ALTFEST L J & CO INC

Registered adviser

CIK

712050

Location

NEW YORK, NY

Portfolio Value

Small $904,704,555

Diversification

Diversified

Filing Date

Global Rank

#2,482 / 8,818 ▼ 71 · as of Jun 2026

Top Industry

Semiconductors 11.4%

Period ended 28 days ago

Filed Oct 27, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 110130

Roster of Oct 1, 2026

Regulatory AUM

$1,798,317,121

Main clients

Individuals and high net worth (98% of AUM)

Private funds

1 fund · Hedge funds

Focus by fund count, roster of Oct 1, 2026

$12,625,841 gross assets

Private funds on Schedule D 7.B.(1)

As filed Sep 4, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$11,565,532 gross assets in 1 fund Hedge funds $11,565,532 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,798,317,121	Individuals and high net worth (98%)
Mar 2025 to Mar 2026	$1,622,512,064	Individuals and high net worth (98%)
Mar 2024 to Feb 2025	$1,578,705,262	Individuals and high net worth (98%)
May 2023 to Feb 2024	$1,390,085,591	Individuals and high net worth (98%)
Apr 2023	$1,390,085,591	Individuals and high net worth (98%)
Apr 2022 to Mar 2023	$1,555,260,868	Individuals and high net worth (98%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 51.2%, 28.6 effective positions, active share 70.8% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Medium turnover

67.8% over the last four quarters (30% to under 100%)

Horizon

Long horizon

Value-weighted holding period 14.6 quarters (12+), a floor since 35.3% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 70.8%; sector active share 52.1% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

316 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

9.1%

+0.0 pts

Top 5

32.1%

−1.4 pts

Top 10

49.8%

−1.4 pts

HHI

323

Diversified−27

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	66.1%	$598,241,222	145
Technology	12.7%	$115,144,597	39
Healthcare	5.7%	$51,956,989	28
Industrials	2.6%	$23,218,327	22
Financial Services	2.5%	$22,543,932	23
Communication Services	2.4%	$21,985,107	10
Basic Materials	2.2%	$20,228,913	8
Consumer Cyclical	2.0%	$18,088,886	10
Energy	1.5%	$13,462,507	13
Real Estate	1.2%	$11,139,284	7
Consumer Defensive	0.9%	$7,701,967	8
Utilities	0.1%	$992,824	3

