ASHTON THOMAS SECURITIES, LLC

Broker-Dealer

CIK

771572

Location

ROCHESTER, NY

Portfolio Value

Small $329,196,964

Diversification

Diversified

Filing Date

Global Rank

#3,557 / 8,696 ▼ 826

Top Industry

Semiconductors 14.8%

Period ended 2 months ago

Filed Jul 27, 2026 · 47d

9 quarters · since Jun 2024

Portfolio Concentration

208 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.2%

−14.3 pts

Top 5

28.2%

−9.4 pts

Top 10

39.8%

−7.3 pts

HHI

228

Diversified−404

Portfolio Trend

9 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Technology	33.3%	$109,617,633	42
Financial Services	16.9%	$55,588,711	55
Communication Services	10.1%	$33,288,597	8
Consumer Cyclical	10.1%	$33,241,370	16
Healthcare	9.2%	$30,434,814	26
Industrials	7.1%	$23,401,742	20
Consumer Defensive	5.3%	$17,559,470	10
Energy	2.4%	$8,006,893	9
Utilities	1.9%	$6,373,155	10
Unclassified	1.3%	$4,218,870	4
Basic Materials	1.2%	$3,978,398	4
Real Estate	1.1%	$3,487,311	4

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
MMT	Aberdeen Multi-Market Income Fund	+121,879	172,379	$758,467
NVDA	Nvidia Corp	+17,446	135,105	$27,033,159
AMZN	Amazon Com Inc	+15,170	64,429	$15,356,007
NRK	Nuveen New York Amt-Free Quality Municipal Income Fund	+12,411	61,711	$661,541
ZTR	Virtus Total Return Fund Inc.	+10,000	236,800	$1,617,344
OTF	Blue Owl Technology Finance Corp.	+8,294	24,447	$253,026
DB	Deutsche Bank Aktiengesellschaft	+7,894	25,383	$856,930
AAPL	Apple Inc.	+6,743	65,791	$19,037,283
MO	Altria Group, Inc.	+6,295	22,990	$1,654,130
BAC	Bank Of America Corp /De/	+5,900	33,010	$1,880,909
MSFT	Microsoft Corp	+4,522	44,121	$16,458,015
SYK	Stryker Corp	+4,455	5,575	$1,755,233
KLAC	Kla Corp	+4,412	4,921	$1,484,714
IBKR	Interactive Brokers Group, Inc.	+3,496	8,736	$760,381
USA	Liberty All Star Equity Fund	+3,196	125,801	$730,903
NFLX	Netflix Inc	+3,171	38,756	$2,767,178
KO	Coca Cola Co	+3,170	30,148	$2,450,127
ABBV	AbbVie Inc.	+3,142	8,610	$2,166,620
APH	Amphenol Corp /De/	+3,044	9,952	$1,754,736
EXC	Exelon Corp	+2,832	14,475	$674,824
TSLA	Tesla, Inc.	+2,445	16,591	$6,978,174
JPM	Jpmorgan Chase & Co	+2,410	16,055	$5,255,283
CSCO	Cisco Systems, Inc.	+2,178	10,408	$1,222,523
INTC	Intel Corp	+2,143	7,923	$1,106,288
ORCL	Oracle Corp	+2,141	17,041	$2,497,358
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
T	At&T Inc.	−36,500	21,111	$436,997
STT	State Street Corp	−31,347	1,884	$319,526
OXY	Occidental Petroleum Corp /De/	−19,782	70,146	$3,406,991
VZ	Verizon Communications Inc	−19,528	16,213	$686,458
DVN	Devon Energy Corp/De	−10,329	6,270	$259,076
IAU	Ishares Gold Trust	−9,818	17,487	$1,320,443
BN	BROOKFIELD Corp /ON/	−9,813	53,346	$2,272,006
GOOGL	Alphabet Inc.	−9,687	42,008	$15,012,398
EVV	Eaton Vance Ltd Duration Income Fund	−9,000	19,000	$178,030
OTIS	Otis Worldwide Corp	−7,683	27,089	$1,939,572
CNC	Centene Corp	−6,694	34,851	$2,237,085
UBER	Uber Technologies, Inc	−5,819	2,894	$208,831
ANET	Arista Networks, Inc.	−4,854	8,812	$1,496,982
ZTS	Zoetis Inc.	−4,384	17,334	$1,245,621
CME	Cme Group Inc.	−3,480	9,832	$2,171,200
A	Agilent Technologies, Inc.	−3,301	16,655	$2,212,283
MCK	Mckesson Corp	−2,430	3,956	$2,989,153
HSY	Hershey Co	−2,354	9,369	$1,643,791
QCOM	Qualcomm Inc/De	−2,209	1,614	$298,251
MRSH	Marsh & Mclennan Companies, Inc.	−2,168	11,261	$1,876,870
FNV	FRANCO NEVADA Corp	−1,957	10,631	$2,215,925
UNP	Union Pacific Corp	−1,879	14,792	$4,023,424
TMO	Thermo Fisher Scientific Inc.	−1,656	4,124	$2,067,608
JNJ	Johnson & Johnson	−1,646	10,003	$2,540,461
PEP	Pepsico Inc	−1,619	8,362	$1,132,214
No positions match the current search.

