Barclays PLC 6-K, filed Aug 3, 2020
Barclays PLC (BCS)
6-K
2020-08-03
For: 2020-08-03
View Original
Added on
April 11, 2026
About this 6-K
Barclays PLC filed this 6-K on August 3, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
August
03, 2020
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
FOR BATCHES:
|
Exhibit
No. 1
|
Total Voting Rights dated 01 July 2020
|
|
Exhibit
No. 2
|
Results of invitation to purchase Notes for cash dated 02 July
2020
|
|
Exhibit
No. 3
|
Block listing Interim Review dated 10 July 2020
|
|
Exhibit
No. 4
|
Holding(s) in Company dated 15 July 2020
|
|
Exhibit
No. 5
|
Director Declaration dated 24 July 2020
|
|
Exhibit
No. 6
|
Publication of Suppl.Prospcts dated 30 July 2020
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
August 03, 2020
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
|
|
Exhibit
No. 1
1 July 2020
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 30 June 2020, Barclays PLC's issued
share capital consists of 17,344,725,923 Ordinary shares with
voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,344,725,923) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom
Hoskin
|
|
+44 (0)20 7773 2136
|
+44 (0)
20 7116 4755
|
Exhibit No.
2
NOT FOR DISTRIBUTION IN OR INTO OR TO ANY PERSON LOCATED OR
RESIDENT IN THE UNITED STATES, ITS TERRITORIES AND POSSESSIONS
(INCLUDING PUERTO RICO, THE U.S. VIRGIN ISLANDS, GUAM, AMERICAN
SAMOA, WAKE ISLAND AND THE NORTHERN MARIANA ISLANDS, ANY STATE OF
THE UNITED STATES AND THE DISTRICT OF COLUMBIA) OR TO ANY U.S.
PERSON (AS DEFINED IN REGULATION S OF THE UNITED STATES SECURITIES
ACT OF 1933, AS AMENDED) OR IN OR INTO ANY OTHER JURISDICTION WHERE
IT IS UNLAWFUL TO RELEASE, PUBLISH OR DISTRIBUTE THIS
DOCUMENT.
2 July 2020
BARCLAYS PLC INVITATION TO PURCHASE NOTES FOR CASH: ANNOUNCEMENT OF
RESULTS
On 25 June 2020, Barclays PLC (the "Issuer") launched an invitation to the holders of the
EUR 1,500,000,000 1.875 per cent. Notes due March 2021 (ISIN
XS1385051112) (the "Notes") to tender their outstanding Notes for purchase
by the Issuer for cash up to a maximum of €500,000,000 in
aggregate principal amount of Notes (the "Offer"), subject to applicable offer and distribution
restrictions.
Further to such invitation, the Issuer hereby informs the
Noteholders that, as of the Expiration Deadline for the Offer
(being 4:00 p.m. (London time) on 1 July 2020), the aggregate
principal amount of Notes validly tendered by Noteholders and to be
accepted for purchase and the Purchase Price is as set out in the
table below. Each such Noteholder is entitled to receive on the
Settlement Date (being 6 July 2020) the Purchase Price plus any
Accrued Interest Payment.
|
Description of Notes
_________________________________________________
|
ISIN / Common Code
_______________________________
|
Aggregate Principal Amount Outstanding
_______________________________________
|
Purchase Price per€1,000 Principal Amount
____________________________________________
|
Aggregate Principal Amount accepted for purchase
______________________________________________
|
Pro-ration factor
_______________________________
|
|
EUR
1,500,000,000 1.875 per cent. Notes
due March 2021
|
XS1385051112
/ 138505111
|
€1,500,000,000
|
€1,013.36
|
€334,054,000
|
Not
Applicable
|
The aggregate principal amount of Notes expected to be outstanding
following the settlement of the Offer will be
€1,165,946,000.
The Offer remains subject to the conditions and
restrictions set out in a tender offer memorandum dated 25 June
2020 (the "Tender Offer
Memorandum"). Capitalised terms
used and not otherwise defined in this announcement have the
meanings given in the Tender Offer Memorandum.
The Issuer intends to accept all Notes validly offered for
purchase, subject, inter alia, to the Noteholders having offered for purchase
the relevant minimum specified denominations of the Notes in
accordance with the Tender Offer Memorandum. Notes purchased by the
Issuer pursuant to the Offer will be cancelled and will not be
re-issued or re-sold. Notes which have not been validly submitted
and accepted for purchase pursuant to the Offer will remain
outstanding.
The Offer has now expired and no further Notes can be tendered for
purchase.