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+223,362	1,075,442	$52,933,255
TUA	Simplify Short Term Treasury Futures Strategy ETF	+147,334	660,612	$12,578,052
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	+121,964	126,451	$7,776,736
LTPZ	PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	+109,006	393,369	$17,740,941
EWT	iShares MSCI Taiwan ETF	+73,990	76,109	$8,592,706
SCHP	Schwab U.S. TIPS ETF	+42,099	1,150,400	$28,909,552
HPE	Hewlett Packard Enterprise Co	+30,003	37,346	$2,386,035
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	+28,018	913,881	$19,319,444
—		+26,718	61,235	$0
UTEN	US Treasury 10 Year Note ETF	+20,716	852,390	$34,504,747
EMLP	First Trust North American Energy Infrastructure Fund	+12,876	946,366	$38,791,542
MSFT	Microsoft Corp	+12,693	33,933	$17,404,235
STIP	iShares 0-5 Year TIPS Bond ETF	+12,504	413,772	$41,253,068
MCHP	Microchip Technology Inc	+10,611	28,510	$2,217,222
AMZN	Amazon Com Inc	+10,444	63,054	$15,709,904
NFLX	Netflix Inc	+8,937	17,485	$1,216,606
SCHG	Schwab U.S. Large-Cap Growth ETF	+8,703	34,958	$1,256,040
—		+8,581	54,065	$0
GOOG	Alphabet Inc.	+8,428	24,123	$8,219,671
GLD	Spdr Gold Trust	+8,092	9,916	$3,776,409
DIS	Walt Disney Co	+7,889	23,835	$2,500,291
—		+6,544	31,215	$0
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+6,491	18,809	$741,826
SCHV	Schwab U.S. Large-Cap Value ETF	+6,464	52,238	$1,740,047
NOW	ServiceNow, Inc.	+6,320	9,273	$1,242,674
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
MBS	Angel Oak Mortgage-Backed Securities ETF	−1,197,912	33,158	$270,900
MFEM	PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF	−190,435	9,657	$275,977
—		−164,744	135,405	$0
INDA	iShares MSCI India ETF	−82,412	83,531	$3,899,227
EWJV	iShares MSCI Japan Value ETF	−78,921	97,752	$4,741,949
GBIL	Goldman Sachs ETF Trust	−77,859	141,081	$14,123,618
MINV	Matthews Asia Innovators Active ETF	−60,220	853,160	$41,303,181
FHLC	Fidelity MSCI Health Care Index ETF	−58,319	174,263	$14,237,287
IHI	iShares U.S. Medical Devices ETF	−48,117	109,228	$5,587,012
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	−32,173	129,397	$8,985,327
MCHS	Matthews China Innovators Active ETF	−31,380	230,078	$9,063,462
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	−26,486	48,141	$7,590,872
BHYP	Bitwise Hyperliquid ETF	−17,310	53,305	$2,658,320
TPC	Tutor Perini Corp	−13,490	6,892	$568,727
AEP	American Electric Power Co Inc	−8,027	2,656	$315,107
BA	Boeing Co	−7,971	2,913	$541,963
PGR	Progressive Corp	−7,842	1,192	$247,113
CNC	Centene Corp	−7,530	13,615	$845,763
CSX	Csx Corp	−7,076	42,090	$1,957,605
RWO	State Street(R) SPDR(R) Dow Jones(R) Global Real Estate ETF	−4,796	35,021	$1,624,974
