Catherine Avery Investment Management LLC

CIK

2103454

Location

LONGBOAT KEY, FL

Portfolio Value

Small $227,180,933

Diversification

Diversified

Filing Date

Global Rank

#4,255 / 8,633 ▼ 100

Top Industry

Drug Manufacturers - General 11.4%

3Y Alpha vs SPY

+9.6%

Period ended 51 days ago

Filed Jul 27, 2026 · 24d

7 quarters · since Dec 2024

Clone Performance

Feb 2025–Aug 2026 · vs SPY

Hypothetical growth of buying every stock this filer reported holding, rebalancing on each filing and indexed to the same start. Option positions cannot be bought this way and are left out.

Cloned portfolio

+42.7%

SPY

+26.1%

Annualised alpha

+9.9%

Max drawdown

−17.8%

Estimate. 13F holdings are quarter-lagged, so the clone rebalances about 45 days after each period end — when the filing becomes public — and it excludes option and short positions. Returns use comparable raw closes and exclude dividends; a captured split can shorten the simulated window. It tracks 100% of reported value on average across 7 quarters. Past performance does not predict future results.

Portfolio Concentration

128 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.9%

+1.7 pts

Top 5

19.4%

+3.6 pts

Top 10

35.0%

+4.4 pts

HHI

274

Diversified+16

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	25.2%	$57,315,832	21
Financial Services	15.0%	$34,010,728	19
Consumer Cyclical	11.7%	$26,527,350	11
Healthcare	11.6%	$26,314,357	17
Industrials	9.2%	$20,841,232	16
Energy	9.1%	$20,662,384	10
Consumer Defensive	6.6%	$14,892,089	10
Utilities	4.9%	$11,091,503	4
Communication Services	3.7%	$8,337,899	10
Basic Materials	3.1%	$7,132,140	6
Unclassified	0.0%	$55,419	4

