Shum Financial Group, Inc.
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.
Closest benchmark: the S&P 500 as of 2026-06-30, active share 63.1%; sector active share 40.4% against the combined 13F book's sector weights.
Over time 7 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
110 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026Portfolio Trend
Sector Breakdown
As of Sep 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 34.4% | $44,407,211 |
| Unclassified | 29.5% | $38,056,740 |
| Healthcare | 8.6% | $11,083,682 |
| Financial Services | 7.8% | $10,076,441 |
| Consumer Defensive | 5.5% | $7,143,692 |
| Communication Services | 4.4% | $5,697,802 |
| Consumer Cyclical | 3.7% | $4,841,621 |
| Industrials | 3.0% | $3,832,369 |
| Real Estate | 2.0% | $2,594,170 |
| Utilities | 0.8% | $992,291 |
| Energy | 0.3% | $401,341 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| SPEM | State Street(R) SPDR(R) Portfolio Emerging Markets ETF | +15,709 | 100,262 | $5,189,561 | |
| CALI | +15,623 | 24,215 | $1,206,149 | ||
| JEPI | JPMorgan Equity Premium Income ETF | +14,550 | 25,204 | $1,416,968 | |
| IQLT | iShares MSCI Intl Quality Factor ETF | +10,307 | 105,798 | $0 | |
| CRWD | CrowdStrike Holdings, Inc. | +3,948 | 5,201 | $1,376,964 | |
| EFV | iShares MSCI EAFE Value ETF | +3,784 | 159,336 | $0 | |
| EFG | iShares MSCI EAFE Growth ETF | +3,330 | 30,723 | $0 | |
| APH | Amphenol Corp | +2,968 | 5,564 | $469,045 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | +1,426 | 69,841 | $4,269,380 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | +1,272 | 28,156 | $4,124,290 | |
| MDYV | State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF | +1,155 | 31,777 | $2,812,582 | |
| SCHW | Schwab Charles Corp | +921 | 8,598 | $840,368 | |
| QUAL | iShares MSCI USA Quality Factor ETF | +816 | 33,185 | $0 | |
| ANET | Arista Networks, Inc. | +758 | 3,423 | $696,888 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | +679 | 23,549 | $573,653 | |
| — | +596 | 18,697 | $0 | ||
| NVDA | Nvidia Corp | +516 | 24,101 | $5,504,186 | |
| ACWI | iShares MSCI ACWI ETF | +453 | 5,526 | $0 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | +393 | 1,675 | $764,118 | |
| AMZN | Amazon Com Inc | +347 | 12,827 | $3,195,847 | |
| AVGO | Broadcom Inc. | +336 | 3,485 | $1,223,897 | |
| WMT | Walmart Inc. | +333 | 22,687 | $2,357,633 | |
| VCIT | VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND | +329 | 11,349 | $888,740 | |
| SRLN | State Street(R) Blackstone Senior Loan ETF | +304 | 30,585 | $1,235,328 | |
| ESGD | iShares ESG Aware MSCI EAFE ETF | +268 | 3,491 | $0 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IGLB | iShares 10+ Year Investment Grade Corporate Bond ETF | −28,609 | 69,207 | $0 | |
| — | −12,414 | 82,120 | $0 | ||
| JMST | JPMorgan Ultra-Short Municipal Income ETF | −5,897 | 28,089 | $1,420,179 | |
| AAPL | Apple Inc. | −707 | 48,394 | $16,116,169 | |
| DIS | Walt Disney Co | −657 | 3,842 | $403,025 | |
| IXN | iShares Global Tech ETF | −586 | 17,945 | $0 | |
| PG | PROCTER & GAMBLE Co | −497 | 5,484 | $796,715 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | −410 | 30,177 | $3,714,185 | |
| PEP | Pepsico Inc | −380 | 3,493 | $442,632 | |
| PPL | PPL Corp | −342 | 30,170 | $992,291 | |
| FIXT | Procure ETF Trust II | −251 | 24,749 | $889,127 | |
| JNJ | Johnson & Johnson | −226 | 11,386 | $3,014,329 | |
| MDT | Medtronic plc | −185 | 4,144 | $357,585 | |
| SPMD | State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF | −178 | 47,797 | $3,013,122 | |
| NEAR | iShares Short Duration Bond Active ETF | −157 | 5,499 | $274,180 | |
| JPM | Jpmorgan Chase & Co | −123 | 10,214 | $3,379,097 | |
| HD | Home Depot, Inc. | −108 | 5,785 | $1,645,774 | |
| ABT | Abbott Laboratories | −83 | 7,654 | $756,444 | |
| MRK | Merck & Co., Inc. | −78 | 5,811 | $844,396 | |
| QCOM | Qualcomm Inc | −62 | 6,324 | $1,163,868 | |
| IJR | iShares Core S&P Small-Cap ETF | −62 | 2,243 | $0 | |
| BAC | Bank Of America Corp | −58 | 4,209 | $229,095 | |
| TGT | Target Corp | −56 | 1,881 | $294,733 | |
| IWR | iShares Russell Mid-Cap ETF | −45 | 2,045 | $0 | |
| USRT | iShares Core U.S. REIT ETF | −44 | 22,080 | $0 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | 30,755 | $910,040 | |
| DHR | Danaher Corp | 3,390 | $751,054 | |
| CGXU | Capital Group International Focus Equity ETF | 9,348 | $320,542 | |
| AMAT | Applied Materials Inc | 589 | $301,202 | |
| SNOW | Snowflake Inc. | 797 | $270,629 | |
