JAMES INVESTMENT RESEARCH, INC.

Registered adviser

CIK

810384

Location

ALPHA, OH

Portfolio Value

Small $916,736,824

Diversification

Diversified

Filing Date

Global Rank

#2,556 / 8,818 ▼ 84 · as of Jun 2026

Top Industry

Semiconductors 8.7%

Period ended 28 days ago

Filed Oct 22, 2026 · 6d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 110433

Roster of Oct 1, 2026

Regulatory AUM

$1,211,598,322

Main clients

Diversified

Registered funds advised

4 series (0 index, 0 ETFs)

$552,070,724 net assets· N-CEN Jun 30, 2026

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jan 2026 to Oct 2026	$1,211,598,322	Diversified
Jan 2025 to Dec 2025	$1,165,234,618	Diversified
Jan 2024 to Dec 2024	$1,060,007,560	Diversified
May 2023 to Dec 2023	$1,071,122,687	Diversified
Jan 2023 to Apr 2023	$1,071,122,687	Diversified
Feb 2022 to Dec 2022	$1,464,157,338	Diversified

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 39.7%, 31.7 effective positions, active share 59.1% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

14.4% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 20.7 quarters (12+), a floor since 51.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 59.1%; sector active share 18.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

373 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

14.1%

+0.0 pts

Top 5

30.0%

+2.1 pts

Top 10

41.4%

+1.7 pts

HHI

327

Diversified+11

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	27.8%	$255,270,462	121
Technology	21.4%	$195,775,907	43
Financial Services	12.0%	$109,902,010	35
Healthcare	7.0%	$63,883,772	32
Consumer Cyclical	6.9%	$63,390,018	28
Industrials	6.7%	$61,214,813	35
Communication Services	6.0%	$54,726,997	9
Energy	3.9%	$35,430,848	15
Consumer Defensive	3.6%	$32,828,602	13
Basic Materials	2.1%	$19,007,236	17
Real Estate	1.7%	$15,821,896	18
Utilities	1.0%	$9,484,263	7

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SBRA	Sabra Health Care REIT, Inc.	+24,416	48,458	$955,591
FLOT	iShares Floating Rate Bond ETF	+19,815	207,783	$10,607,322
—		+17,122	87,066	$0
PATH	UiPath, Inc.	+13,000	91,348	$1,172,908
PFE	Pfizer Inc	+11,989	22,019	$627,981
INVA	Innoviva, Inc.	+8,800	90,409	$1,917,574
OPCH	Option Care Health, Inc.	+7,025	20,122	$452,543
APH	Amphenol Corp	+7,004	8,166	$688,393
SCHB	Schwab U.S. Broad Market ETF	+6,691	282,531	$8,280,983
ANET	Arista Networks, Inc.	+6,382	13,881	$2,826,032
ADC	Agree Realty Corp	+5,511	18,821	$1,257,431
EZPW	Ezcorp Inc	+4,200	56,747	$1,688,790
XHR	Xenia Hotels & Resorts, Inc.	+4,000	36,809	$664,770
WT	WisdomTree, Inc.	+3,984	65,499	$1,590,970
NFLX	Netflix Inc	+3,857	18,540	$1,290,013
PRGS	Progress Software Corp	+3,850	11,677	$466,729
ALKS	Alkermes plc.	+3,365	13,650	$553,098
BRC	Brady Corp	+3,100	16,497	$1,377,334
FHI	Federated Hermes, Inc.	+3,100	12,052	$679,371
ABT	Abbott Laboratories	+3,065	31,592	$3,122,237
HALO	Halozyme Therapeutics, Inc.	+2,858	29,436	$3,249,734
APLE	Apple Hospitality REIT, Inc.	+2,850	43,518	$703,250
UE	Urban Edge Properties	+2,800	18,449	$360,308
ACMR	ACM Research, Inc.	+2,750	32,400	$2,621,808
SEIX	Virtus Seix Senior Loan ETF	+2,623	43,945	$1,018,645
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
T	At&T Inc.	−25,446	43,837	$1,069,622
RSPT	Victory Portfolios II	−23,303	28,444	$0
FELV	Fidelity Enhanced Large Cap Value ETF	−18,002	15,937	$659,313
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	−17,176	53,897	$10,550,337
PG	PROCTER & GAMBLE Co	−16,524	42,080	$6,113,382
TBBK	Bancorp, Inc.	−15,777	51,379	$2,474,412
ENVA	Enova International, Inc.	−15,417	109,347	$18,272,977
VRIG	Invesco Variable Rate Investment Grade ETF	−11,326	168,052	$4,205,501
SHLD	Global X Defense Tech ETF	−8,727	70,939	$4,262,015
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	−8,485	3,902	$615,930
NVDA	Nvidia Corp	−7,675	175,982	$40,190,769
IAU	Ishares Gold Trust	−6,771	275,181	$21,491,636
IEF	iShares 7-10 Year Treasury Bond ETF	−6,472	62,790	$5,607,774
WMT	Walmart Inc.	−5,576	129,008	$13,406,511
IBDY	iShares iBonds Dec 2033 Term Corporate ETF	−5,535	124,570	$3,049,473
DECK	Deckers Outdoor Corp	−5,286	31,441	$2,456,799
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	−4,978	194,022	$9,939,747
IBDR	iShares iBonds Dec 2026 Term Corporate ETF	−4,879	61,982	$1,502,443
IBM	International Business Machines Corp	−4,347	4,992	$1,097,890
CWB	State Street(R) SPDR(R) Bloomberg Convertible Securities ETF	−3,904	6,047	$611,835
GOOGL	Alphabet Inc.	−3,521	101,998	$35,095,471
TMUS	T-Mobile US, Inc.	−3,505	18,418	$3,003,607
ETN	Eaton Corp plc	−3,453	14,025	$6,026,682
AAPL	Apple Inc.	−3,258	106,860	$35,586,517
TLT	iShares 20+ Year Treasury Bond ETF	−3,230	26,128	$2,032,235
No positions match the current search.

