ANY · Sphere 3D Corp. · Insider Trading

On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Includes unvested restricted stock units.

On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Includes unvested restricted stock units.

On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Includes unvested restricted stock units.

On September 8, 2026, the reporting person entered into a securities purchase agreement with Sphere 3D Corp. (the "Company") pursuant to which the reporting person agreed to purchase the Common Shares and Warrants in a private placement, which transaction is exempt from Section 16(b) in accordance with Rule 16b-3(d)(1) promulgated under the Securities Exchange Act of 1934, as amended. The private placement is expected to close on September 11, 2026.

The reporting person paid $3.00 per Common Share and accompanying Warrant to purchase one Common Share.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

The RSUs reported under Column 5 vested as follows: 7,813 shares on June 30, 2026 and 9,375 shares on September 1, 2026. However, the shares underlying the vested RSUs were not settled and delivered to the Reporting Person until September 2, 2026.

The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 15,624 outstanding shares of which 7,812 shares vest on September 30, 2026 and December 31, 2026 and (ii) 28,125 outstanding shares of which 9,375 shares vest quarterly from December 1, 2026 until June 1, 2027.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Represents a grant of 250,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Represents an inducement grant of 500,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 and are generally subject to the terms of the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Represents a grant of 30,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in four equal installments on December 1, 2026, June 1, 2027, December 1, 2027 and June 1, 2028, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

Represents a grant of 50,000 restricted stock units ("RSUs"), each representing a contingent right to receive one common share of the Issuer. The RSUs were granted on June 8, 2026 pursuant to the Issuer's equity plan. The RSUs will vest in full on June 1, 2027, subject to full acceleration upon the occurrence of a Vesting Event. A "Vesting Event" means: (i) a Change in Control Vesting Event (as defined in the reporting person's RSU Award Agreement) or (ii) a dissolution, liquidation or wind-up of the Issuer.

This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 3,750 shares outstanding of which 1,250 shares vest quarterly from September 1, 2026 until March 1, 2027; (ii) 30,000 outstanding shares of which 5,000 shares vest quarterly from September 1, 2026 until December 1, 2027.

Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Represents two awards of RSUs. Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

The RSUs reported under Column 9 include two awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026 and (ii) 37,500 shares outstanding of which 9,375 shares vest quarterly from September 1, 2026 until June 1, 2027.

This transaction primarily represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on June 1, 2026.

Each RSU represents a contingent right to receive one common share of Sphere 3D Corp.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

These shares vested on March 31, 2026.

The RSUs reported under Column 9 include three awards. The underlying outstanding shares and vesting schedules are as follows: (i) 23,437 outstanding shares of which 7,813 vests on June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026; (ii) 46,875 shares outstanding of which 9,375 shares vest quarterly from June 1, 2026 until June 1, 2027; and (iii) 150,000 shares outstanding which vest in full on June 1, 2026.

This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on March 12, 2026.

The common share balance has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

8,983 shares vested on December 31, 2025 and 9,375 shares vested on March 1, 2026.

The RSUs reported under Column 9 include four awards. The underlying outstanding shares and vesting schedules are as follows: (i) 1,172 shares vest on 3/31/2026; (ii) 31,250 outstanding shares of which 7,813 vests on March 31, 2026 and June 30, 2026 and 7,812 vests on September 30, 2026 and Dec 31, 2026; (iii) 46,875 shares outstanding of which 9,375 shares vest quarterly from June 1, 2026 until June 1, 2027; and (iv) 150,000 shares outstanding which vest in full on March 4, 2027.

This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on March 11, 2026.

The common share balance has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

The RSUs reported under Column 9 include three awards. The underlying outstanding shares and vesting schedules are as follows: (i) 5,000 shares outstanding of which 1,250 shares vest quarterly from June 1, 2026 until March 1, 2027; (ii) 35,000 outstanding shares of which 5,000 shares vest quarterly from June 1, 2026 until December 1, 2027; and (iii) 50,000 outstanding shares which vest in full on March 4, 2027.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include a RSU for 12,630 shares which vest in full on May 29, 2026. The RSU has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include a RSU for 12,630 shares which vest in full on May 29, 2026. The RSU has been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include two additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 6,250 shares outstanding of which 1,250 shares vested on March 1, 2026 and the remaining shares vest quarterly until March 1, 2027; and (ii) 50,000 outstanding shares of which 15,000 shares vested on March 1, 2026 and the remaining shares vest quarterly until 12/1/2027. These RSUs have been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

(2) In addition to the 3/4/2026 RSU, the RSUs reported under Column 9 also include three additional awards. The underlying outstanding shares and vesting schedules are as follows: (i) 2,343 shares outstanding of which 1,171 vested on December 31, 2025 and the remaining shares vest on 3/31/2026; (ii) 39,062 outstanding shares of which 7,812 shares vested on December 31, 2025 and the remaining shares vest quarterly until 12/31/26; and (iii) 56,250 shares outstanding of which 9,375 vested March 1, 2026 and the remaining shares vest quarterly until June 1, 2027. These RSUs have been adjusted to reflect the issuer's 1 for 10 reverse stock split effective February 9, 2026.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the release of vested RSUs on December 8, 2025.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

11,719 RSUs vested on September 30, 2025, 78,125 RSUs vested on September 30, 2025 and 93,750 RSUs vested on December 1, 2025.

The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 12/31/2025 until 12/31/2026; (ii) 11,719 shares vest on 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 3/1/2025 until 6/1/2027.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.

11,607 RSUs vested on June 20, 2025, 89,844 RSUs vested on June 30, 2025 and 93,750 RSUs vested on September 1, 2025.

The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 9/30/2025 until 12/31/2026; (ii) 11,719 shares vest each quarter beginning 9/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 12/1/2025 until 6/1/2027.

Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.