| CGDV | Capital Group Dividend Value ETF | 4,592 | $224,319 | |
| MEAR | iShares Trust | 4,117 | $0 | |
| No positions match the current search. | ||||
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 48,394 | $16,116,169 | 12.48% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 13,011 | $6,673,341 | 5.17% | |
| NVDA |
Nvidia Corp
Technology
|
Added | 24,101 | $5,504,186 | 4.26% | |
| SPEM |
State Street(R) SPDR(R) Portfolio Emerging Markets ETF
|
Added | 100,262 | $5,189,561 | 4.02% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Added | 69,841 | $4,269,380 | 3.31% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Added | 28,156 | $4,124,290 | 3.19% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
Reduced | 30,177 | $3,714,185 | 2.88% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Added | 10,678 | $3,674,086 | 2.85% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 10,214 | $3,379,097 | 2.62% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 12,827 | $3,195,847 | 2.47% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 11,386 | $3,014,329 | 2.33% | |
| SPMD |
State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF
|
Reduced | 47,797 | $3,013,122 | 2.33% | |
| MDYV |
State Street(R) SPDR(R) S & P 400(TM) Mid Cap Value ETF
|
Added | 31,777 | $2,812,582 | 2.18% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Added | 6,875 | $2,731,506 | 2.12% | |
| WMT |
Walmart Inc.
Consumer Defensive
|
Added | 22,687 | $2,357,633 | 1.83% | |
| BLK |
BlackRock, Inc.
Financial Services
|
Added | 2,207 | $2,335,646 | 1.81% | |
| AMD |
Advanced Micro Devices Inc
Technology
|
Added | 3,624 | $2,217,018 | 1.72% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Added | 5,193 | $1,906,246 | 1.48% | |
| LLY |
ELI LILLY & Co
Healthcare
|
Added | 1,465 | $1,695,122 | 1.31% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 5,785 | $1,645,774 | 1.27% | |
| V |
Visa Inc.
Financial Services
|
Added | 4,455 | $1,600,815 | 1.24% | |
| COST |
Costco Wholesale Corp
Consumer Defensive
|
Reduced | 1,714 | $1,560,322 | 1.21% | |
| JMST |
JPMorgan Ultra-Short Municipal Income ETF
|
Reduced | 28,089 | $1,420,179 | 1.10% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 25,204 | $1,416,968 | 1.10% | |
| CRWD |
CrowdStrike Holdings, Inc.
Technology
|
Added | 5,201 | $1,376,964 | 1.07% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Added | 5,219 | $1,365,238 | 1.06% | |
| PLD |
Prologis, Inc.
Real Estate
|
Added | 9,755 | $1,266,589 | 0.98% | |
| XLU |
State Street(R) Utilities Select Sector SPDR(R) ETF
|
Added | 31,827 | $1,255,256 | 0.97% | |
| SRLN |
State Street(R) Blackstone Senior Loan ETF
|
Added | 30,585 | $1,235,328 | 0.96% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 3,485 | $1,223,897 | 0.95% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 11,307 | $1,216,972 | 0.94% | |
| CALI |
|
Added | 24,215 | $1,206,149 | 0.93% | |
| QCOM |
Qualcomm Inc
Technology
|
Reduced | 6,324 | $1,163,868 | 0.90% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 4,446 | $1,020,668 | 0.79% | |
| PPL |
PPL Corp
Utilities
|
Reduced | 30,170 | $992,291 | 0.77% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Reduced | 5,173 | $987,111 | 0.76% | |
| XLV |
State Street(R) Health Care Select Sector SPDR(R) ETF
|
Added | 5,823 | $980,709 | 0.76% | |
| SPSB |
State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF
|
NEW | 30,755 | $910,040 | 0.70% | |
| ASML |
Asml Holding NV
Technology
|
Added | 502 | $909,458 | 0.70% | |
| FIXT |
Procure ETF Trust II
|
Reduced | 24,749 | $889,127 | 0.69% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Added | 11,349 | $888,740 | 0.69% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 5,811 | $844,396 | 0.65% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Added | 8,598 | $840,368 | 0.65% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Reduced | 5,484 | $796,715 | 0.62% | |
| IBM |
International Business Machines Corp
Technology
|
Reduced | 3,607 | $793,287 | 0.61% | |
| AMT |
American Tower Corp
Real Estate
|
Reduced | 4,677 | $765,578 | 0.59% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Added | 1,675 | $764,118 | 0.59% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 8,147 | $761,255 | 0.59% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 7,654 | $756,444 | 0.59% | |
| DHR |
Danaher Corp
Healthcare
|
NEW | 3,390 | $751,054 | 0.58% |
Showing the top 50 of 110 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.