AVGO	Broadcom Inc.	−4,713	2,890	$1,014,939
UNH	Unitedhealth Group Inc	−4,694	3,094	$1,135,745
GLDM	World Gold Trust	−4,641	16,333	$1,342,245
LYB	LyondellBasell Industries N.V.	−4,118	4,940	$283,901
LLY	ELI LILLY & Co	−4,036	11,276	$13,047,234
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
CARY	Angel Oak Income ETF	626,550	$12,606,186
AIS	VistaShares Artificial Intelligence Supercycle ETF	121,767	$9,098,430
TZA	Direxion Daily Small Cap Bear 3X Shares	185,093	$8,786,364
SJB	ProShares Short High Yield	462,016	$7,152,007
ILF	iShares Latin America 40 ETF	186,136	$6,421,692
EDZ	Direxion Daily MSCI Emerging Markets Bear 3X Shares	391,872	$5,678,225
SRVR	Pacer Data & Infrastructure Real Estate ETF	172,054	$4,874,289
SKHY	SK hynix Inc.	19,189	$3,533,654
MRVL	Marvell Technology, Inc.	8,191	$2,164,144
DELL	Dell Technologies Inc.	3,232	$1,738,654
LITE	Lumentum Holdings Inc.	1,669	$1,621,032
GFR	Greenfire Resources Ltd.	264,950	$1,496,967
CRM	Salesforce, Inc.	6,512	$1,494,959
CRL	Charles River Laboratories International, Inc.	4,466	$1,317,514
IQV	Iqvia Holdings Inc.	4,899	$1,317,096
REGN	Regeneron Pharmaceuticals, Inc.	1,670	$1,266,310
SUNB	Sunbelt Rentals Holdings, Inc.	15,767	$1,154,302
SAP	Sap SE	5,419	$1,129,753
TEAM	Atlassian Corp	6,266	$1,123,431
GNRC	Generac Holdings Inc.	5,079	$1,051,099
NIQ	NIQ Global Intelligence plc	60,200	$1,024,002
TXN	Texas Instruments Inc	3,373	$944,743
FLR	Fluor Corp	18,970	$908,283
CNH	CNH Industrial N.V.	70,447	$905,243
FPS	Forgent Power Solutions, Inc.	23,927	$895,826
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
RSPD	Victory Portfolios II	257,074	$14,396,144
QNDX	State Street(R) SPDR(R) Portfolio Nasdaq(R) 100 ET	506,601	$12,634,628
IYZ	iShares U.S. Telecommunications ETF	179,776	$7,606,322
RONB	Baron First Principles ETF	231,295	$5,643,598
ARGT	Global X MSCI Argentina ETF	55,524	$5,069,341
DHR	Danaher Corp	15,425	$2,938,154
FER	Ferrovial N.V.	32,955	$2,261,042
BX	Blackstone Inc.	18,640	$2,193,368
VMC	Vulcan Materials CO	6,889	$2,032,323
H	Hyatt Hotels Corp	9,562	$1,853,498
SQM	Chemical & Mining Co Of Chile Inc	21,336	$1,579,717
HXL	Hexcel Corp	14,023	$1,403,141
CGNX	Cognex Corp	14,336	$1,038,213
TKO	TKO Group Holdings, Inc.	5,087	$1,024,063
LUV	Southwest Airlines Co	19,117	$982,996
SLG	Sl Green Realty Corp	18,933	$980,161
BBD	Bank Bradesco	251,431	$872,465
EVRG	Evergy, Inc.	9,584	$828,345
CDNS	Cadence Design Systems Inc	2,192	$822,701
RH	Rh	4,944	$814,425
CPS	Cooper-Standard Holdings Inc.	29,022	$785,045
KLIC	Kulicke & Soffa Industries Inc	5,721	$765,240
LNT	Alliant Energy Corp	9,923	$757,025
LSCC	Lattice Semiconductor Corp	4,908	$750,727
EQT	EQT Corp	13,878	$737,893
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

