Catherine Avery Investment Management LLC
CIK
2103454
Location
LONGBOAT KEY, FL
Portfolio Value
Small
$222,943,575
Diversification
Diversified
Filing Date
Global Rank
#3,969
/ 8,592
▲ 793
Top Industry
Drug Manufacturers - General
11.0%
3Y Alpha vs SPY
+11.0%
Period ended 3 months ago
Filed May 15, 2026 · 35d
6 quarters · since Dec 2024
Clone Performance
Feb 2025–Jun 2026 · vs SPYHypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.
Cloned portfolio
+40.7%
SPY
+24.9%
Annualised alpha
+11.0%
Max drawdown
−17.4%
Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.
Portfolio Concentration
104 positions · as of Mar 31, 2026 · Δ vs Dec 31, 2025Top Position
3.3%
−0.2 pts
Top 5
15.8%
−0.7 pts
Top 10
30.6%
−1.0 pts
HHI
258
Diversified+2
Portfolio Trend
6 quarters · across all stocks
Sector Breakdown
As of Mar 31, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 20.8% | $46,353,804 |
| Financial Services | 14.0% | $31,293,611 |
| Consumer Cyclical | 12.6% | $28,108,447 |
| Healthcare | 11.2% | $24,941,868 |
| Energy | 10.5% | $23,335,220 |
| Industrials | 9.9% | $22,054,096 |
| Consumer Defensive | 6.6% | $14,680,247 |
| Communication Services | 5.9% | $13,113,939 |
| Utilities | 5.2% | $11,700,793 |
| Basic Materials | 3.3% | $7,328,295 |
| Unclassified | 0.0% | $33,255 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| HPE | Hewlett Packard Enterprise Co | +83,974 | 256,671 | $6,111,336 | |
| OMC | Omnicom Group Inc. | +81,620 | 82,023 | $6,177,152 | |
| KEY | Keycorp /New/ | +77,035 | 268,094 | $5,375,284 | |
| PFE | Pfizer Inc | +53,343 | 205,820 | $5,779,425 | |
| BBY | Best Buy Co Inc | +40,011 | 95,181 | $6,110,620 | |
| TFC | Truist Financial Corp | +36,417 | 119,423 | $5,489,875 | |
| BAC | Bank Of America Corp /De/ | +36,397 | 114,498 | $5,581,777 | |
| LEN | Lennar Corp /New/ | +26,958 | 58,503 | $5,080,400 | |
| VZ | Verizon Communications Inc | +26,786 | 135,143 | $6,784,178 | |
| CSCO | Cisco Systems, Inc. | +22,140 | 90,716 | $7,038,654 | |
| ORCL | Oracle Corp | +20,190 | 42,568 | $6,262,178 | |
| KO | Coca Cola Co | +19,077 | 86,378 | $6,569,046 | |
| SWK | Stanley Black & Decker, Inc. | +18,669 | 78,248 | $5,560,302 | |
| QCOM | Qualcomm Inc/De | +16,347 | 41,372 | $5,327,886 | |
| OKE | Oneok Inc /New/ | +15,036 | 72,600 | $6,562,314 | |
| C | Citigroup Inc | +14,393 | 63,718 | $7,226,258 | |
| UPS | United Parcel Service Inc | +14,128 | 56,869 | $5,594,772 | |
| NEE | Nextera Energy Inc | +13,648 | 71,507 | $6,641,570 | |
| BMY | Bristol Myers Squibb Co | +12,024 | 104,863 | $6,359,940 | |
| IBM | International Business Machines Corp | +10,187 | 28,509 | $6,910,296 | |
| PKG | Packaging Corp Of America | +9,204 | 25,223 | $5,352,825 | |
| MRK | Merck & Co., Inc. | +8,550 | 53,682 | $6,457,407 | |
| FCX | Freeport-Mcmoran Inc | +8,013 | 114,221 | $6,713,910 | |
| PSX | Phillips 66 | +7,775 | 30,991 | $5,645,940 | |
| TGT | Target Corp | +7,231 | 53,413 | $6,473,655 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| BKR | Baker Hughes Co | −85,237 | 13,161 | $803,479 | |
| RTX | RTX Corp | −20,755 | 8,821 | $1,701,570 | |
| JCI | Johnson Controls International plc | −1,748 | 8,872 | $1,161,788 | |
| EVRG | Evergy, Inc. | −1,135 | 14,148 | $1,159,004 | |
| F | Ford Motor Co | −652 | 2,691 | $31,054 | |
| BEN | Franklin Resources Inc | −584 | 3,844 | $90,795 | |
| STX | Seagate Technology Holdings plc | −519 | 12,625 | $4,945,970 | |
| AAPL | Apple Inc. | −408 | 1,100 | $279,169 | |
| GOOGL | Alphabet Inc. | −317 | 334 | $96,045 | |
| MS | Morgan Stanley | −309 | 3,880 | $638,531 | |
| VLO | Valero Energy Corp/Tx | −289 | 7,497 | $1,852,358 | |
| NVDA | Nvidia Corp | −177 | 1,235 | $215,384 | |
