AIFF · Firefly Neuroscience, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“the Company's recurring losses, negative cash flows from operating activities, and revenue that remains insufficient to cover operating costs raise substantial doubt about the Company's ability to continue as a going concern within one year after the date these financial statements are issued. ... Because critical elements of these plans are not within management's control, management does not consider them probable of being effectively implemented such that they would alleviate the substantial doubt described above. Accordingly, management has concluded that substantial doubt about the Company's ability to continue as a going concern within one year after the date these financial statements are issued has not been alleviated.”View the 10-Q filed Aug 11, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-10 | DeCaprio David |
Director, President and COO |
Award↑
Filing footnotes — Common Stock (Direct)
On April 18, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan for 263,952 shares of Common Stock. On March 10, 2026, the Compensation Committee of the board of directors of the Issuer determined that the performance conditions had been met for the vesting of 44,872 of these shares. |
Common Stock
|
44,872 |
| 2026-03-10 | Lipschitz Gregory |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Common Stock (Direct)
On April 18, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan for 395,927 shares of Common Stock. On March 10, 2026, the Compensation Committee of the board of directors of the Issuer determined that the performance conditions had been met for the vesting of 65,988 of these shares. 464,196 out of the 530,184 shares of Common Stock are held by Bower Four Capital Corporation, of which the Reporting Person is the sole stockholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The Reporting Person directly owns the remaining 65,988 shares of Common Stock. |
Common Stock
|
65,988 |
| 2025-10-28 | POSNER BRIAN M |
Director |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On October 28, 2025, the Reporting Person was granted 49,262 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock. |
Deferred Stock Units
|
49,262 |
| 2025-10-28 | Vnook Stella |
Director |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On October 28, 2025, the Reporting Person was granted 49,262 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock. |
Deferred Stock Units
|
49,262 |
| 2025-10-28 | Menawat Arun Swarup |
Director, CEO |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On October 28, 2025, the Reporting Person was granted 73,892 deferred stock units ("DSUs") under the Issuer's 2024 Long-Term Incentive Plan, which vest quarterly over a twelve (12)-month period. Each DSU represents a contingent right to receive one share of the Issuer's common stock. |
Deferred Stock Units
|
73,892 |
| 2025-10-22 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. Following these transactions, the Reporting Persons are no longer beneficial owners of more than 10% of the Issuer's securities and as such, this filing represents an exit filing for the Reporting Persons. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
78,031 |
| 2025-10-21 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. Following these transactions, the Reporting Persons are no longer beneficial owners of more than 10% of the Issuer's securities and as such, this filing represents an exit filing for the Reporting Persons. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
19,222 |
| 2025-10-20 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. Following these transactions, the Reporting Persons are no longer beneficial owners of more than 10% of the Issuer's securities and as such, this filing represents an exit filing for the Reporting Persons. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
33,500 |
| 2025-10-17 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
45,036 |
| 2025-10-16 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
40,139 |
| 2025-10-15 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
17,500 |
| 2025-10-14 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
29,500 |
| 2025-10-13 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
32,136 |
| 2025-10-10 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
74,810 |
| 2025-10-09 | Windsor Private Capital LP |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
This Form 4 is filed jointly by Windsor Private Capital LP ("Windsor"), WPC Management Services Inc. ("WPC Management Services"), WPC GP I Inc. ("WPC"), Jordan Kupinsky ("Mr. Kupinsky"), HJRK Holdings Inc. ("HJRK"), HJR Kupinsky 2013 Family Trust ("HJRK Trust"), Rocco Marcello ("Mr. Marcello") and John Cundari ("Mr. Cundari", and collectively, the "Reporting Persons"). The Reporting Persons are members of a "group" that beneficially owns more than 10% of the shares of common stock of Firefly Neurosciences, Inc. (the "Issuer"). These transactions occurred pursuant to broker-dealer sales conducted in accordance with Rule 144 under the Securities Act of 1933, as amended. The reported securities are held directly by Windsor. Mr. Marcello is Founder, Chairman and Chief Executive Officer of Windsor. Mr. Cundari is President of Windsor. Mr. Kupinsky is Managing Partner of Windsor. WPC is the general partner of Windsor and WPC Management Services is the sole shareholder of WPC. Mr. Marcello, Mr. Cundari and Mr. Kupinsky are the directors of WPC and WPC Management Services. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari may be deemed to beneficially own the reported securities. WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello and Mr. Cundari disclaim beneficial ownership of the securities held directly by Windsor except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of WPC Management Services, WPC, Mr. Kupinsky, Mr. Marcello or Mr. Cundari is a beneficial owner of such securities for purposes of Section 16 or any other purpose. |
Common Stock
(I)
|
30,126 |
| 2025-05-19 | Menawat Arun Swarup |
Director, CEO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
On May 19, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan ("Plan") for 125,000 shares of common stock, in consideration of the services to be rendered by the Reporting Person to the Company, which shall vest quarterly over a period of three years from May 19, 2025, subject to satisfaction of the Reporting Person's continuous service. |
