AKTX · Akari Therapeutics Plc · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“Based on our recurring losses from operations incurred since inception, our expectation of continuing operating losses for the foreseeable future, negative operating cash flows for the foreseeable future, and the need to raise additional capital to finance its future operations, we have concluded that there is substantial doubt regarding our ability to continue as a going concern within one year after the date that our condensed consolidated financial statements, included in this Form 10-Q (such condensed consolidated financial statements, the "consolidated financial statements") are issued.”View the 10-Q filed Aug 13, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-10-14 | Gaslightwala Abizer |
Director, CEO |
Convert↓
Filing footnotes — Pre-Funded Warrant to Purchase ADSs (Direct)
On December 16, 2025, the Reporting Person and the Issuer entered into a securities purchase agreement, pursuant to which the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Private Placement Pre-Funded Warrants") to purchase up to 7,733 ADSs, at a purchase price of $16.16 per Private Placement Pre-Funded Warrant, and (ii) warrants to purchase up to 7,733 ADSs. The combined purchase price per one pre-funded warrant and accompanying warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to Purchase ADSs
|
7,733 |
| 2026-10-14 | Patel Sandip I |
Director |
Convert↓
Filing footnotes — Pre-Funded Warrant to Purchase ADSs (Direct)
On December 16, 2025, the Reporting Person and the Issuer entered into a securities purchase agreement, pursuant to which the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Private Placement Pre-Funded Warrants") to purchase up to 6,186 ADSs, at a purchase price of $16.16 per Private Placement Pre-Funded Warrant, and (ii) warrants to purchase up to 6,186 ADSs. The combined purchase price per one pre-funded warrant and accompanying warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to Purchase ADSs
|
6,186 |
| 2026-10-14 | Bazemore Robert B |
Director |
Convert↑
|
American Depositary Shares representing Ordinary Shares
|
773 |
| 2026-10-14 | Gaslightwala Abizer |
Director, CEO |
Convert↓
Filing footnotes — Pre-Funded Warrant to Purchase ADSs (Direct)
On December 16, 2025, the Reporting Person and the Issuer entered into a note cancellation and exchange agreement, pursuant to which, in exchange for the entire outstanding principal amount and all accrued interest on the Issuer's unsecured promissory note held by the Reporting Person, the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Note Exchange Unregistered Pre-Funded Warrants") to purchase up to 19,333 ADSs, at a purchase price of $16.16 per Note Exchange Unregistered Pre-Funded Warrant, and (ii) warrants to purchase up to 19,333 ADSs. The combined purchase price per one pre-funded warrant and accompanying warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to Purchase ADSs
|
19,333 |
| 2026-10-14 | Bazemore Robert B |
Director |
Convert↓
Filing footnotes — Pre-Funded Warrant to Purchase ADSs (Direct)
On December 16, 2025, the Reporting Person and the Issuer entered into a securities purchase agreement, pursuant to which the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Private Placement Pre-Funded Warrants") to purchase up to 3,093 ADSs, at a purchase price of $16.16 per Private Placement Pre-Funded Warrant, and (ii) warrants to purchase up to 3,093 ADSs. The combined purchase price per one pre-funded warrant and accompanying warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to Purchase ADSs
|
3,093 |
| 2026-10-14 | Bazemore Robert B |
Director |
Convert↑
|
American Depositary Shares representing Ordinary Shares
|
3,093 |
| 2026-10-14 | Bazemore Robert B |
Director |
Convert↓
Filing footnotes — Pre-Funded Warrant to Purchase ADSs (Direct)
On December 16, 2025, the Reporting Person and the Issuer entered into a note cancellation and exchange agreement, pursuant to which, in exchange for the entire outstanding principal amount and all accrued interest on the Issuer's unsecured promissory note held by the Reporting Person, the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Note Exchange Unregistered Pre-Funded Warrants") to purchase up to 773 ADSs, at a purchase price of $16.16 per Note Exchange Unregistered Pre-Funded Warrant, and (ii) warrants to purchase up to 773 ADSs. The combined purchase price per one pre-funded warrant and accompanying warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to Purchase ADSs
|
773 |
| 2026-10-14 | Patel Sandip I |
Director |
Convert↑
|
American Depositary Shares representing Ordinary Shares
|
3,866 |
| 2026-10-14 | Gaslightwala Abizer |
Director, CEO |
Convert↑
|
American Depositary Shares representing Ordinary Shares
|
7,733 |
| 2026-10-14 | Patel Sandip I |
Director |
Convert↓
Filing footnotes — Pre-Funded Warrant to Purchase ADSs (Direct)
