Ascend Wellness Holdings, Inc 8-K, filed Oct 4, 2022
Ascend Wellness Holdings, Inc. (AAWH)
8-K
2022-10-04
For: 2022-10-03
View Original
Added on
April 12, 2026
About this 8-K
Ascend Wellness Holdings, Inc filed this 8-K on October 4, 2022, reporting on events of October 3, 2022.
Items reported
- Item 8.01: Other events
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
__________________________
FORM 8-K
__________________________
CURRENT REPORT
Pursuant to Section 13 OR 15(D) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 3, 2022
__________________________
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) | ||||||||||||
| (Address of principal executive offices) | ||||||||||||||
(646 ) 661-7600
(Registrant’s telephone number, including area code)
n/a
| (Former name or former address, if changed since last report) | ||||||||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below).
Securities registered pursuant to Section 12(b) of the Act: None
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On October 3, 2022, the Compensation and Corporate Governance Committee (the “Committee”) of the Board of Directors of Ascend Wellness Holdings, Inc. (the “Company”), concluded its independent investigation into allegations against its Executive Chairman and Founder Abner Kurtin regarding a domestic-related misdemeanor. Based on the findings of its investigation, the Committee determined that no action is warranted under the Company’s Code of Business Conduct and Ethics.
The criminal charges against Mr. Kurtin were dismissed on September 30, 2022.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Ascend Wellness Holdings, Inc. | ||||||||
| October 4, 2022 | /s/ Daniel Neville | |||||||
Daniel Neville, Interim Co-CEO (Interim Co-Principal Executive Officer) and Chief Financial Officer (Principal Financial Officer) | ||||||||
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