD	Enterprise Products Partners L.P.	+1,389	95,784	$3,410,868
ORCL	Oracle Corp	+1,217	4,917	$675,104
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	+1,126	31,996	$7,392,035
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	+937	20,547	$6,941,393
HBAN	Huntington Bancshares Inc /Md/	+812	13,273	$202,545
INTC	Intel Corp	+776	3,435	$412,990
DFNM	Dimensional National Municipal Bond ETF	+765	102,955	$4,739,018
CAG	Conagra Brands Inc.	+706	13,261	$178,227
ED	Consolidated Edison Inc	+442	2,246	$229,563
ORLY	O Reilly Automotive Inc	+426	5,796	$495,036
DUK	Duke Energy CORP	+395	3,060	$348,870
CL	Colgate Palmolive Co	+370	4,032	$344,010
COF	Capital One Financial Corp	+307	1,942	$374,941
AVLV	Avantis U.S. Large Cap Value ETF	+287	5,776	$522,381
AVDE	Avantis International Equity ETF	+246	4,528	$408,018
CVX	Chevron Corp	+231	3,319	$677,772
RTX	RTX Corp	+228	1,307	$242,644
AVEM	Avantis Emerging Markets Equity ETF	+184	3,210	$301,804
NFLX	Netflix Inc	+162	13,109	$912,124
HPQ	Hp Inc	+156	8,403	$262,845
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−37,295	12,456	$0
JEPI	JPMorgan Equity Premium Income ETF	−12,214	6,206	$348,901
GIS	General Mills Inc	−4,100	6,427	$206,692
—		−3,463	9,000	$0
MRK	Merck & Co., Inc.	−2,991	2,993	$434,912
WMT	Walmart Inc.	−2,907	1,965	$204,202
BMY	Bristol Myers Squibb Co	−2,726	9,230	$575,952
FTI	TechnipFMC plc	−2,709	3,102	$210,687
CNC	Centene Corp	−2,268	8,249	$512,427
PLTR	Palantir Technologies Inc.	−1,965	11,895	$2,224,959
VFH	VANGUARD FINANCIALS INDEX FUND	−1,862	4,813	$626,123
ES	Eversource Energy	−1,841	3,492	$224,046
MLI	Mueller Industries Inc	−1,634	3,234	$196,012
NTNX	Nutanix, Inc.	−1,396	4,282	$301,495
MPT	Medical Properties Trust Inc	−1,373	10,804	$37,381
FCX	Freeport-Mcmoran Inc	−1,267	4,151	$290,570
SO	Southern Co	−1,030	10,742	$890,404
LMT	Lockheed Martin Corp	−852	599	$305,040
ABNB	Airbnb, Inc.	−758	2,982	$479,058
NVDA	Nvidia Corp	−755	12,630	$2,884,439
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−736	1,780	$219,082
AAPL	Apple Inc.	−715	21,560	$7,179,911
JPM	Jpmorgan Chase & Co	−645	2,637	$872,398
JNJ	Johnson & Johnson	−607	3,423	$906,205
PSX	Phillips 66	−591	2,478	$632,658
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
SPCX	Space Exploration Technologies Corp	30,120	$4,543,903
DFAI	Dimensional International Core Equity Market ETF	12,223	$506,398
PFE	Pfizer Inc	12,000	$342,240
AMT	American Tower Corp /Ma/	1,864	$305,118
LIN	Linde PLC	629	$298,554
OXY	Occidental Petroleum Corp /De/	5,050	$279,366
PG	PROCTER & GAMBLE Co	1,850	$268,768
VEEV	Veeva Systems Inc	938	$267,752
IBIT	iShares Bitcoin Trust ETF	5,297	$250,759
NTRA	Natera, Inc.	589	$243,439
BSX	Boston Scientific Corp	5,544	$241,995
REGN	Regeneron Pharmaceuticals, Inc.	317	$240,371
NEM	NEWMONT Corp /DE/	2,055	$237,023