New Positions

Positions the filer opened this quarter

22 positions

Ticker	Company	Shares	Value
ARM	Arm Holdings PLC /Uk	2,473	$876,851
CVS	CVS HEALTH Corp	7,412	$766,771
SNDK	Sandisk Corp	296	$673,024
STX	Seagate Technology Holdings plc	549	$529,785
COHR	Coherent Corp.	1,336	$527,011
AXON	Axon Enterprise, Inc.	908	$509,033
ADP	Automatic Data Processing Inc	1,734	$388,329
RNR	Renaissancere Holdings Ltd	1,210	$383,449
GLW	Corning Inc /Ny	1,372	$350,449
NXPI	NXP Semiconductors N.V.	1,063	$298,734
DELL	Dell Technologies Inc.	686	$295,981
PWR	Quanta Services, Inc.	356	$256,334
WAT	Waters Corp /De/	680	$255,027
DXCM	Dexcom Inc	3,669	$247,107
OKTA	Okta, Inc.	1,677	$228,826
HOOD	Robinhood Markets, Inc.	2,113	$211,891
NSC	Norfolk Southern Corp	672	$211,404
GM	General Motors Co	2,719	$209,580
ROST	Ross Stores, Inc.	947	$201,568
OKE	Oneok Inc /New/	2,306	$200,483
ETO	Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund	6,480	$200,037
DYAI	Dyadic International Inc	36,155	$32,539
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	1,973,732	$170,815,880
VB	Vanguard Morningstar Small-Cap ETF	115,057	$57,061,253
ABI	VictoryShares Pioneer Asset-Based Income ETF	385,630	$22,314,612
BSCA	Invesco BulletShares 2036 Corporate Bond ETF	535,099	$15,412,797
BAI	iShares A.I. Innovation and Tech Active ETF	312,170	$13,968,990
AAAP	Pacer Barings CLO Market Flex ETF	245,553	$13,234,325
VEA	Vanguard FTSE Developed Markets ETF	192,354	$12,326,044
DVVY	Invesco Diversified Dividend Opportunities ETF	308,453	$10,693,002
XLBI	State Street Materials Select Sector SPDR Premium Income ETF	94,563	$10,560,191
VCRM	Vanguard Core Tax-Exempt Bond ETF	194,204	$9,688,837
—		153,214	$9,668,128
BNDW	Vanguard Total World Bond ETF	119,707	$9,219,788
V	Visa Inc.	29,767	$8,996,778
BDVG	IMGP Berkshire Dividend Growth ETF	277,807	$8,375,881
FCAL	First Trust California Municipal High income ETF	146,300	$6,955,102
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	132,059	$6,717,647
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	99,070	$6,124,316
FNDA	Schwab Fundamental U.S. Small Company ETF	129,835	$5,860,490
BAB	Invesco Taxable Municipal Bond ETF	226,088	$5,469,815
AFGR	First Trust Active Factor Large Cap Growth ETF	106,658	$4,286,258
EDV	Vanguard World Funds Extended Duration ETF	14,097	$3,947,714
NVS	Novartis AG	22,962	$3,507,445
BIV	Vanguard Intermediate-Term Bond ETF	44,741	$3,366,899
CGDV	Capital Group Dividend Value ETF	75,726	$3,221,384
LLY	ELI LILLY & Co	3,359	$3,089,507
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

208 tracked positions · $329,196,964 total · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 208 positions by value · page 1 of 5

