Catherine Avery Investment Management LLC

CIK

2103454

Location

LONGBOAT KEY, FL

Portfolio Value

Small $228,845,276

Diversification

Diversified

Filing Date

Global Rank

#6,060 / 8,794 ▼ 753 · as of Jun 2026

Top Industry

Drug Manufacturers - General 11.4%

Period ended 3 months ago

Filed Jul 27, 2026 · 2mo

7 quarters · since Dec 2024

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

151 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

4.9%

+1.6 pts

Top 5

19.3%

+3.5 pts

Top 10

34.7%

+4.2 pts

HHI

270

Diversified+13

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	25.0%	$57,315,832	21
Financial Services	14.9%	$34,031,082	20
Consumer Cyclical	11.6%	$26,527,350	11
Healthcare	11.5%	$26,314,357	17
Industrials	9.1%	$20,841,236	16
Energy	9.0%	$20,662,384	10
Consumer Defensive	6.5%	$14,892,089	10
Utilities	4.8%	$11,091,503	4
Communication Services	3.6%	$8,337,899	10
Basic Materials	3.1%	$7,132,140	6
Unclassified	0.7%	$1,699,404	26

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

15 positions

Ticker	Company	Δ Shares	Shares	Value
PFE	Pfizer Inc	+22,131	227,951	$5,489,060
BMY	Bristol Myers Squibb Co	+15,044	119,907	$6,909,041
LHX	L3harris Technologies, Inc. /De/	+14,735	33,098	$9,617,947
MSFT	Microsoft Corp	+13,761	20,780	$7,751,355
LEN	Lennar Corp /New/	+2,950	61,453	$5,560,881
MCD	Mcdonalds Corp	+1,810	21,006	$5,678,131
AMGN	Amgen Inc	+1,655	17,530	$6,347,963
AAXJ	iShares MSCI All Country Asia ex Japan ETF	+530	2,161	$201,627
HD	Home Depot, Inc.	+137	16,897	$5,959,233
PSX	Phillips 66	+70	31,061	$5,250,862
AWK	American Water Works Company, Inc.	+15	675	$88,816
PM	Philip Morris International Inc.	+3	388	$70,193
MDLZ	Mondelez International, Inc.	+2	172	$9,948
NEM	NEWMONT Corp /DE/	+1	275	$25,685
ABBV	AbbVie Inc.	+1	117	$29,441
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
HPE	Hewlett Packard Enterprise Co	−136,327	120,344	$5,428,717
VZ	Verizon Communications Inc	−73,342	61,801	$2,616,654
SWK	Stanley Black & Decker, Inc.	−72,834	5,414	$509,565
QCOM	Qualcomm Inc/De	−39,438	1,934	$357,383
PKG	Packaging Corp Of America	−23,468	1,755	$418,181
CSCO	Cisco Systems, Inc.	−22,882	67,834	$7,967,781
KEY	Keycorp /New/	−18,788	249,306	$5,746,503
ORCL	Oracle Corp	−14,190	28,378	$4,158,795
FCX	Freeport-Mcmoran Inc	−9,699	104,522	$6,573,388
C	Citigroup Inc	−9,098	54,620	$7,644,615
OMC	Omnicom Group Inc.	−5,815	76,208	$5,550,228
KO	Coca Cola Co	−5,507	80,871	$6,572,385
TFC	Truist Financial Corp	−5,134	114,289	$5,693,877
ES	Eversource Energy	−3,671	51,329	$3,709,546
UPS	United Parcel Service Inc	−3,400	53,469	$5,747,917
TGT	Target Corp	−3,219	50,194	$6,555,838
BAC	Bank Of America Corp /De/	−2,925	111,573	$6,357,429
IBM	International Business Machines Corp	−2,865	25,644	$7,211,349
BKR	Baker Hughes Co	−2,590	10,571	$586,690
AVGO	Broadcom Inc.	−2,548	17,835	$6,737,171
BBY	Best Buy Co Inc	−2,426	92,755	$7,038,249
OKE	Oneok Inc /New/	−2,192	70,408	$6,121,271
NEE	Nextera Energy Inc	−2,036	69,471	$6,097,469
CVX	Chevron Corp	−1,049	34,079	$5,648,935
STX	Seagate Technology Holdings plc	−1,030	11,595	$11,189,175
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CRM	Salesforce, Inc.	34,593	$5,419,339
IP	International Paper Co /New/	46,731	$1,780,451
—		3,944	$361,428
CAAA	First Trust AAA CMBS ETF	6,443	$189,424
VB	Vanguard Morningstar Small-Cap ETF	454	$113,680
EPD	Enterprise Products Partners L.P.	3,000	$110,280
ET	Energy Transfer LP	5,000	$95,600
FNDA	Schwab Fundamental U.S. Small Company ETF	1,806	$57,268
BNDW	Vanguard Total World Bond ETF	435	$55,597
DCOR	Dimensional US Core Equity 1 ETF	634	$39,855
AGNG	Global X Funds Global X Aging Population ETF	1,326	$36,639
ACSG	American Century Small Cap Growth Insights ETF	412	$31,636
AGRH	iShares Interest Rate Hedged U.S. Aggregate Bond ETF	600	$26,540
IVZ	Invesco Ltd.	126	$20,354
FAB	First Trust Multi Cap Value AlphaDEX Fund	148	$18,846
AAAA	Amplius Aggressive Asset Allocation ETF	251	$18,297
JA	Janus Henderson AA-A CLO ETF	355	$17,923
ALAI	Alger AI Enablers & Adopters ETF	721	$17,893
ABI	VictoryShares Pioneer Asset-Based Income ETF	217	$15,389
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	342	$15,058
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	130	$13,900
XYL	Xylem Inc.	116	$13,712
GLTR	abrdn Precious Metals Basket ETF Trust	67	$12,137
RS	Reliance, Inc.	30	$11,208
BRK-B	Berkshire Hathaway Inc	22	$11,008
No positions match the current search.