ZS	Zscaler, Inc.	1,174	$234,119
NET	Cloudflare, Inc.	645	$223,995
CBRE	Cbre Group, Inc.	1,544	$198,357
AME	Ametek Inc/	797	$197,440
NI	Nisource Inc.	5,060	$197,340
CRWD	CrowdStrike Holdings, Inc.	744	$196,974
MDB	MongoDB, Inc.	563	$196,267
IEMG	iShares Trust	3,077	$0
SGOV	iShares 0-3 Month Treasury Bond ETF	4,463	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
ICSH	iShares Ultra Short Duration Bond Active ETF	32,124	$1,624,831
PCG	PG&E Corp	38,964	$655,374
EIX	Edison International	8,409	$626,050
GRNJ	Fundstrat Granny Shots US Small- & Mid-Cap ETF	16,555	$520,489
DIHP	Dimensional International High Profitability ETF	14,661	$500,306
TER	Teradyne, Inc	948	$458,680
TJX	Tjx Companies Inc /De/	2,910	$440,865
VIK	Viking Holdings Ltd	4,114	$430,612
VRT	Vertiv Holdings Co	1,278	$427,899
FDX	Fedex Corp	1,268	$397,048
TTWO	Take Two Interactive Software Inc	1,515	$378,719
CRS	Carpenter Technology Corp	601	$370,720
NBIX	Neurocrine Biosciences Inc	2,051	$345,675
EME	EMCOR Group, Inc.	413	$342,740
DKNG	DraftKings Inc.	13,477	$340,429
MAA	Mid America Apartment Communities Inc.	2,313	$321,368
WCN	Waste Connections, Inc.	1,906	$317,711
TXRH	Texas Roadhouse, Inc.	1,612	$311,486
AON	Aon plc	924	$306,481
VIS	VANGUARD INDUSTRIALS INDEX FUND	785	$282,898
CFG	Citizens Financial Group Inc/Ri	3,994	$279,859
SNPS	Synopsys Inc	571	$254,705
VOO	VANGUARD 500 INDEX FUND	366	$251,372
NEE	Nextera Energy Inc	2,753	$241,630
DTE	Dte Energy Co	1,558	$237,392
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

160 tracked positions · $238,138,298 total · filing declares 160 positions · $249,139,439 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 160 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VUG	VANGUARD GROWTH INDEX FUND	Added	594,922	+2,844	$53,608,421	+5.1%	22.51%
VTV	VANGUARD VALUE INDEX FUND	Added	220,936	+1,712	$47,739,850	−0.1%	20.05%
CTAS	Cintas Corp Industrials	Added	104,911	+4	$20,463,939	+14.7%	8.59%
VBR	VANGUARD SMALL-CAP VALUE INDEX FUND	Added	31,996	+1,126	$7,392,035	−1.5%	3.10%
AAPL	Apple Inc. Technology	Reduced	21,560	-715	$7,179,911	+11.4%	3.02%
VBK	VANGUARD SMALL-CAP GROWTH INDEX FUND	Added	20,547	+937	$6,941,393	−3.2%	2.91%
DFNM	Dimensional National Municipal Bond ETF	Added	102,955	+765	$4,739,018	−4.1%	1.99%
VGT	VANGUARD INFORMATION TECHNOLOGY INDEX FUND	Added	36,783	+18	$4,622,519	+5.2%	1.94%
SPCX	Space Exploration Technologies Corp Industrials	NEW	30,120	NEW	$4,543,903	NEW	1.91%
VIG	Vanguard Specialized Funds	Added	17,920	+1	$4,180,915	−1.4%	1.76%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	10,460	-125	$3,914,550	−0.1%	1.64%
MSFT	Microsoft Corp Technology	Reduced	7,132	-291	$3,658,002	+32.1%	1.54%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	23,374	+60	$3,627,644	−1.5%	1.52%
EPD	Enterprise Products Partners L.P. Energy	Added	95,784	+1,389	$3,410,868	−1.7%	1.43%