New Positions

Positions the filer opened this quarter

17 positions

Ticker	Company	Shares	Value
BSMV		56,805	$1,129,965
ENPH	Enphase Energy, Inc.	29,217	$963,868
NTAP	NetApp, Inc.	4,082	$857,546
ULTA	Ulta Beauty, Inc.	1,345	$734,598
SPG	Simon Property Group Inc.	3,332	$668,932
ADM	Archer-Daniels-Midland Co	6,854	$544,070
FRDM	Freedom 100 Emerging Markets ETF	5,605	$392,125
GVAL	Cambria Global Value ETF	10,110	$382,562
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	7,538	$378,482
SOXX	iShares Semiconductor ETF	647	$367,910
MPC	Marathon Petroleum Corp	704	$278,375
FRD	Friedman Industries Inc	6,000	$229,200
SM	SM Energy Co	6,700	$226,326
PAHC	Phibro Animal Health Corp	6,260	$223,732
SMCI	Super Micro Computer, Inc.	5,170	$212,331
PDEX	Pro Dex Inc	3,000	$207,000
—		2,333	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
—		43,686	$1,373,051
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	7,044	$603,459
—		13,345	$593,452
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	4,474	$431,472
BIZD	VanEck BDC Income ETF	33,583	$425,160
BNDX	Vanguard Total International Bond ETF	8,768	$424,634
FXI	iShares China Large-Cap ETF	8,180	$258,406
—		14,833	$252,161
ALL	Allstate Corp	990	$235,560
MU	Micron Technology Inc	200	$230,858
COP	Conocophillips	2,130	$221,434
ELA	Envela Corp	7,500	$216,600
COLL	Collegium Pharmaceutical, Inc	5,940	$215,028
LMAT	Lemaitre Vascular Inc	2,222	$213,223
TSLA	Tesla, Inc.	503	$211,561
EOG	Eog Resources Inc	1,615	$209,513
IBTO	iShares iBonds Dec 2033 Term Treasury ETF	8,525	$205,725
JCI	Johnson Controls International plc	1,371	$200,316
LFT	Lument Finance Trust, Inc.	18,000	$16,560
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

373 tracked positions · $916,736,824 total · filing declares 373 positions · $936,192,588 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 373 positions by value · page 1 of 8