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Added	135,105	+17,446	$27,033,159	+31.7%	8.21%
AAPL	Apple Inc. Technology	Added	65,791	+6,743	$19,037,283	+27.0%	5.78%
MSFT	Microsoft Corp Technology	Added	44,121	+4,522	$16,458,015	+12.3%	5.00%
AMZN	Amazon Com Inc Consumer Cyclical	Added	64,429	+15,170	$15,356,007	+49.7%	4.66%
GOOGL	Alphabet Inc. Communication Services	Reduced	42,008	-9,687	$15,012,398	+1.1%	4.56%
META	Meta Platforms, Inc. Communication Services	Added	18,594	+594	$10,473,814	+1.7%	3.18%
AVGO	Broadcom Inc. Technology	Added	20,630	+1,626	$7,792,982	+32.5%	2.37%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	15,260	-298	$7,635,951	+2.4%	2.32%
TSLA	Tesla, Inc. Consumer Cyclical	Added	16,591	+2,445	$6,978,174	+32.7%	2.12%
JPM	Jpmorgan Chase & Co Financial Services	Added	16,055	+2,410	$5,255,283	+30.9%	1.60%
UNP	Union Pacific Corp Industrials	Reduced	14,792	-1,879	$4,023,424	−0.5%	1.22%
PANW	Palo Alto Networks Inc Technology	Added	11,442	+539	$3,901,950	+123.2%	1.19%
MU	Micron Technology Inc Technology	Added	3,112	+1,429	$3,592,150	+531.8%	1.09%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	3,708	+644	$3,468,722	+13.6%	1.05%
OXY	Occidental Petroleum Corp /De/ Energy	Reduced	70,146	-19,782	$3,406,991	−41.7%	1.03%
MCK	Mckesson Corp Healthcare	Reduced	3,956	-2,430	$2,989,153	−45.9%	0.91%
AMD	Advanced Micro Devices Inc Technology	Added	4,890	+832	$2,840,649	+244.1%	0.86%
NFLX	Netflix Inc Communication Services	Added	38,756	+3,171	$2,767,178	−19.1%	0.84%
DIS	Walt Disney Co Communication Services	Reduced	27,872	-1,383	$2,682,680	−4.9%	0.81%
WMT	Walmart Inc. Consumer Defensive	Added	23,020	+628	$2,607,245	−6.3%	0.79%
HD	Home Depot, Inc. Consumer Cyclical	Added	7,365	+193	$2,597,488	+10.1%	0.79%
JNJ	Johnson & Johnson Healthcare	Reduced	10,003	-1,646	$2,540,461	−10.8%	0.77%
MKL	Markel Group Inc. Financial Services	Reduced	1,293	-278	$2,525,241	−16.0%	0.77%
ORCL	Oracle Corp Technology	Added	17,041	+2,141	$2,497,358	+13.9%	0.76%
BGC	BGC Group, Inc. Financial Services	Held	231,882	0	$2,478,818	+9.3%	0.75%
CAT	Caterpillar Inc Industrials	Added	2,316	+256	$2,466,308	+69.0%	0.75%
UNH	Unitedhealth Group Inc Healthcare	Added	5,914	+522	$2,458,035	+68.5%	0.75%
KO	Coca Cola Co Consumer Defensive	Added	30,148	+3,170	$2,450,127	+19.4%	0.74%
GS	Goldman Sachs Group Inc Financial Services	Added	2,405	+364	$2,432,344	+40.9%	0.74%
BA	Boeing Co Industrials	Added	11,229	+1,170	$2,430,741	+21.4%	0.74%
BN	BROOKFIELD Corp /ON/ Financial Services	Reduced	53,346	-9,813	$2,272,006	−11.1%	0.69%
CNC	Centene Corp Healthcare	Reduced	34,851	-6,694	$2,237,085	+64.5%	0.68%
FNV	FRANCO NEVADA Corp Basic Materials	Reduced	10,631	-1,957	$2,215,925	−28.7%	0.67%
A	Agilent Technologies, Inc. Healthcare	Reduced	16,655	-3,301	$2,212,283	−2.7%	0.67%
CME	Cme Group Inc. Financial Services	Reduced	9,832	-3,480	$2,171,200	−44.8%	0.66%
ABBV	AbbVie Inc. Healthcare	Added	8,610	+3,142	$2,166,620	+82.2%	0.66%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	4,124	-1,656	$2,067,608	−27.2%	0.63%
NAN	Nuveen New York Quality Municipal Income Fund Financial Services	Held	166,556	0	$1,953,701	+5.2%	0.59%
OTIS	Otis Worldwide Corp Industrials	Reduced	27,089	-7,683	$1,939,572	−27.6%	0.59%
GEV	GE Vernova Inc. Industrials	Added	1,633	+209	$1,918,546	+54.3%	0.58%
BAC	Bank Of America Corp /De/ Financial Services	Added	33,010	+5,900	$1,880,909	+42.3%	0.57%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Reduced	11,261	-2,168	$1,876,870	−19.4%	0.57%
PM	Philip Morris International Inc. Consumer Defensive	Added	10,132	+1,834	$1,832,980	+33.6%	0.56%
MNST	Monster Beverage Corp Consumer Defensive	Added	18,852	+1,683	$1,812,054	+45.7%	0.55%
TSM	Taiwan Semiconductor Manufacturing Co Ltd Technology	Added	3,685	+331	$1,759,845	+55.3%	0.53%
SYK	Stryker Corp Healthcare	Added	5,575	+4,455	$1,755,233	+376.9%	0.53%
APH	Amphenol Corp /De/ Technology	Added	9,952	+3,044	$1,754,736	+0.5%	0.53%
ISRG	Intuitive Surgical Inc Healthcare	Added	4,391	+1,194	$1,746,212	+18.5%	0.53%
MO	Altria Group, Inc. Consumer Defensive	Added	22,990	+6,295	$1,654,130	+50.1%	0.50%
HSY	Hershey Co Consumer Defensive	Reduced	9,369	-2,354	$1,643,791	−32.6%	0.50%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.