6-K
ASML HOLDING NV (ASML)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OFFOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR15d-16
OF THE SECURITIES EXCHANGE ACT OF 1934
For January 7, 2022
Commission File Number 001-33463
ASML Holding N.V.
De Run 6501
5504 DR Veldhoven
The Netherlands
(Addressof principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K on paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K on paper as permitted by Regulation S-T Rule 101(b)(7): ☐
EXHIBITS 99.1 AND 99.2 TO THIS REPORT ON FORM 6-K IS INCORPORATED BY REFERENCE IN THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-116337), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-126340), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-136362), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-141125), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-142254), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-144356), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-147128), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-153277), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-162439), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-170034), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-188938), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-190023), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-192951), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-203390), THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-219442) AND THE REGISTRATION STATEMENT ON FORM S-8 (FILE NO. 333-227464) OF ASML HOLDING N.V. AND IN THE OUTSTANDING PROSPECTUSES CONTAINED IN SUCH REGISTRATION STATEMENTS.
Exhibits
| 99.1 | “Fire incident at ASML Berlin”, press release dated January 3, 2022 |
|---|---|
| 99.2 | “Update fire incident at ASML Berlin”, press release dated January 7, 2022 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ASML HOLDING N.V. (Registrant) | ||
|---|---|---|
| Date: January 7, 2022 | By: | /s/ Peter T.F.M. Wennink |
| Peter T.F.M. Wennink | ||
| Chief Executive Officer |
EX-99.1
Exhibit 99.1
Fire incident at ASML Berlin
Veldhoven, The Netherlands, January 3, 2022—ASML Holding N.V. (ASML) announces today that there was a fire last night inside a part of its factory in Berlin, Germany. The fire was extinguished during the night and fortunately no persons were injured during this incident. At this point it is too early to make any statement on the damage or whether the incident will have any impact on the output plan for this year. It will take a few days to conduct a thorough investigation and make a full assessment. As soon as we have such assessment, we will provide an update.
ASML Berlin manufactures components for ASML’s lithography systems, including wafer tables and clamps, reticle chucks and mirror blocks. ASML acquired Berliner Glas in 2020.
About ASML
ASML is a leading supplier to the semiconductor industry. The company provides chipmakers with hardware, software and services to mass produce the patterns of integrated circuits (microchips). Together with its partners, ASML drives the advancement of more affordable, more powerful, more energy-efficient microchips. ASML enables groundbreaking technology to solve some of humanity’s toughest challenges, such as in healthcare, energy use and conservation, mobility and agriculture. ASML is a multinational company headquartered in Veldhoven, the Netherlands, with offices across Europe, the US and Asia. Every day, ASML’s more than 30,000 employees challenge the status quo and push technology to new limits. ASML is traded on Euronext Amsterdam and NASDAQ under the symbol ASML. Discover ASML – our products, technology and career opportunities – at www.asml.com.
Contact information
| Monique Mols<br> <br>Head of Media Relations<br><br><br>+31 652 844 418 | Brittney Wolff Zatezalo<br> <br>Corporate<br>communications manager US<br> <br>+14084833207 | Karen Lo<br> <br>Communications Taiwan<br><br><br>+88 6 36 23 6639 |
|---|---|---|
| Skip Miller<br> <br>Head Investor Relations<br>Worldwide<br> <br>+1 480 235 0934 | Marcel Kemp<br> <br>Head Investor Relations Europe<br><br><br>+31 40 268 6494 | Peter Cheang<br> <br>Head Investor Relations Asia<br><br><br>+886 3 6596771 |
EX-99.2
Exhibit 99.2
Update fire incident at ASML Berlin
Veldhoven, The Netherlands, January 7, 2022—ASML Holding N.V. (ASML) provides an update today on the fire that occurred inside a part of its factory in Berlin, Germany on January 3. During the last few days, ASML conducted a preliminary assessment.
The fire occurred in a part of one production building on the site in Berlin and the smoke partly impacted an adjacent building. We have been able to resume production in parts of these buildings already. The other buildings on the site have not been affected and are fully operational.
Although our impact assessment of the damage is ongoing, our current view is the following:
| • | Our Metrology and Inspection output plans are not affected as they do not contain any components made in Berlin<br> |
|---|---|
| • | The manufacturing of DUV components has been restarted. Although there was some disruption regarding components<br>for DUV, we expect to remediate this in such a way that it will not affect our output and revenue plan for DUV |
| --- | --- |
| • | As to EUV, the fire affected part of the production area of the wafer clamp, a module in our EUV systems. We are<br>still in the process of completing the recovery plan for this production area and determining how to minimize any potential impact for our EUV customers, both in our output plan and in our field service. |
| --- | --- |
On January 19, 2022, we will present our Q4 and full-year 2021 results, as well as our initial view on the year 2022 and we expect to then also provide a further update on the incident.
About ASML
ASML is a leading supplier to the semiconductor industry. The company provides chipmakers with hardware, software and services to mass produce the patterns of integrated circuits (microchips). Together with its partners, ASML drives the advancement of more affordable, more powerful, more energy-efficient microchips. ASML enables groundbreaking technology to solve some of humanity’s toughest challenges, such as in healthcare, energy use and conservation, mobility and agriculture. ASML is a multinational company headquartered in Veldhoven, the Netherlands, with offices across Europe, the US and Asia. Every day, ASML’s more than 30,000 employees challenge the status quo and push technology to new limits. ASML is traded on Euronext Amsterdam and NASDAQ under the symbol ASML. Discover ASML – our products, technology and career opportunities – at www.asml.com.
Regulated Information
This press release contains inside information within the meaning of Article 7(1) of the EU Market Abuse Regulation.
Forward-looking statements
This press release contains forward looking statements, including statements relating to the fire at ASML’s factory in Berlin including our view of the expected impact and our plans to address the matter and other non-historical matters. These statements are based on current expectations, estimates, assumptions and projections and you should not place undue reliance on them. Forward-looking statements do not guarantee future performance and involve risks and uncertainties. These risks and uncertainties include risks related to the fire at ASML’s factory in Berlin and the impact on production, output and operations and other risks indicated in the risk factors included in ASML’s most recent Annual Report on Form 20-F and other filings with the US Securities and Exchange Commission. These forward-looking statements are made only as of the date of this document. We do not undertake to update or revise the forward-looking statements, whether as a result of new information, future events or otherwise.
Contact information
| Monique Mols<br> <br>Head of Media Relations<br><br><br>+31 652 844 418 | Brittney Wolff Zatezalo<br> <br>Corporate<br>communications manager US<br> <br>+14084833207 | Karen Lo<br> <br>Communications Taiwan<br><br><br>+88 6 36 23 6639 |
|---|---|---|
| Skip Miller<br> <br>Head Investor Relations<br>Worldwide<br> <br>+1 480 235 0934 | Marcel Kemp<br> <br>Head Investor Relations<br>Europe<br> <br>+31 40 268 6494 | Peter Cheang<br> <br>Head Investor Relations<br>Asia<br> <br>+886 3 6596771 |
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