NVDA	Nvidia Corp Technology	Reduced	12,630	-755	$2,884,439	+7.7%	1.21%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	9,353	-275	$2,330,299	+1.5%	0.98%
PLTR	Palantir Technologies Inc. Technology	Reduced	11,895	-1,965	$2,224,959	+37.6%	0.93%
GOOG	Alphabet Inc. Communication Services	Reduced	5,879	-188	$2,003,210	−6.6%	0.84%
CLOA		Added	31,347	+1,681	$1,626,345	+5.6%	0.68%
TSLA	Tesla, Inc. Consumer Cyclical	Added	3,920	+148	$1,390,855	−12.3%	0.58%
GLD	Spdr Gold Trust	Held	3,623	0	$1,379,783	+3.4%	0.58%
SPY	Spdr S&P 500 ETF Trust	Added	1,419	+3	$1,082,171	+2.3%	0.45%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	2,005	-448	$998,389	−18.7%	0.42%
MU	Micron Technology Inc Technology	Reduced	893	-261	$951,143	−28.6%	0.40%
NFLX	Netflix Inc Communication Services	Added	13,109	+162	$912,124	−1.3%	0.38%
JNJ	Johnson & Johnson Healthcare	Reduced	3,423	-607	$906,205	−11.5%	0.38%
SO	Southern Co Utilities	Reduced	10,742	-1,030	$890,404	−21.0%	0.37%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	2,637	-645	$872,398	−18.8%	0.37%
MGV	VANGUARD MEGA CAP VALUE INDEX FUND	Held	5,215	0	$840,084	−1.4%	0.35%
META	Meta Platforms, Inc. Communication Services	Reduced	1,096	-22	$794,797	+26.2%	0.33%
AMLP	Alerian MLP ETF	Held	15,136	0	$785,104	—	0.33%
V	Visa Inc. Financial Services	Reduced	1,903	-10	$683,804	+4.2%	0.29%
CVX	Chevron Corp Energy	Added	3,319	+231	$677,772	+32.4%	0.28%
ORCL	Oracle Corp Technology	Added	4,917	+1,217	$675,104	+24.5%	0.28%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Held	4,000	0	$667,920	−9.9%	0.28%
AVGO	Broadcom Inc. Technology	Reduced	1,888	-333	$663,046	−21.0%	0.28%
PSX	Phillips 66 Energy	Reduced	2,478	-591	$632,658	+21.9%	0.27%
VFH	VANGUARD FINANCIALS INDEX FUND	Reduced	4,813	-1,862	$626,123	−28.7%	0.26%
DIS	Walt Disney Co Communication Services	Added	5,917	+2,419	$620,693	+84.4%	0.26%
LLY	ELI LILLY & Co Healthcare	Reduced	510	-13	$590,110	−5.9%	0.25%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	9,230	-2,726	$575,952	−16.4%	0.24%
TEAM	Atlassian Corp Technology	Reduced	3,058	-554	$548,268	+95.1%	0.23%
VHT	VANGUARD HEALTH CARE INDEX FUND	Held	1,711	0	$540,812	+5.7%	0.23%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	10,825	+68	$536,378	+0.2%	0.23%
BSY	Bentley Systems Inc Technology	Held	16,395	0	$523,820	+6.9%	0.22%
AVLV	Avantis U.S. Large Cap Value ETF	Added	5,776	+287	$522,381	+4.3%	0.22%
CNC	Centene Corp Healthcare	Reduced	8,249	-2,268	$512,427	−24.1%	0.22%
SNOW	Snowflake Inc. Technology	Reduced	1,505	-442	$511,037	+3.1%	0.21%
DFAI	Dimensional International Core Equity Market ETF	NEW	12,223	NEW	$506,398	NEW	0.21%
CAT	Caterpillar Inc Industrials	Reduced	614	-476	$497,825	−57.1%	0.21%

Showing the top 50 of 160 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.