On December 16, 2025, the Reporting Person and the Issuer entered into a note cancellation and exchange agreement, pursuant to which, in exchange for the entire outstanding principal amount and all accrued interest on the Issuer's unsecured promissory note held by the Reporting Person, the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Note Exchange Unregistered Pre-Funded Warrants") to purchase up to 3.866 ADSs, at a purchase price of $16.16 per Note Exchange Unregistered Pre-Funded Warrant, and (ii) warrants to purchase up to 3,866 ADSs. The combined purchase price per one pre-funded warrant and accompanying warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to Purchase ADSs
|
3,866 |
| 2026-10-14 | Gaslightwala Abizer |
Director, CEO |
Convert↑
|
American Depositary Shares representing Ordinary Shares
|
19,333 |
| 2026-10-14 | Patel Sandip I |
Director |
Convert↑
|
American Depositary Shares representing Ordinary Shares
|
6,186 |
| 2026-10-12 | Vat-Ho Vatnak |
Chief Business Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On October 5, 2026 (the "Grant Date"), the reporting person was granted an option to purchase 87,000 ADSs. This option grant is subject to forfeiture and cancellation if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan is not obtained. The option will vest with respect to 25% on the 12-month anniversary of the Grant Date, with the remainder vesting in equal monthly installments over the next 36 months until fully vested on the 4-year anniversary of the Grant Date, subject to the grantee's continued service with the Company. |
Stock Option (Right to Buy)
|
87,000 |
| 2026-10-05 | Prudo-Chlebosz Raymond |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These ADSs represent RSUs, with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on October 5, 2026, and is subject to forfeiture if Shareholder Approval is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
3,240 |
| 2026-10-05 | Patel Samir Rashmikant |
Director, 10% Owner |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These ADSs represent RSUs, with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on October 5, 2026, and is subject to forfeiture if Shareholder Approval is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
2,236 |
| 2026-10-05 | Huh Hoyoung |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These ADSs represent RSUs, with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on October 5, 2026, and is subject to forfeiture if Shareholder Approval is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
6,160 |
| 2026-10-05 | Patel Sandip I |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These ADSs represent RSUs, with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on October 5, 2026, and is subject to forfeiture if Shareholder Approval is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
4,313 |
| 2026-10-05 | Bazemore Robert B |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These ADSs represent RSUs, with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on October 5 2026, and is subject to forfeiture if Shareholder Approval is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Company's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
4,677 |
| 2026-09-29 | Gaslightwala Abizer |
Director, CEO |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. RSUs were granted on September 29, 2026 and vest in four approximately equal quarterly installments on November 18, 2026, February 18, 2027, May 18, 2027, and August 18, 2027, subject to continued service. The RSUs are subject to forfeiture and cancellation if the Issuer's shareholders do not approve an amendment to the Issuer's equity incentive plan increasing the number of shares reserved for issuance under the plan. |
American Depositary Shares representing Ordinary Shares
|
6,430 |
| 2026-08-18 | Patel Sandip I |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 15,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. Beginning on the date of Shareholder Approval, this option will vest with respect to 8.33% of the grant on the date of Shareholder Approval plus 8.33% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the one-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
15,000 |
| 2026-08-18 | Huh Hoyoung |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 15,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. Beginning on the date of Shareholder Approval, this option will vest with respect to 8.33% of the grant on the date of Shareholder Approval plus 8.33% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the one-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
15,000 |
| 2026-08-18 | Bazemore Robert B |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares ("ADSs") represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on August 18, 2026, and is subject to forfeiture if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan ("Shareholder Approval") is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Company's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
13,100 |