316 tracked positions · $904,704,555 total · filing declares 321 positions · $1,007,433,901 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 316 positions by value · page 1 of 7

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	1,075,442	+223,362	$52,933,255	+23.7%	5.85%
MINV	Matthews Asia Innovators Active ETF	Reduced	853,160	-60,220	$41,303,181	−21.8%	4.57%
STIP	iShares 0-5 Year TIPS Bond ETF	Added	413,772	+12,504	$41,253,068	+0.6%	4.56%
EMLP	First Trust North American Energy Infrastructure Fund	Added	946,366	+12,876	$38,791,542	−4.5%	4.29%
UTEN	US Treasury 10 Year Note ETF	Added	852,390	+20,716	$34,504,747	−4.0%	3.81%
AAPL	Apple Inc. Technology	Reduced	103,582	-1,681	$34,494,877	+13.3%	3.81%
SCHP	Schwab U.S. TIPS ETF	Added	1,150,400	+42,099	$28,909,552	−1.6%	3.20%
VHT	VANGUARD HEALTH CARE INDEX FUND	Reduced	78,881	-2,564	$24,932,706	+2.4%	2.76%
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	Added	913,881	+28,018	$19,319,444	−2.2%	2.14%
USAR	USA Rare Earth, Inc. Basic Materials	Held	1,260,525	0	$17,748,192	−34.8%	1.96%
LTPZ	PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund	Added	393,369	+109,006	$17,740,941	+23.2%	1.96%
MSFT	Microsoft Corp Technology	Added	33,933	+12,693	$17,404,235	+119.7%	1.92%
AMZN	Amazon Com Inc Consumer Cyclical	Added	63,054	+10,444	$15,709,904	+25.3%	1.74%
FHLC	Fidelity MSCI Health Care Index ETF	Reduced	174,263	-58,319	$14,237,287	−20.8%	1.57%
GBIL	Goldman Sachs ETF Trust	Reduced	141,081	-77,859	$14,123,618	−35.6%	1.56%
PAVE	Global X U.S. Infrastructure Development ETF	Reduced	252,777	-482	$13,270,792	−11.1%	1.47%
LLY	ELI LILLY & Co Healthcare	Reduced	11,276	-4,036	$13,047,234	−29.0%	1.44%
CARY	Angel Oak Income ETF	NEW	626,550	NEW	$12,606,186	NEW	1.39%
TUA	Simplify Short Term Treasury Futures Strategy ETF	Added	660,612	+147,334	$12,578,052	+20.0%	1.39%
XSD	State Street(R) SPDR(R) S&P(R) Semiconductor ETF	Added	18,913	+1,307	$10,016,703	−8.8%	1.11%
NVDA	Nvidia Corp Technology	Reduced	43,745	-2,673	$9,990,483	+7.6%	1.10%
AIS	VistaShares Artificial Intelligence Supercycle ETF	NEW	121,767	NEW	$9,098,430	NEW	1.01%
MCHS	Matthews China Innovators Active ETF	Reduced	230,078	-31,380	$9,063,462	−34.1%	1.00%
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	Reduced	129,397	-32,173	$8,985,327	−25.7%	0.99%
TZA	Direxion Daily Small Cap Bear 3X Shares	NEW	185,093	NEW	$8,786,364	NEW	0.97%
EWT	iShares MSCI Taiwan ETF	Added	76,109	+73,990	$8,592,706	+3633.6%	0.95%
GOOG	Alphabet Inc. Communication Services	Added	24,123	+8,428	$8,219,671	+48.2%	0.91%
OLP	One Liberty Properties Inc Real Estate	Held	356,763	0	$7,841,650	−10.0%	0.87%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Added	126,451	+121,964	$7,776,736	+3163.4%	0.86%
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	Reduced	48,141	-26,486	$7,590,872	−35.7%	0.84%
SJB	ProShares Short High Yield	NEW	462,016	NEW	$7,152,007	NEW	0.79%
GVAL	Cambria Global Value ETF	Added	180,491	+2,315	$6,829,779	+6.4%	0.75%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Reduced	14,796	-3,596	$6,749,787	−23.2%	0.75%
ILF	iShares Latin America 40 ETF	NEW	186,136	NEW	$6,421,692	NEW	0.71%
ABBV	AbbVie Inc. Healthcare	Reduced	23,448	-2,515	$6,133,762	−6.1%	0.68%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	18,491	-191	$6,117,377	+0.0%	0.68%
SCHB	Schwab U.S. Broad Market ETF	Added	205,713	+589	$6,029,448	+1.5%	0.67%
EDZ	Direxion Daily MSCI Emerging Markets Bear 3X Shares	NEW	391,872	NEW	$5,678,225	NEW	0.63%
IHI	iShares U.S. Medical Devices ETF	Reduced	109,228	-48,117	$5,587,012	−28.1%	0.62%
NYF	iShares New York Muni Bond ETF	Added	97,799	+5,215	$4,940,805	−1.0%	0.55%
SRVR	Pacer Data & Infrastructure Real Estate ETF	NEW	172,054	NEW	$4,874,289	NEW	0.54%
SPY	Spdr S&P 500 ETF Trust	Added	6,367	+563	$4,855,665	+12.0%	0.54%
EWJV	iShares MSCI Japan Value ETF	Reduced	97,752	-78,921	$4,741,949	−38.9%	0.52%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	6,755	-371	$4,559,962	+27.6%	0.50%
META	Meta Platforms, Inc. Communication Services	Added	5,782	+100	$4,192,990	+31.0%	0.46%
XOM	ExxonMobil Holdings Corp Energy	Added	25,550	+29	$4,158,262	+19.2%	0.46%
SMH	VanEck Semiconductor ETF	Reduced	6,702	-1,042	$4,081,518	−19.6%	0.45%
SCHF	Schwab International Equity ETF	Reduced	147,965	-79	$4,064,598	−0.9%	0.45%
INDA	iShares MSCI India ETF	Reduced	83,531	-82,412	$3,899,227	−52.4%	0.43%
QQQ	Invesco Qqq Trust, Series 1	Reduced	5,256	-182	$3,888,231	−2.9%	0.43%

Showing the top 50 of 316 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.