Restricted Stock Units
|
125,000 |
| 2025-04-18 | DeCaprio David |
Director, President and COO |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
On April 18, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan for 131,976 shares of common stock, as partial compensation for the Reporting Person's service as the President and Chief Operating Officer of the Issuer, which shall vest quarterly in twelve (12) equal quarterly installments beginning on June 27, 2025, subject to satisfaction of the Reporting Person's continuous service. |
Restricted Stock Units
|
131,976 |
| 2025-04-18 | Lipschitz Gregory |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
On April 18, 2025, the Reporting Person was granted restricted stock units under the Issuer's 2024 Long-Term Incentive Plan ("Plan") for 197,963 shares of common stock, as partial compensation for the Reporting Person's service as the Chief Executive Officer of the Issuer, which shall vest monthly in thirty-six (36) equal monthly installments beginning on April 27, 2025, subject to satisfaction of the Reporting Person's continuous service. |
Restricted Stock Units
|
197,963 |
| 2025-03-10 | Krzywicki Paul |
Chief Financial Officer |
Award↑
Filing footnotes — Incentive Stock Option (Right to Buy) (Direct)
The Incentive Stock Option becomes vested and exercisable over two years in eight equal quarterly installments after the date of grant. |
Incentive Stock Option (Right to Buy)
|
15,000 |
| 2025-03-10 | Krzywicki Paul |
Chief Financial Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
On March 10, 2025, the Reporting Person was granted 10,000 restricted stock units under the Issuer's 2024 Long-Term Incentive Plan. The 10,000 restricted stock units vest quarterly over two years commencing on March 10, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. |
Restricted Stock Units
|
10,000 |
| 2025-03-10 | Vnook Stella |
Director |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer. |
Deferred Stock Units
|
16,667 |
| 2025-03-10 | DeCaprio David |
Director, President and COO |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer. |
Deferred Stock Units
|
16,667 |
| 2025-03-10 | Menawat Arun Swarup |
Director, CEO |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer. |
Deferred Stock Units
|
16,667 |
| 2025-03-10 | POSNER BRIAN M |
Director |
Award↑
Filing footnotes — Deferred Stock Units (Direct)
On March 10, 2025, the Reporting Person was granted 16,667 DSUs under the Issuer's 2024 Long-Term Incentive Plan. A total of 8,333 DSUs vested immediately on the date of grant. Another 4,167 DSUs will vest on June 10, 2025, and an additional 4,167 DSUs will vest on September 10, 2025. Each DSU represents a contingent right to receive one share of common stock of the Issuer. |
Deferred Stock Units
|
16,667 |
| 2024-10-22 | Johnson David Ian |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.0001 per share (Direct)
The reporting person was granted the shares of restricted common stock pursuant to that certain Employment Agreement, by and between Firefly Neuroscience, Inc. and the reporting person. One-half the shares shall vest on each of the sixth and twelfth month anniversaries of the grant date, provided that the reporting person has not incurred a termination of service prior to the applicable vesting date. |
Common Stock, par value $0.0001 per share
|
557,885 |
| 2023-11-03 | JOHNSON JACK L JR |
Director |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. Includes options for 13,000 shares, and warrants for 3,500 shares of common stock. |
Options (Right-to-Buy)
|
5,000 |
| 2023-11-03 | BECKER PAUL B |
Director |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. |
Options (Right-to-Buy)
|
5,000 |
| 2023-11-03 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 4,167 Options on October 25, 2024; 4,167 Options on October 25, 2025; and 4,166 Options on October 25,2026. Includes options for 151,500 shares, and warrants for 77,333 shares of common stock. |
Options (Right-to-Buy)
|
12,500 |
| 2023-11-03 | DiPAULA JAMES C JR |
Director |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2026. Includes options for 11,000 shares, and warrants for 5,856 shares of common stock. |
Options (Right-to-Buy)
|
5,000 |
| 2023-11-03 | Pickle William Henry |
Director |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. |
Options (Right-to-Buy)
|
5,000 |
| 2023-11-03 | WACHTEL BONNIE K |
Director |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 2,500 Options on October 25, 2024, and 2,500 Options on October 25, 2025. Includes options for 14,000 shares, and warrants for 2,500 shares of common stock. |
Options (Right-to-Buy)
|
5,000 |
| 2023-11-03 | HANNON TIMOTHY G |
CFO |
Award↑
Filing footnotes — Options (Right-to-Buy) (Direct)
Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. The options become exercisable as to 4,167 options on October 25, 2024; 4,167 Options on October 25, 2025; and 4,166 Options on October 25,2026 |
Options (Right-to-Buy)
|
12,500 |
| 2023-09-29 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in a private placement. |
Common Stock
|
350,000 |
| 2022-12-13 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
3,996 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
900 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
1,408 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
101 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
1,094 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
100 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
100 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
100 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
316 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
35 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
205 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
99 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
14,987 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
6 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
900 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
95 |
| 2022-12-12 | BENOIT GERALD JAMES JR |
Director, CEO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
Shares acquired in accordance with filer's Rule 10b5-1 Plan |
Common Stock
|
342 |