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

14 positions

Ticker	Company	Δ Shares	Shares	Value
PFE	Pfizer Inc	+22,131	227,951	$5,489,060
BMY	Bristol Myers Squibb Co	+15,044	119,907	$6,909,041
LHX	L3harris Technologies, Inc. /De/	+14,735	33,098	$9,617,947
MSFT	Microsoft Corp	+13,761	20,780	$7,751,355
LEN	Lennar Corp /New/	+2,950	61,453	$5,560,881
MCD	Mcdonalds Corp	+1,810	21,006	$5,678,131
AMGN	Amgen Inc	+1,655	17,530	$6,347,963
HD	Home Depot, Inc.	+137	16,897	$5,959,233
PSX	Phillips 66	+70	31,061	$5,250,862
AWK	American Water Works Company, Inc.	+15	675	$88,816
PM	Philip Morris International Inc.	+3	388	$70,193
MDLZ	Mondelez International, Inc.	+2	172	$9,948
NEM	NEWMONT Corp /DE/	+1	275	$25,685
ABBV	AbbVie Inc.	+1	117	$29,441
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HPE	Hewlett Packard Enterprise Co	−136,327	120,344	$5,428,717
VZ	Verizon Communications Inc	−73,342	61,801	$2,616,654
SWK	Stanley Black & Decker, Inc.	−72,834	5,414	$509,565
QCOM	Qualcomm Inc/De	−39,438	1,934	$357,383
PKG	Packaging Corp Of America	−23,468	1,755	$418,181
CSCO	Cisco Systems, Inc.	−22,882	67,834	$7,967,781
KEY	Keycorp /New/	−18,788	249,306	$5,746,503
ORCL	Oracle Corp	−14,190	28,378	$4,158,795
FCX	Freeport-Mcmoran Inc	−9,699	104,522	$6,573,388
C	Citigroup Inc	−9,098	54,620	$7,644,615
OMC	Omnicom Group Inc.	−5,815	76,208	$5,550,228
KO	Coca Cola Co	−5,507	80,871	$6,572,385
TFC	Truist Financial Corp	−5,134	114,289	$5,693,877
ES	Eversource Energy	−3,671	51,329	$3,709,546
UPS	United Parcel Service Inc	−3,400	53,469	$5,747,917
TGT	Target Corp	−3,219	50,194	$6,555,838
BAC	Bank Of America Corp /De/	−2,925	111,573	$6,357,429
IBM	International Business Machines Corp	−2,865	25,644	$7,211,349
BKR	Baker Hughes Co	−2,590	10,571	$586,690
AVGO	Broadcom Inc.	−2,548	17,835	$6,737,171
BBY	Best Buy Co Inc	−2,426	92,755	$7,038,249
OKE	Oneok Inc /New/	−2,192	70,408	$6,121,271
NEE	Nextera Energy Inc	−2,036	69,471	$6,097,469
CVX	Chevron Corp	−1,049	34,079	$5,648,935
STX	Seagate Technology Holdings plc	−1,030	11,595	$11,189,175
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CRM	Salesforce, Inc.	34,593	$5,419,339
IP	International Paper Co /New/	46,731	$1,780,451
EPD	Enterprise Products Partners L.P.	3,000	$110,280
ET	Energy Transfer LP	5,000	$95,600
XYL	Xylem Inc.	116	$13,712
GLTR	abrdn Precious Metals Basket ETF Trust	67	$12,137
RS	Reliance, Inc.	30	$11,208
BRK-B	Berkshire Hathaway Inc	22	$11,008
SGU	Star Group, L.P.	808	$10,374
HPQ	Hp Inc	447	$9,807
CALM	Cal-Maine Foods Inc	101	$8,136
QQQ	Invesco Qqq Trust, Series 1	10	$7,364
ELV	Elevance Health, Inc.	13	$5,027
MARA	MARA Holdings, Inc.	350	$4,861
SOUN	Soundhound Ai, Inc.	629	$4,069
SBET	Sharplink, Inc.	675	$3,240
UHS	Universal Health Services Inc	21	$3,122
HONA	Honeywell Aerospace Inc.	14	$3,091
BMNR	Bitmine Immersion Technologies, Inc.	205	$2,728
TTD	Trade Desk, Inc.	136	$2,458
PYPL	PayPal Holdings, Inc.	55	$2,374
AMLX	Amylyx Pharmaceuticals, Inc.	87	$1,562
SWAG	Stran & Company, Inc.	500	$1,115
COIN	Coinbase Global, Inc.	7	$1,023
OUST	Ouster, Inc.	16	$1,000
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
BLK	BlackRock, Inc.	25	$24,042
ADP	Automatic Data Processing Inc	50	$10,159
HON	Honeywell International Inc	29	$6,554
T	At&T Inc.	86	$2,493
CF	CF Industries Holdings, Inc.	10	$1,298
KMB	Kimberly Clark Corp	12	$1,157
GIS	General Mills Inc	31	$1,153
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

