ATOS · Atossa Therapeutics, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“The Company has not yet established an ongoing source of revenue sufficient to cover its operating costs and allow it to continue as a going concern. The ability of the Company to continue as a going concern is dependent on the Company obtaining adequate capital to fund operating losses until it becomes profitable. These conditions raise substantial doubt as to the Company's ability to continue as a going concern. ... Although the Company received this infusion of capital, management maintains that in order to alleviate the conditions that raise substantial doubt, the Company will need, among other things, additional capital resources. ... However, management cannot provide any assurance that the Company will be successful in accomplishing any of its plans.”View the 10-Q filed Aug 7, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-05-12 | Chen Shu-Chih |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on the first anniversary of May 12, 2026. |
Common Stock
|
10,000 |
| 2026-05-12 | Galli Stephen J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on the first anniversary of May 12, 2026. |
Common Stock
|
10,000 |
| 2026-05-12 | Steinhart Richard I |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on the first anniversary of May 12, 2026. |
Common Stock
|
10,000 |
| 2026-05-12 | Cigler Tessa |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on the first anniversary of May 12, 2026. |
Common Stock
|
10,000 |
| 2026-05-12 | Finn Jonathan |
10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on the first anniversary of May 12, 2026. |
Common Stock
|
10,000 |
| 2026-05-12 | Remmel H. Lawrence |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest on the first anniversary of May 12, 2026. |
Common Stock
|
10,000 |
| 2026-03-27 | QUAY STEVEN C |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of March 26, 2026. On February 2, 2026, the Issuer effected a one-for-fifteen reverse stock split of its Common Stock (the "Reverse Stock Split"). The number of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. |
Common Stock
|
65,000 |
| 2026-03-26 | Daniel Mark James |
Chief Financial Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of March 26, 2026. |
Common Stock
|
63,000 |
| 2026-01-20 | QUAY STEVEN C |
Director, President & CEO |
Award↑
Filing footnotes — Stock Options (right to buy) (Direct)
The options shall vest on a quarterly basis over 24 months following January 20, 2026, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The options were issued on January 20, 2026, with an exercise price of $0.603, representing the closing stock price on January 20, 2026. |
Stock Options (right to buy)
|
950,000 |
| 2026-01-20 | QUAY STEVEN C |
Director, President & CEO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the acquisition of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest one year from the Transaction Date. The original Form 4, filed on January 22, 2026, is being amended by this Form 4 amendment solely to correct an administrative error regarding the number of RSUs acquired. |
Common Stock
|
331,674 |
| 2025-10-14 | Daniel Mark James |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest with respect to 25% on October 14, 2026, with the remaining 75% to vest in equal quarterly installments over the follwing three years, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. |
Stock Option (right to buy)
|
578,000 |
| 2025-10-14 | Daniel Mark James |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-05-21 | QUAY STEVEN C |
Director, President & CEO |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average purchase price per share. The shares were purchased in multiple transactions at prices ranging from $0.8794 to $0.9100. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of share purchased at each separate price. |
Common Stock
|
11,239 |
| 2025-05-15 | Galli Stephen J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following May 15, 2025, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued on May 15, 2025 with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
125,000 |
| 2025-05-15 | Chen Shu-Chih |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following May 15, 2025, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued on May 15, 2025 with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
125,000 |
| 2025-05-15 | Remmel H. Lawrence |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following May 15, 2025, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued on May 15, 2025 with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
125,000 |
| 2025-05-15 | Cigler Tessa |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following May 15, 2025, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued on May 15, 2025 with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
125,000 |
| 2025-05-15 | Steinhart Richard I |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following May 15, 2025, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued on May 15, 2025 with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
125,000 |
| 2025-05-15 | Finn Jonathan |
10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following May 15, 2025, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued on May 15, 2025 with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
125,000 |
| 2025-05-15 | Rees Heather |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 24 months following May 15, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The options were issued on May 15, 2025, with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
543,785 |
| 2025-05-15 | QUAY STEVEN C |
Director, President & CEO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 24 months following May 15, 2025, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The options were issued on May 15, 2025, with an exercise price of $0.99, representing the closing stock price on May 15, 2025. |
Stock Option (right to buy)
|
1,366,062 |
| 2025-03-26 | Remmel H. Lawrence |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
Reflects a reverse stock split of the Issuer's common stock at a ratio of 12:1 effective April 2018. The Reporting Person disclaims beneficial ownership of 11 shares of common stock owned by his spouse except to the extent of his pecuniary interest in the shares. |
Common Stock
|
10,000 |
| 2024-06-27 | Remmel H. Lawrence |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following June 27, 2024, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024 with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
125,000 |
| 2024-06-27 | Cigler Tessa |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following June 27, 2024, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024 with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
125,000 |
| 2024-06-27 | Steinhart Richard I |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following June 27, 2024, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024 with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