| CMI | Cummins Inc | −169 | 2,307 | $1,241,212 | |
| DIS | Walt Disney Co | −138 | 72 | $6,939 | |
| MDT | Medtronic plc | −135 | 2,925 | $253,451 | |
| ICE | Intercontinental Exchange, Inc. | −117 | 35 | $5,504 | |
| JNJ | Johnson & Johnson | −113 | 1,434 | $350,526 | |
| MSFT | Microsoft Corp | −113 | 7,019 | $2,598,223 | |
| PLTR | Palantir Technologies Inc. | −54 | 770 | $112,635 | |
| CAT | Caterpillar Inc | −54 | 98 | $69,429 | |
| CF | CF Industries Holdings, Inc. | −51 | 10 | $1,298 | |
| GM | General Motors Co | −50 | 200 | $14,900 | |
| AXP | American Express Co | −50 | 500 | $151,240 | |
| ABBV | AbbVie Inc. | −40 | 116 | $25,228 | |
| NFLX | Netflix Inc | −30 | 200 | $19,230 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
1 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| ES | Eversource Energy | 55,000 | $3,810,400 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| LYB | LyondellBasell Industries N.V. | 654 | $28,318 | |
| BRK-B | Berkshire Hathaway Inc | 31 | $15,582 | |
| MRP | Millrose Properties, Inc. | 516 | $15,412 | |
| CAG | Conagra Brands Inc. | 783 | $13,553 | |
| CALM | Cal-Maine Foods Inc | 157 | $12,492 | |
| RS | Reliance, Inc. | 30 | $8,666 | |
| ETN | Eaton Corp plc | 25 | $7,962 | |
| ETR | Entergy Corp /De/ | 84 | $7,764 | |
| PYPL | PayPal Holdings, Inc. | 129 | $7,531 | |
| KVUE | Kenvue Inc. | 398 | $6,865 | |
| SOUN | Soundhound Ai, Inc. | 629 | $6,271 | |
| TTD | Trade Desk, Inc. | 136 | $5,162 | |
| UHS | Universal Health Services Inc | 21 | $4,578 | |
| ELV | Elevance Health, Inc. | 13 | $4,557 | |
| HPQ | Hp Inc | 191 | $4,255 | |
| SBET | Sharplink, Inc. | 450 | $4,023 | |
| BP | Bp PLC | 113 | $3,924 | |
| CVS | CVS HEALTH Corp | 41 | $3,253 | |
| MA | Mastercard Inc | 5 | $2,854 | |
| RCL | Royal Caribbean Cruises Ltd | 10 | $2,789 | |
| BMNR | Bitmine Immersion Technologies, Inc. | 80 | $2,172 | |
| AFL | Aflac Inc | 17 | $1,874 | |
| NOW | ServiceNow, Inc. | 10 | $1,531 | |
| NOK | Nokia Corp | 200 | $1,294 | |
| QQQ | Invesco Qqq Trust, Series 1 | 2 | $1,228 | |
| No positions match the current search. | ||||
104 positions ·
$222,943,575 total
· as of Mar 31, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Technology
Utilities
Showing 1–50
of 104 positions by value
· page 1 of 3
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| CVX |
Chevron Corp
Energy
|
Added | 35,128 | $7,267,983 | 3.26% | |
| C |
Citigroup Inc
Financial Services
|
Added | 63,718 | $7,226,258 | 3.24% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 90,716 | $7,038,654 | 3.16% | |
| IBM |
International Business Machines Corp
Technology
|
Added | 28,509 | $6,910,296 | 3.10% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 135,143 | $6,784,178 | 3.04% | |
| FCX |
Freeport-Mcmoran Inc
Basic Materials
|
Added | 114,221 | $6,713,910 | 3.01% | |
| NEE |
Nextera Energy Inc
Utilities
|
Added | 71,507 | $6,641,570 | 2.98% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Added | 86,378 | $6,569,046 | 2.95% | |
| OKE |
Oneok Inc /New/
Energy
|
Added | 72,600 | $6,562,314 | 2.94% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 22,283 | $6,554,767 | 2.94% | |
| TGT |
Target Corp
Consumer Defensive
|
Added | 53,413 | $6,473,655 | 2.90% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 53,682 | $6,457,407 | 2.90% | |
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Added | 104,863 | $6,359,940 | 2.85% | |
| LHX |
L3harris Technologies, Inc. /De/
Industrials
|
Added | 18,363 | $6,337,989 | 2.84% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 20,383 | $6,308,742 | 2.83% | |
| ORCL |
Oracle Corp
Technology
|
Added | 42,568 | $6,262,178 | 2.81% | |
| OMC |
Omnicom Group Inc.