128 tracked positions · $227,180,933 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 128 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
STX	Seagate Technology Holdings plc Technology	Reduced	11,595	-1,030	$11,189,175	+126.2%	4.93%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	33,098	+14,735	$9,617,947	+51.8%	4.23%
CSCO	Cisco Systems, Inc. Technology	Reduced	67,834	-22,882	$7,967,781	+13.2%	3.51%
MSFT	Microsoft Corp Technology	Added	20,780	+13,761	$7,751,355	+198.3%	3.41%
C	Citigroup Inc Financial Services	Reduced	54,620	-9,098	$7,644,615	+5.8%	3.36%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	22,241	-42	$7,280,146	+11.1%	3.20%
IBM	International Business Machines Corp Technology	Reduced	25,644	-2,865	$7,211,349	+4.4%	3.17%
BBY	Best Buy Co Inc Consumer Cyclical	Reduced	92,755	-2,426	$7,038,249	+15.2%	3.10%
BMY	Bristol Myers Squibb Co Healthcare	Added	119,907	+15,044	$6,909,041	+8.6%	3.04%
MRK	Merck & Co., Inc. Healthcare	Reduced	53,596	-86	$6,887,086	+6.7%	3.03%
AVGO	Broadcom Inc. Technology	Reduced	17,835	-2,548	$6,737,171	+6.8%	2.97%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	104,522	-9,699	$6,573,388	−2.1%	2.89%
KO	Coca Cola Co Consumer Defensive	Reduced	80,871	-5,507	$6,572,385	+0.1%	2.89%
TGT	Target Corp Consumer Defensive	Reduced	50,194	-3,219	$6,555,838	+1.3%	2.89%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	111,573	-2,925	$6,357,429	+13.9%	2.80%
AMGN	Amgen Inc Healthcare	Added	17,530	+1,655	$6,347,963	+13.6%	2.79%
OKE	Oneok Inc /New/ Energy	Reduced	70,408	-2,192	$6,121,271	−6.7%	2.69%
NEE	Nextera Energy Inc Utilities	Reduced	69,471	-2,036	$6,097,469	−8.2%	2.68%
HD	Home Depot, Inc. Consumer Cyclical	Added	16,897	+137	$5,959,233	+8.1%	2.62%
UPS	United Parcel Service Inc Industrials	Reduced	53,469	-3,400	$5,747,917	+2.7%	2.53%
KEY	Keycorp /New/ Financial Services	Reduced	249,306	-18,788	$5,746,503	+6.9%	2.53%
TFC	Truist Financial Corp Financial Services	Reduced	114,289	-5,134	$5,693,877	+3.7%	2.51%
MCD	Mcdonalds Corp Consumer Cyclical	Added	21,006	+1,810	$5,678,131	−4.8%	2.50%
CVX	Chevron Corp Energy	Reduced	34,079	-1,049	$5,648,935	−22.3%	2.49%
LEN	Lennar Corp /New/ Consumer Cyclical	Added	61,453	+2,950	$5,560,881	+9.5%	2.45%
OMC	Omnicom Group Inc. Communication Services	Reduced	76,208	-5,815	$5,550,228	−10.1%	2.44%
PFE	Pfizer Inc Healthcare	Added	227,951	+22,131	$5,489,060	−5.0%	2.42%
HPE	Hewlett Packard Enterprise Co Technology	Reduced	120,344	-136,327	$5,428,717	−11.2%	2.39%
CRM	Salesforce, Inc. Technology	NEW	34,593	NEW	$5,419,339	NEW	2.39%
PSX	Phillips 66 Energy	Added	31,061	+70	$5,250,862	−7.0%	2.31%
ORCL	Oracle Corp Technology	Reduced	28,378	-14,190	$4,158,795	−33.6%	1.83%
ES	Eversource Energy Utilities	Reduced	51,329	-3,671	$3,709,546	−2.6%	1.63%
VZ	Verizon Communications Inc Communication Services	Reduced	61,801	-73,342	$2,616,654	−61.4%	1.15%
VLO	Valero Energy Corp/Tx Energy	Reduced	7,196	-301	$1,874,126	+1.2%	0.82%
IP	International Paper Co /New/ Consumer Cyclical	NEW	46,731	NEW	$1,780,451	NEW	0.78%
CMI	Cummins Inc Industrials	Reduced	2,287	-20	$1,631,111	+31.4%	0.72%
RTX	RTX Corp Industrials	Reduced	8,567	-254	$1,625,416	−4.5%	0.72%
CL	Colgate Palmolive Co Consumer Defensive	Held	17,012	0	$1,559,660	+7.6%	0.69%
JCI	Johnson Controls International plc Industrials	Reduced	8,343	-529	$1,218,995	+4.9%	0.54%
EVRG	Evergy, Inc. Utilities	Reduced	13,834	-314	$1,195,672	+3.2%	0.53%
MS	Morgan Stanley Financial Services	Held	3,880	0	$811,075	+27.0%	0.36%
XOM	ExxonMobil Holdings Corp Energy	Reduced	5,204	-429	$711,490	−25.6%	0.31%
BKR	Baker Hughes Co Energy	Reduced	10,571	-2,590	$586,690	−27.0%	0.26%
SWK	Stanley Black & Decker, Inc. Industrials	Reduced	5,414	-72,834	$509,565	−90.8%	0.22%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	1,559	-127	$457,067	−6.7%	0.20%
PKG	Packaging Corp Of America Consumer Cyclical	Reduced	1,755	-23,468	$418,181	−92.2%	0.18%
QCOM	Qualcomm Inc/De Technology	Reduced	1,934	-39,438	$357,383	−93.3%	0.16%
MU	Micron Technology Inc Technology	Held	282	0	$325,509	+241.7%	0.14%
JNJ	Johnson & Johnson Healthcare	Reduced	1,257	-177	$319,240	−8.9%	0.14%
AAPL	Apple Inc. Technology	Reduced	1,082	-18	$313,087	+12.1%	0.14%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.