For Further Information:
A complete description of the terms and conditions of the Offer is
set out in the Tender Offer Memorandum. Further details about the
transaction can be obtained from:
The Dealer Manager
Barclays Bank PLC
5 The North Colonnade
Canary Wharf
London E14 4BB
United Kingdom
Telephone:
+44 (0)20 3134 8515
Email:
eu.lm@barclays.com
Attention:
Liability Management Group
The Tender Agent
Lucid Issuer Services Limited
Tankerton Works
12 Argyle Walk
London WC1H 8HA
United Kingdom
Telephone:
+44 (0)20 7704 0880
Email:
barclays@lucid-is.com
Attention: David
Shilson
A copy of the Tender Offer Memorandum is available to eligible
persons upon request from the Tender Agent.
DISCLAIMER
The Dealer Manager does not take responsibility for the contents of
this announcement. This announcement must be read in conjunction
with the Tender Offer Memorandum. No offer to acquire any Notes is
being made pursuant to this announcement.
The distribution of this announcement and the Tender Offer
Memorandum in certain jurisdictions may be restricted by law.
Persons into whose possession this announcement and/or the Tender
Offer Memorandum comes are required by each of the Issuer, the
Dealer Manager and the Tender Agent to inform themselves about and
to observe any such restrictions.
BLOCK LISTING SIX MONTHLY RETURN
Date: 10 July
2020
|
Name of applicant:
|
BARCLAYS
PLC
|
|||
|
Period of return:
|
From 1
January 2020 - 30 June 2020
|
|||
|
Name of scheme:
|
SAYE
Share Option Scheme
|
Barclays
Group Share Incentive Plan
|
Barclays
Group Share Value Plan
|
Barclays
Long Term Incentive Plan
|
|
Class of unallotted securities
|
Ordinary
shares of 0.25p each
|
Ordinary
shares of 0.25p each
|
Ordinary
shares of 0.25p each
|
Ordinary
shares of 0.25p each
|
|
Balance of unallotted securities under scheme(s) from previous
return:
|
42,210,958
|
21,881,750
|
1,431,619
|
22,355,858
|
|
Plus: The amount
by which the block scheme(s) has been increased since the date of
the last return (if any increase has been applied
for):
|
0
|
0
|
1,000,000
|
0
|
|
Less: Number
of securities issued/allotted under
scheme(s) during period (see LR3.5.7G):
|
5,169,018
|
16,499,069
|
0
|
0
|
|
Equals: Balance
under scheme(s) not yet issued/allotted at end of
period:
|
37,041,940
|
5,382,681
|
431,619
|
22,355,858
|
|
Name of contact:
|
Garth
Wright
|
|||
|
Telephone number of contact:
|
020
7116 3170
|
|||
Exhibit
No. 4
TR-1: Standard form for notification of major holdings
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
||||||
|
|
||||||
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1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
Barclays
PLC, GB0031348658
|
|||||
|
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X"
if appropriate)
|
||||||
|
Non-UK issuer
|
|
|||||
|
2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
|
||||||
|
An
acquisition or disposal of voting rights
|
X
|
|||||
|
An
acquisition or disposal of financial instruments
|
|
|||||
|
An
event changing the breakdown of voting rights
|
|
|||||
|
Other
(please specify)iii:
|
|
|||||
|
3. Details of person subject to the notification
obligationiv
|
||||||
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Name
|
Norges
Bank
|
|||||
|
City
and country of registered office (if applicable)
|
Oslo,
Norway
|
|||||
|
4. Full name of shareholder(s) (if different from
3.)v
|
||||||
|
Name
|
|
|||||
|
City
and country of registered office (if applicable)
|
|
|||||
|
5. Date on which the threshold was crossed or
reachedvi:
|
14/07/2020
|
|||||
|
6. Date on which issuer notified
(DD/MM/YYYY):
|
15/07/2020
|
|||||
|
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
|
% of
voting rights attached to shares (total of 8. A)
|
%
of voting rights through financial instruments(total of
8.B 1 + 8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights of issuervii
|
||
|
Resulting
situation on the date on which threshold was crossed or
reached
|
3.004%
|
0.00%
|
3.004%
|
17,344,725,923
|
||
|
Position
of previous notification (if
applicable)
|
2.997%
|
0.00%
|
2.997%
|
|
||
|
|
|
|
|
|
|
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||
|
A: Voting rights attached to shares
|
|||||||||
|
Class/type ofshares
ISIN
code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9
of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10
of Directive 2004/109/EC) (DTR5.2.1)
|
||||||
|
GB0031348658
|
521,031,852
|
|
3.00%
|
|
|||||
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|||||
|
SUBTOTAL 8. A
|
521,031,852
|
3.00%
|
|||||||
|
|
|||||||||
|
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|||||
|
|
|
|
|
|
|||||
|
|
|
SUBTOTAL 8. B 1
|
|
|
|||||
|
|
|||||||||
|
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||
|
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash settlementxii
|
Number of voting rights
|
% of voting rights
|
||||
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
||||
|
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||
|
|
|
|
|
|
|
|
|
|
|
|
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box with
an "X")
|
||||
|
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
X
|
|||
|
Full chain
of controlled undertakings through which the voting rights and/or
thefinancial instruments are effectively held starting with the
ultimate controlling natural person or legal entityxiv (please add additional rows as
necessary)
|
|
|||
|
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||
|
10. In case
of proxy voting, please identify:
|
||||
|
Name of
the proxy holder
|
|
|||
|
The
number and % of voting rights held
|
|
|||
|
The
date until which the voting rights will be held
|
|
|||
|
|
||||
|
11. Additional informationxvi
|
||||
|
|
||||
|
|
|
|
|
|
|
Place of completion
|
Oslo,
Norway
|
|
Date of completion
|
15/07/2020
|
Exhibit
No. 5
24 July 2020
Barclays PLC
Notification of directors' details
Following the announcement by BP plc ("bp") today, and in
accordance with Listing Rule 9.6.14(2), Barclays PLC (the
"Company") confirms that Tushar Morzaria, Group Finance Director of
the Company, has been appointed to the Board of bp as a
Non-Executive Director with effect from 1 September 2020, and will
serve on its Audit Committee.
-Ends-
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Tom Hoskin
|
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group. For
further information about Barclays, please visit our
website home.barclays
Publication of Base Prospectus Supplement
The following base prospectus supplement ("Prospectus
Supplement") has been approved
by the Financial Conduct Authority and the International Securities
Market and is available for viewing:
Prospectus Supplement No. 2 dated 30 July 2020 to the Base
Prospectus dated 25 February 2020 for the Barclays PLC
£60,000,000,000 Debt Issuance Programme ("Base
Prospectus").
Please read the disclaimer below "Disclaimer - Intended Addressees"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/6792U_1-2020-7-30.pdf
A copy of the above document has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at: https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Prospectus Supplement available by
clicking on the link above, and you are therefore advised to read
this carefully before reading, accessing or making any other use of
the Prospectus Supplement. In accessing the Prospectus Supplement,
you agree to be bound by the following terms and conditions,
including any modifications to them, any time you receive any
information from us as a result of such access.
THE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER
THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER
WHATSOEVER. THE PROSPECTUS SUPPLEMENT MAY ONLY BE DISTRIBUTED
OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS
DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S.
SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES
ACT") OR WITHIN THE UNITED
STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A
UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION
OF THE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED.
FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE
SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE BASE PROSPECTUS AND THE PROSPECTUS
SUPPLEMENT HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE
SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED
STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE BASE PROSPECTUS AND THE PROSPECTUS SUPPLEMENT MAY
NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1)
IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS
REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A
"QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please note that the information contained in the Base Prospectus
and the Prospectus Supplement may be addressed to and/or targeted
at persons who are residents of particular countries (specified in
the Base Prospectus) only and is not intended for use and should
not be relied upon by any person outside these countries and/or to
whom the offer contained in the Base Prospectus is not addressed.
Prior to relying on the information contained in the Base
Prospectus and the Prospectus Supplement you must ascertain from
the Base Prospectus whether or not you are part of the intended
addressees of the information contained therein.
Confirmation of your Representation: In order to be eligible to view the
Prospectus Supplement or make an investment decision with respect
to any Notes issued or to be issued pursuant to the Base Prospectus
and the Prospectus Supplement, you must be (i) a person other than
a U.S. person (within the meaning of Regulation S under the
Securities Act); or (ii) a QIB that is acquiring the securities for
its own account or for the account of another QIB. By accessing the
Prospectus Supplement, you shall be deemed to have represented that
you and any customers you represent are not U.S. persons (as
defined in Regulation S to the Securities Act) or that you are a
QIB, and that you consent to delivery of the Prospectus Supplement
and any supplements thereto via electronic
publication.
You are reminded that the Prospectus Supplement has been made
available to you on the basis that you are a person into whose
possession the Prospectus Supplement may be lawfully delivered in
accordance with the laws of the jurisdiction in which you are
located and you may not, nor are you authorised to, deliver the
Prospectus Supplement to any other person.
The Prospectus Supplement does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Prospectus Supplement constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Base Prospectus and
the Prospectus Supplement, in any jurisdiction in which such offer,
solicitation or sale would be unlawful.
The Prospectus Supplement has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Prospectus Supplement made available to
you in electronic format and the hard copy version available to you
on request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.