| 2026-08-18 | Prudo-Chlebosz Raymond |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 30,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. The option will vest with respect to 4.17% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the two-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
30,000 |
| 2026-08-18 | Bazemore Robert B |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 45,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. The option will vest with respect to 33% of the grant on the date of Shareholder Approval plus 2.91% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the two-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
45,000 |
| 2026-08-18 | Patel Sandip I |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 45,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. The option will vest with respect to 33% of the grant on the date of Shareholder Approval plus 2.91% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the two-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
45,000 |
| 2026-08-18 | Huh Hoyoung |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares ("ADSs") represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on August 18, 2026, and is subject to forfeiture if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan ("Shareholder Approval") is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
17,249 |
| 2026-08-18 | Patel Samir Rashmikant |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 15,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. Beginning on the date of Shareholder Approval, this option will vest with respect to 8.33% of the grant on the date of Shareholder Approval plus 8.33% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the one-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
15,000 |
| 2026-08-18 | Patel Samir Rashmikant |
Director, 10% Owner |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares ("ADSs") represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on August 18, 2026, and is subject to forfeiture if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan ("Shareholder Approval") is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
6,300 |
| 2026-08-18 | Patel Samir Rashmikant |
Director, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 30,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. The option will vest with respect to 4.17% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the two-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
30,000 |
| 2026-08-18 | Bazemore Robert B |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 15,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. Beginning on the date of Shareholder Approval, this option will vest with respect to 8.33% of the grant on the date of Shareholder Approval plus 8.33% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the one-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
15,000 |
| 2026-08-18 | Prudo-Chlebosz Raymond |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 15,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. Beginning on the date of Shareholder Approval, this option will vest with respect to 8.33% of the grant on the date of Shareholder Approval plus 8.33% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the one-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
15,000 |
| 2026-08-18 | Gaslightwala Abizer |
Director, CEO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 174,000 American Depository Shares ("ADSs"). This option grant is subject to forfeiture if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan ("Shareholder Approval") is not obtained. Beginning on the date of Shareholder Approval, this option will vest with respect to 2.08% of the grant for each one-month anniversary from March 18, 2026 (the "Accrual Date") that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the four-year anniversary of the Accrual Date, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
174,000 |
| 2026-08-18 | Huh Hoyoung |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On August 18, 2026, the Reporting Person was granted an option to purchase 30,000 ADSs. This option grant is subject to forfeiture if Shareholder Approval is not obtained. The option will vest with respect to 4.17% for each one-month anniversary of August 18, 2026 that has elapsed before the date of Shareholder Approval. The remainder of the option grant will vest in equal, monthly installments beginning on the 18th day of the month subsequent to the month where Shareholder Approval was obtained until fully vested on the two-year anniversary of August 18, 2026, subject to the Reporting Person's continued service with the Issuer on each such vesting date. |
Stock Option (Right to Buy)
|
30,000 |
| 2026-08-18 | Prudo-Chlebosz Raymond |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares ("ADSs") represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on August 18, 2026, and is subject to forfeiture if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan ("Shareholder Approval") is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