Sold Out

Positions the filer fully exited

7 positions

Ticker	Company	Shares	Value
BLK	BlackRock, Inc.	25	$24,042
ADP	Automatic Data Processing Inc	50	$10,159
HON	Honeywell International Inc	29	$6,554
T	At&T Inc.	86	$2,493
CF	CF Industries Holdings, Inc.	10	$1,298
KMB	Kimberly Clark Corp	12	$1,157
GIS	General Mills Inc	31	$1,153
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

151 tracked positions · $228,845,276 total · filing declares 168 positions · $228,994,575 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 151 positions by value · page 1 of 4

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
STX	Seagate Technology Holdings plc Technology	Reduced	11,595	-1,030	$11,189,175	+126.2%	4.89%
LHX	L3harris Technologies, Inc. /De/ Industrials	Added	33,098	+14,735	$9,617,947	+51.8%	4.20%
CSCO	Cisco Systems, Inc. Technology	Reduced	67,834	-22,882	$7,967,781	+13.2%	3.48%
MSFT	Microsoft Corp Technology	Added	20,780	+13,761	$7,751,355	+198.3%	3.39%
C	Citigroup Inc Financial Services	Reduced	54,620	-9,098	$7,644,615	+5.8%	3.34%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	22,241	-42	$7,280,146	+11.1%	3.18%
IBM	International Business Machines Corp Technology	Reduced	25,644	-2,865	$7,211,349	+4.4%	3.15%
BBY	Best Buy Co Inc Consumer Cyclical	Reduced	92,755	-2,426	$7,038,249	+15.2%	3.08%
BMY	Bristol Myers Squibb Co Healthcare	Added	119,907	+15,044	$6,909,041	+8.6%	3.02%
MRK	Merck & Co., Inc. Healthcare	Reduced	53,596	-86	$6,887,086	+6.7%	3.01%
AVGO	Broadcom Inc. Technology	Reduced	17,835	-2,548	$6,737,171	+6.8%	2.94%
FCX	Freeport-Mcmoran Inc Basic Materials	Reduced	104,522	-9,699	$6,573,388	−2.1%	2.87%
KO	Coca Cola Co Consumer Defensive	Reduced	80,871	-5,507	$6,572,385	+0.1%	2.87%
TGT	Target Corp Consumer Defensive	Reduced	50,194	-3,219	$6,555,838	+1.3%	2.86%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	111,573	-2,925	$6,357,429	+13.9%	2.78%
AMGN	Amgen Inc Healthcare	Added	17,530	+1,655	$6,347,963	+13.6%	2.77%
OKE	Oneok Inc /New/ Energy	Reduced	70,408	-2,192	$6,121,271	−6.7%	2.67%
NEE	Nextera Energy Inc Utilities	Reduced	69,471	-2,036	$6,097,469	−8.2%	2.66%
HD	Home Depot, Inc. Consumer Cyclical	Added	16,897	+137	$5,959,233	+8.1%	2.60%
UPS	United Parcel Service Inc Industrials	Reduced	53,469	-3,400	$5,747,917	+2.7%	2.51%