Communication Services
|
Added | 82,023 | $6,177,152 | 2.77% | |
| HPE |
Hewlett Packard Enterprise Co
Technology
|
Added | 256,671 | $6,111,336 | 2.74% | |
| BBY |
Best Buy Co Inc
Consumer Cyclical
|
Added | 95,181 | $6,110,620 | 2.74% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 19,196 | $5,965,924 | 2.68% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 205,820 | $5,779,425 | 2.59% | |
| PSX |
Phillips 66
Energy
|
Added | 30,991 | $5,645,940 | 2.53% | |
| UPS |
United Parcel Service Inc
Industrials
|
Added | 56,869 | $5,594,772 | 2.51% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 15,875 | $5,585,618 | 2.51% | |
| BAC |
Bank Of America Corp /De/
Financial Services
|
Added | 114,498 | $5,581,777 | 2.50% | |
| SWK |
Stanley Black & Decker, Inc.
Industrials
|
Added | 78,248 | $5,560,302 | 2.49% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 16,760 | $5,512,196 | 2.47% | |
| TFC |
Truist Financial Corp
Financial Services
|
Added | 119,423 | $5,489,875 | 2.46% | |
| KEY |
Keycorp /New/
Financial Services
|
Added | 268,094 | $5,375,284 | 2.41% | |
| PKG |
Packaging Corp Of America
Consumer Cyclical
|
Added | 25,223 | $5,352,825 | 2.40% | |
| QCOM |
Qualcomm Inc/De
Technology
|
Added | 41,372 | $5,327,886 | 2.39% | |
| LEN |
Lennar Corp /New/
Consumer Cyclical
|
Added | 58,503 | $5,080,400 | 2.28% | |
| STX |
Seagate Technology Holdings plc
Technology
|
Reduced | 12,625 | $4,945,970 | 2.22% | |
| ES |
Eversource Energy
Utilities
|
NEW | 55,000 | $3,810,400 | 1.71% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 7,019 | $2,598,223 | 1.17% | |
| VLO |
Valero Energy Corp/Tx
Energy
|
Reduced | 7,497 | $1,852,358 | 0.83% | |
| RTX |
RTX Corp
Industrials
|
Reduced | 8,821 | $1,701,570 | 0.76% | |
| CL |
Colgate Palmolive Co
Consumer Defensive
|
Held | 17,012 | $1,449,932 | 0.65% | |
| CMI |
Cummins Inc
Industrials
|
Reduced | 2,307 | $1,241,212 | 0.56% | |
| JCI |
Johnson Controls International plc
Industrials
|
Reduced | 8,872 | $1,161,788 | 0.52% | |
| EVRG |
Evergy, Inc.
Utilities
|
Reduced | 14,148 | $1,159,004 | 0.52% | |
| XOM |
Exxon Mobil Corp
Energy
|
Held | 5,633 | $955,694 | 0.43% | |
| BKR |
Baker Hughes Co
Energy
|
Reduced | 13,161 | $803,479 | 0.36% | |
| MS |
Morgan Stanley
Financial Services
|
Reduced | 3,880 | $638,531 | 0.29% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Added | 1,686 | $489,766 | 0.22% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Reduced | 1,434 | $350,526 | 0.16% | |
| AAPL |
Apple Inc.
Technology
|
Reduced | 1,100 | $279,169 | 0.13% | |
| MDT |
Medtronic plc
Healthcare
|
Reduced | 2,925 | $253,451 | 0.11% | |
| WMB |
Williams Companies, Inc.
Energy
|
Held | 3,400 | $247,452 | 0.11% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 1,235 | $215,384 | 0.10% |