125,000 |
| 2024-06-27 | Galli Stephen J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following June 27, 2024, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024 with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
125,000 |
| 2024-06-27 | Rees Heather |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 24 months following June 27, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024, with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
577,700 |
| 2024-06-27 | Finn Jonathan |
10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following June 27, 2024, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024 with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
125,000 |
| 2024-06-27 | Chen Shu-Chih |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 12 months following June 27, 2024, subject to the Reporting Person's continued service through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024 with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
125,000 |
| 2024-06-27 | QUAY STEVEN C |
Director, President & CEO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over 24 months following June 27, 2024, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date. The options were issued at approximately 9:30 a.m. (ET) on June 27, 2024, with an exercise price of $1.05, representing the most recently reported closing stock price on June 26, 2024. |
Stock Option (right to buy)
|
1,795,100 |
| 2024-04-10 | Finn Jonathan |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average purchase price per share. The shares were purchased in multiple transactions at prices ranging from $1.74 to $1.78. Upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, The Reporting Person will provide full information regarding the number of shares purchased at each separate price. |
Common Stock
|
25,000 |
| 2024-03-09 | Cigler Tessa |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest in four equal quarterly installments following March 9, 2024, subject to the Reporting Person's continued service through each applicable date. |
Stock Option (right to buy)
|
20,834 |
| 2024-03-09 | Cigler Tessa |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2023-11-15 | WEAVER GREGORY L |
Insider |
Sell↓
|
Common Stock
|
50,000 |
| 2023-11-15 | Finn Jonathan |
10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest in four equal quarterly installments following November 15, 2023. |
Stock Option (right to buy)
|
62,500 |
| 2023-11-15 | Finn Jonathan |
10% Owner |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest in four equal quarterly installments following November 15, 2023. |
Stock Option (right to buy)
|
62,500 |
| 2023-11-08 | Finn Jonathan |
10% Owner |
Other↑
|
No Securities Owned
|
0 |
| 2023-06-20 | WEAVER GREGORY L |
Insider |
Buy↑
Filing footnotes — Common Stock (Direct)
The price reported represents the weighted average purchase price per share. The shares were purchased in multiple transactions at prices ranging from $0.93 to $0.99. Upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price. Includes shares of common stock purchased on November 21, 2013, which were previously reported on a Form 4 filed by the Reporting Person on November 22, 2013 but erroneously omitted in subsequent filings. |
Common Stock
|
50,000 |
| 2023-06-01 | WEAVER GREGORY L |
Insider |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest with respect to 25% on the one year anniversary of June 1, 2023, and the remainder shall vest in equal quarterly installments over the following three years, subject to the reporting person's continued service through each applicable vesting date. |
Stock Option (right to buy)
|
2,600,000 |
| 2023-05-04 | Remmel H. Lawrence |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. The options were issued at approximately 9:50 a.m. (ET) on May 4, 2023, with an exercise price of $0.662, representing the most recently reported closing stock price on May 3, 2023. |
Stock Option (right to buy)
|
125,000 |
| 2023-05-04 | Galli Stephen J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. The options were issued at approximately 9:50 a.m. (ET) on May 4, 2023, with an exercise price of $0.662, representing the most recently reported closing stock price on May 3, 2023. |
Stock Option (right to buy)
|
125,000 |
| 2023-05-04 | WEAVER GREGORY L |
Insider |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. The options were issued at approximately 9:50 a.m. (ET) on May 4, 2023, with an exercise price of $0.662, representing the most recently reported closing stock price on May 3, 2023. |
Stock Option (right to buy)
|
125,000 |
| 2023-05-04 | Chen Shu-Chih |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. The options were issued at approximately 9:50 a.m. (ET) on May 4, 2023, with an exercise price of $0.662, representing the most recently reported closing stock price on May 3, 2023. |
Stock Option (right to buy)
|
125,000 |
| 2023-05-04 | Steinhart Richard I |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. The options were issued at approximately 9:50 a.m. (ET) on May 4, 2023, with an exercise price of $0.662, representing the most recently reported closing stock price on May 3, 2023. |
Stock Option (right to buy)
|
125,000 |
| 2023-03-02 | QUAY STEVEN C |
Director, President & CEO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable on a quarterly basis over 24 months from the grant-date. |
Stock Option (right to buy)
|
1,873,100 |
| 2023-03-02 | Guse Kyle |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The option will vest and become exercisable on a quarterly basis over 24 months from the grant-date. |
Stock Option (right to buy)
|
557,900 |
| 2022-05-13 | Steinhart Richard I |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. Option grant was issued at 9:30 a.m. (ET) on May 13, 2022, with an exercise price of $0.93, representing the most recently reported closing stock price on May 12, 2022. |
Stock Option (right to buy)
|
50,000 |
| 2022-05-13 | WEAVER GREGORY L |
Insider |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. Option grant was issued at 9:30 a.m. (ET) on May 13, 2022, with an exercise price of $0.93, representing the most recently reported closing stock price on May 12, 2022. |
Stock Option (right to buy)
|
50,000 |
| 2022-05-13 | Remmel H. Lawrence |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. Option grant was issued at 9:30 a.m. (ET) on May 13, 2022, with an exercise price of $0.93, representing the most recently reported closing stock price on May 12, 2022. |
Stock Option (right to buy)
|
50,000 |
| 2022-05-13 | Galli Stephen J |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
The options shall vest on a quarterly basis over the next 12 months. Option grant was issued at 9:30 a.m. (ET) on May 13, 2022, with an exercise price of $0.93, representing the most recently reported closing stock price on May 12, 2022. |
Stock Option (right to buy)
|
50,000 |