KEY	Keycorp /New/ Financial Services	Reduced	249,306	-18,788	$5,746,503	+6.9%	2.51%
TFC	Truist Financial Corp Financial Services	Reduced	114,289	-5,134	$5,693,877	+3.7%	2.49%
MCD	Mcdonalds Corp Consumer Cyclical	Added	21,006	+1,810	$5,678,131	−4.8%	2.48%
CVX	Chevron Corp Energy	Reduced	34,079	-1,049	$5,648,935	−22.3%	2.47%
LEN	Lennar Corp /New/ Consumer Cyclical	Added	61,453	+2,950	$5,560,881	+9.5%	2.43%
OMC	Omnicom Group Inc. Communication Services	Reduced	76,208	-5,815	$5,550,228	−10.1%	2.43%
PFE	Pfizer Inc Healthcare	Added	227,951	+22,131	$5,489,060	−5.0%	2.40%
HPE	Hewlett Packard Enterprise Co Technology	Reduced	120,344	-136,327	$5,428,717	−11.2%	2.37%
CRM	Salesforce, Inc. Technology	NEW	34,593	NEW	$5,419,339	NEW	2.37%
PSX	Phillips 66 Energy	Added	31,061	+70	$5,250,862	−7.0%	2.29%
ORCL	Oracle Corp Technology	Reduced	28,378	-14,190	$4,158,795	−33.6%	1.82%
ES	Eversource Energy Utilities	Reduced	51,329	-3,671	$3,709,546	−2.6%	1.62%
VZ	Verizon Communications Inc Communication Services	Reduced	61,801	-73,342	$2,616,654	−61.4%	1.14%
VLO	Valero Energy Corp/Tx Energy	Reduced	7,196	-301	$1,874,126	+1.2%	0.82%
IP	International Paper Co /New/ Consumer Cyclical	NEW	46,731	NEW	$1,780,451	NEW	0.78%
CMI	Cummins Inc Industrials	Reduced	2,287	-20	$1,631,111	+31.4%	0.71%
RTX	RTX Corp Industrials	Reduced	8,567	-254	$1,625,416	−4.5%	0.71%
CL	Colgate Palmolive Co Consumer Defensive	Held	17,012	0	$1,559,660	+7.6%	0.68%
JCI	Johnson Controls International plc Industrials	Reduced	8,343	-529	$1,218,995	+4.9%	0.53%
EVRG	Evergy, Inc. Utilities	Reduced	13,834	-314	$1,195,672	+3.2%	0.52%
MS	Morgan Stanley Financial Services	Held	3,880	0	$811,075	+27.0%	0.35%
XOM	ExxonMobil Holdings Corp Energy	Reduced	5,204	-429	$711,490	−25.6%	0.31%
BKR	Baker Hughes Co Energy	Reduced	10,571	-2,590	$586,690	−27.0%	0.26%
SWK	Stanley Black & Decker, Inc. Industrials	Reduced	5,414	-72,834	$509,565	−90.8%	0.22%
APD	Air Products & Chemicals, Inc. Basic Materials	Reduced	1,559	-127	$457,067	−6.7%	0.20%
PKG	Packaging Corp Of America Consumer Cyclical	Reduced	1,755	-23,468	$418,181	−92.2%	0.18%
		Held	2,493	0	$384,669	+16.8%	0.17%
		NEW	3,944	NEW	$361,428	NEW	0.16%
QCOM	Qualcomm Inc/De Technology	Reduced	1,934	-39,438	$357,383	−93.3%	0.16%
MU	Micron Technology Inc Technology	Held	282	0	$325,509	+241.7%	0.14%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.