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8-K

Adaptimmune Therapeutics PLC (ADAPY)

8-K 2023-11-03 For: 2023-11-01
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

Current Report

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): **** November 1, 2023

ADAPTIMMUNE THERAPEUTICS PLC

(Exact name of registrant as specified in its charter)

England and Wales 1-37368 Not Applicable
(State or other jurisdiction of<br>incorporation) (Commission File Number) (IRS Employer Identification No.)

60 Jubilee Avenue , Milton Park

Abingdon, Oxfordshire **** OX14 4RX

United Kingdom

(Address of principal executive offices, including zip code)

( 44 ) 1235 430000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol Name of each exchange on which registered
American Depositary Shares, each representing 6 Ordinary Shares, par value £0.001 per share ADAP The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On November 1, 2023, Dr. Elliott Sigal, a member of the Board of Directors of Adaptimmune Therapeutics plc (the “Company” or “Adaptimmune”) resigned from the Company’s Board of Directors (the “Board”) effective on November 1, 2023. Dr. Sigal’s intention to resign from the Board when Dr. Kristen Hege’s appointment to the Board became effective on November 1, 2023 was previously announced by the Company on March 6, 2023 in connection with the strategic combination between Adaptimmune and TCR² Therapeutics Inc. Dr. Sigal’s decision to resign was not as a result of any disagreement with the Company or its management but was in order to more fully pursue other commitments.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

ADAPTIMMUNE THERAPEUTICS PLC
Date: November 3, 2023 By: /s/ Margaret Henry
Name: Margaret Henry
Title: Corporate Secretary