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
NVDA	Nvidia Corp Technology	Reduced	175,982	-7,675	$40,190,769	+9.4%	4.38%
AAPL	Apple Inc. Technology	Reduced	106,860	-3,258	$35,586,517	+11.7%	3.88%
MSFT	Microsoft Corp Technology	Reduced	68,553	-1,946	$35,160,833	+33.7%	3.84%
GOOGL	Alphabet Inc. Communication Services	Reduced	101,998	-3,521	$35,095,471	−6.9%	3.83%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	66,677	-1,806	$22,058,751	−1.6%	2.41%
IAU	Ishares Gold Trust	Reduced	275,181	-6,771	$21,491,636	+0.9%	2.34%
ENVA	Enova International, Inc. Financial Services	Reduced	109,347	-15,417	$18,272,977	−39.2%	1.99%
CAT	Caterpillar Inc Industrials	Reduced	19,011	-1,750	$15,413,928	−30.3%	1.68%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	59,970	-1,751	$14,941,525	+1.6%	1.63%
AVGO	Broadcom Inc. Technology	Reduced	38,738	-2,041	$13,604,398	−11.7%	1.48%
WMT	Walmart Inc. Consumer Defensive	Reduced	129,008	-5,576	$13,406,511	−12.0%	1.46%
META	Meta Platforms, Inc. Communication Services	Added	18,027	+1,147	$13,072,819	+37.5%	1.43%
GS	Goldman Sachs Group Inc Financial Services	Reduced	13,730	-416	$12,361,942	−13.6%	1.35%
LLY	ELI LILLY & Co Healthcare	Reduced	10,550	-339	$12,207,194	−6.5%	1.33%
VLO	Valero Energy Corp Energy	Reduced	31,202	-709	$12,094,207	+45.5%	1.32%
NVMI	Nova Ltd. Technology	Reduced	28,971	-477	$11,159,629	−30.2%	1.22%
IWM	iShares Russell 2000 ETF	Added	39,612	+112	$11,007,778	−7.2%	1.20%
URI	United Rentals, Inc. Industrials	Reduced	10,720	-328	$10,728,361	−14.3%	1.17%
FLOT	iShares Floating Rate Bond ETF	Added	207,783	+19,815	$10,607,322	+10.5%	1.16%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Reduced	53,897	-17,176	$10,550,337	−22.1%	1.15%
ASML	Asml Holding NV Technology	Reduced	5,811	-452	$10,527,614	−15.5%	1.15%
MA	Mastercard Inc Financial Services	Reduced	18,431	-566	$10,164,143	+4.2%	1.11%
IGSB	iShares 1-5 Year Investment Grade Corporate Bond ETF	Reduced	194,022	-4,978	$9,939,747	−4.7%	1.08%
SHY	iShares 1-3 Year Treasury Bond ETF	Reduced	119,274	-2,626	$9,685,048	−3.2%	1.06%
JBL	Jabil Inc Technology	Reduced	30,781	-2,403	$8,829,837	−31.0%	0.96%
JNJ	Johnson & Johnson Healthcare	Reduced	32,561	-1,608	$8,620,199	−0.7%	0.94%
ABBV	AbbVie Inc. Healthcare	Reduced	32,792	-1,351	$8,578,059	−0.2%	0.94%
CVX	Chevron Corp Energy	Reduced	41,371	-1,031	$8,448,371	+20.2%	0.92%
SCHB	Schwab U.S. Broad Market ETF	Added	282,531	+6,691	$8,280,983	+3.7%	0.90%
EFA	iShares MSCI EAFE ETF	Reduced	71,998	-40	$7,479,872	−0.0%	0.82%
BLK	BlackRock, Inc. Financial Services	Reduced	6,963	-215	$7,368,873	+6.8%	0.80%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	75,019	+1,082	$7,092,296	−3.1%	0.77%
IEI	iShares 3-7 Year Treasury Bond ETF	Reduced	62,094	-1,138	$7,043,943	−5.2%	0.77%
MCD	Mcdonalds Corp Consumer Cyclical	Reduced	30,427	-639	$7,026,811	−16.3%	0.77%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	23,930	-557	$6,807,845	−21.2%	0.74%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	42,080	-16,524	$6,113,382	−28.9%	0.67%
ETN	Eaton Corp plc Industrials	Reduced	14,025	-3,453	$6,026,682	−19.1%	0.66%
CASY	Caseys General Stores Inc Consumer Cyclical	Reduced	9,419	-73	$5,731,084	−24.0%	0.63%
MHO	M/I Homes, Inc. Consumer Cyclical	Reduced	42,204	-762	$5,703,026	−17.4%	0.62%
IEF	iShares 7-10 Year Treasury Bond ETF	Reduced	62,790	-6,472	$5,607,774	−14.4%	0.61%
AEP	American Electric Power Co Inc Utilities	Reduced	45,422	-1,000	$5,388,866	−15.1%	0.59%
BRK-B	Berkshire Hathaway Inc Financial Services	Reduced	10,642	-389	$5,299,183	−4.0%	0.58%
LQD	iShares iBoxx $ Investment Grade Corporate Bond ETF	Reduced	48,021	-1,637	$4,906,785	−9.4%	0.54%
LIN	Linde PLC Basic Materials	Reduced	10,318	-288	$4,897,438	−11.0%	0.53%
SLV	iShares Silver Trust	Reduced	88,232	-253	$4,809,526	+1.7%	0.52%
XOM	ExxonMobil Holdings Corp Energy	Reduced	29,313	-1,841	$4,770,690	+12.0%	0.52%
COKE	Coca-Cola Consolidated, Inc. Consumer Defensive	Added	23,623	+1,015	$4,471,125	+3.6%	0.49%
SHLD	Global X Defense Tech ETF	Reduced	70,939	-8,727	$4,262,015	−10.4%	0.46%
CDNS	Cadence Design Systems Inc Technology	Reduced	12,874	-2,513	$4,250,801	−26.4%	0.46%
VRIG	Invesco Variable Rate Investment Grade ETF	Reduced	168,052	-11,326	$4,205,501	−6.5%	0.46%

Showing the top 50 of 373 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.