Beacon Financial Corp 8-K, filed Mar 12, 2021
Beacon Financial Corp (BBT)
8-K
2021-03-12
For: 2021-03-09
View Original
Added on
April 07, 2026
About this 8-K
Beacon Financial Corp filed this 8-K on March 12, 2021, reporting on events of March 9, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 9, 2021
(Exact Name of Registrant as Specified in its Charter)
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(State or Other Jurisdiction)
of Incorporation)
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(Commission File No.)
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(I.R.S. Employer
Identification No.)
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, ,
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: () , ext. 133773
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule
12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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On March 9, 2021, James M. Moses, Senior Executive Vice President and Chief Financial Officer of Berkshire Hills Bancorp, Inc. (the
“Company”) and its wholly-owned subsidiary, Berkshire Bank, submitted his resignation, effective as of the close of business on March 19, 2021. Mr. Moses is resigning to accept another position in the financial services industry and has agreed to
make himself available to assist in transitioning his duties.
The Company and Berkshire Bank have appointed Senior Vice President and Chief Accounting Officer Brett Brbovic, age 40, as Acting Chief
Financial Officer, effective March 19, 2021, while actively searching for a new permanent CFO. Mr. Brbovic first joined the Company and Berkshire Bank in 2012 and has served as Chief Accounting Officer since 2015. There are no transactions requiring
disclosure pursuant to Item 404 of Regulation S-K.
Item 9.01 Financial Statements and Exhibits
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(a)
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Financial Statements of Businesses Acquired. Not applicable.
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(b)
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Pro Forma Financial Information. Not applicable.
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(c)
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Shell Company Transactions. Not applicable.
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(d)
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Exhibits. None.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, hereunto duly authorized.
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Berkshire Hills Bancorp, Inc.
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DATE: March 12, 2021
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By:
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/s/ Nitin J. Mhatre |
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Nitin J. Mhatre
President and Chief Executive Officer
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