9,072 |
| 2026-08-18 | Patel Sandip I |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares ("ADSs") represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. This RSU grant was approved by the Board of Directors of the Issuer on August 18, 2026, and is subject to forfeiture if shareholder approval of a proposed amendment to the Issuer's equity incentive plan to increase the number of shares reserved for issuance under the plan ("Shareholder Approval") is not obtained. The RSUs will vest in full on the date of Shareholder Approval. This award of RSUs was granted in lieu of accrued but unpaid cash retainers payable to non-execute directors in accordance with the Issuer's remuneration policy. |
American Depositary Shares representing Ordinary Shares
|
12,100 |
| 2026-08-17 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs will vest in full on September 15, 2026. |
American Depositary Shares representing Ordinary Shares
|
1,728 |
| 2026-07-16 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs will vest in full on August 16, 2026. |
American Depositary Shares representing Ordinary Shares
|
1,130 |
| 2026-07-07 | Patel Samir Rashmikant |
Director, 10% Owner |
Convert↑
Filing footnotes — Pre-Funded Warrant to purchase ADSs (Indirect)
On December 16, 2025, the Reporting Person and the Issuer entered into a note cancellation and exchange agreement, pursuant to which, in exchange for the entire outstanding principal amount and all accrued interest on the Issuer's unsecured promissory note held by the Reporting Person, the Issuer issued to the Reporting Person (i) pre-funded warrants (the "Note Exchange Unregistered Pre-Funded Warrants") to purchase up to 5,799 ADSs, at a purchase price of $16.16 per Note Exchange Unregistered Pre-Funded Warrant, and (ii) warrants to purchase up to 5,799 ADSs. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to purchase ADSs
(I)
|
5,799 |
| 2026-07-07 | Patel Samir Rashmikant |
Director, 10% Owner |
Convert↑
|
American Depositary Shares representing Ordinary Shares
(I)
|
15,466 |
| 2026-07-07 | Patel Samir Rashmikant |
Director, 10% Owner |
Convert↑
|
American Depositary Shares representing Ordinary Shares
(I)
|
5,799 |
| 2026-07-07 | Patel Samir Rashmikant |
Director, 10% Owner |
Convert↑
Filing footnotes — Pre-Funded Warrant to purchase ADSs (Indirect)
The combined purchase price per one pre-funded warrant and accompanying Series G Warrant was $16.16. The pre-funded warrants became exercisable upon shareholder approval, which was obtained on March 2, 2026. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to purchase ADSs
(I)
|
15,466 |
| 2026-07-07 | Patel Samir Rashmikant |
Director, 10% Owner |
Convert↑
|
American Depositary Shares representing Ordinary Shares
(I)
|
1,209 |
| 2026-07-07 | Patel Samir Rashmikant |
Director, 10% Owner |
Convert↑
Filing footnotes — Pre-Funded Warrant to purchase American Depositary Shares (Indirect)
Each American Depositary Share ("ADS") represents 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The pre-funded warrants remain exercisable until fully exercised. |
Pre-Funded Warrant to purchase American Depositary Shares
(I)
|
1,209 |
| 2026-06-24 | Gaslightwala Abizer |
Director, CEO |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
On April 1, 2026, the reporting person was granted an option to purchase 15,000 American Depositary Shares, with each American Depositary Share representing 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The option vests in three installments based on the closing of qualified financings of at least $15,000,000 in gross proceeds on or before June 30, 2026. The Issuer closed a qualified financing of $5,500,000, resulting in the vesting of the option as to 5,500 American Depositary Shares. |
Stock Option (Right to Buy)
|
5,500 |
| 2026-06-24 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs vested in full on June 24, 2026. |
American Depositary Shares representing Ordinary Shares
|
1,395 |
| 2026-06-24 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs vested in full on June 24, 2026. |
American Depositary Shares representing Ordinary Shares
|
2,539 |
| 2026-06-24 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs vested in full on June 24, 2026. |
American Depositary Shares representing Ordinary Shares
|
1,570 |
| 2026-06-24 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs vested in full on June 24, 2026. |
American Depositary Shares representing Ordinary Shares
|
3,725 |
| 2026-06-24 | Farag Kameel D. |
Director |
Award↑
Filing footnotes — American Depositary Shares representing Ordinary Shares (Direct)
These American Depositary Shares represent restricted stock units ("RSUs"), with each such RSU representing the right to receive 80,000 ordinary shares with a par value of $0.000000005 per ordinary share. The RSUs vested in full on June 24, 2026. |
American Depositary Shares representing Ordinary Shares
|
1,000 |
| 2026-06-24 | Gaslightwala Abizer |
Director, CEO |
Award↑
|
Stock Option (Right to Buy)
|
15,563 |