Aware Inc 8-K, filed Jun 21, 2022
Aware Inc (AWRE)
About this 8-K
Aware Inc filed this 8-K on June 21, 2022, reporting on events of June 15, 2022.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
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ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
On June 15, 2022 we held our Annual Meeting. A total of 21,642,260 shares of our common stock were outstanding as of April 8, 2022, the record date for the Annual Meeting.
At the Annual Meeting, our shareholders voted (i) to re-elect Brent P. Johnstone and John S. Stafford, III as our Class II directors for three-year terms, (ii) to approve an advisory proposal on the compensation of our named executive officers, and (iii) to ratify the appointment of RSM US LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. Set forth below are the matters acted upon at the annual meeting and the final voting results on each matter as reported by our inspector of elections.
1. Election of Class II Directors.
| Nominee |
For | Withheld | Broker Non-Votes | |||||||||
| Brent P. Johnstone |
13,866,669.83 | 1,916,107.97 | 3,252,787 | |||||||||
| John S. Stafford, III |
11,049,697.83 | 4,733,079.97 | 3,252,787 | |||||||||
2. To approve, on an advisory basis, the compensation of our named executive officers.
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 10,723,887.83 |
4,127,922.97 | 930,967 | 3,252,787 |
3. To ratify the appointment of RSM US LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 18,252,355.83 |
43,404.97 | 739,804 | 0 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| AWARE, INC. | ||||
| Dated: June 21, 2022 | By: | /s/ David B. Barcelo | ||
| David B. Barcelo Chief Financial Officer | ||||
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