Barclays PLC 6-K, filed Apr 1, 2020

Barclays PLC (BCS)

6-K 2020-04-01 For: 2020-04-01

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Added on July 04, 2026

About this 6-K

Barclays PLC filed this 6-K on April 1, 2020.

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Exhibit No. 1	Total Voting Rights dated 02 March 2020
Exhibit No. 2	Holding(s) in Company dated 02 March 2020
Exhibit No. 3	Holding(s) in Company dated 03 March 2020
Exhibit No. 4	Holding(s) in Company dated 03 March 2020
Exhibit No. 5	Holding(s) in Company dated 04 March 2020
Exhibit No. 6	Scrip Reference Share price dated 05 March 2020
Exhibit No. 7	Holding(s) in Company dated 06 March 2020
Exhibit No. 8	Director/PDMR Shareholding dated 06 March 2020
Exhibit No. 9	Director/PDMR Shareholding dated 12 March 2020
Exhibit No. 10	Director Declaration dated 16 March 2020
Exhibit No. 11	Director/PDMR Shareholding dated 16 March 2020
Exhibit No. 12	Director/PDMR Shareholding dated 17 March 2020
Exhibit No. 13	Additional Listing dated 19 March 2020
Exhibit No. 14	Director/PDMR Shareholding dated 19 March 2020
Exhibit No. 15	Holding(s) in Company dated 24 March 2020
Exhibit No. 16	Publication of Pricing Supplement dated 26 March 2020
Exhibit No. 17	Climate policy - ambition to be net zero by 2050 dated 30 March 2020

Investor Relations	Media Relations
Adam Strachan	Tom Hoskin
+1 212 526 8442	+44 (0) 20 7116 4755

James Johnson
+44 (0)20 7116 7233

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Barclays PLC, GB0031348658
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
An acquisition or disposal of financial instruments						X
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			Norges Bank
City and country of registered office (if applicable)			Oslo, Norway
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			27/02/2020
6. Date on which issuer notified (DD/MM/YYYY):			28/02/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	2.98%	0.12 %		3.10%	17,325,320,918
Position of previous notification (if applicable)	3.03 %	0.00 %		3.03 %

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type ofshares ISIN code (if possible)		Number of voting rightsix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0031348658		517,053,626					2.98%


SUBTOTAL 8. A		517,053,626					2.98%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expirationdatex	Exercise/Conversion Periodxi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
Shares on loan (right to recall)			At any time			20,405,260			0.12 %


			SUBTOTAL 8. B 1			20,405,260			0.12 %

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expirationdatex		Exercise/Conversion Period xi		Physical or cash settlementxii			Number of voting rights	% of voting rights



					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii				X
Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)
Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold






10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held

11. Additional informationxvi

	By: /s/ Garth Wright --------------------------------
	Garth Wright
	Assistant Secretary

Place of completion	United Kingdom
Date of completion	2nd March 2020

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:			Barclays PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name			BlackRock, Inc.
City and country of registered office (if applicable)			Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reachedvi:			02/03/2020
6. Date on which issuer notified (DD/MM/YYYY):			03/03/2020
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached	5.44%	0.33%		5.78%	17,329,135,465
Position of previous notification (if applicable)	2.60%	3.18%		5.78%

Place of completion	12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion	3 March, 2020

Our Registrar, Equiniti: 0371 384 2055* (in the UK) +44 (0)121 415 7004 (from overseas) * Lines are open 8.30am to 5.30pm (UK time), Monday to Friday, excluding UK public holidays in England and Wales.
Investor Relations	Media Relations
Adam Strachan	Tom Hoskin
+1 212 526 8422	+44 (0)20 7116 4755

James Johnson
+44 (0)20 7116 7233

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Nigel Higgins
2	Reason for the notification
a)	Position/status	Group Chairman
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658
b)	Nature of the transaction	Acquisition of Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.3852	14,555
		£.1.3844	403
		£1.3854	2,868
		£1.3864	20,472
		£1.3863	3,553
		£1.3858	20,295
		£1.386	7,538
		£1.384	14,600
		£1.3846	4,920
		£1.3848	15,552
		£1.3872	6,622
		£1.387	7,378
		£1.3844	53,043
		£1.3842	1,010
		£1.3837	2,114
		£1.3833	17,711
		£1.3835	25,479
		£1.3838	4,684
		£1.3836	11,114
		£1.3838	7,019
		£1.3832	2,605
		£1.3848	2,883
		£1.3846	3,564
		£1.385	18
d)	Aggregated information - Aggregated volume - Price	Not applicable 250,000 £1.3847
e)	Date of the transaction	2020-03-04
f)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Janet Ashley
2	Reason for the notification
a)	Position/status	Person Closely Associated to Mike Ashley, Non-Executive Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658
b)	Nature of the transaction	Acquisition of Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£1.3629	36,685
d)	Aggregated information - Aggregated volume - Price	Not applicable
e)	Date of the transaction	2020-03-05
f)	Place of the transaction	London Stock Exchange

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Compton
2	Reason for the notification
a)	Position/status	President of Barclays Bank PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares in Barclays PLC with a nominal value of 25p each ("Shares") GB0031348658
b)	Nature of the transaction	Disposal of Shares by Barclays Wealth Nominees Limited on behalf of the individual named above.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.2139	155,931
		£1.2171	241,998
d)	Aggregated information - Aggregated volume - Price	397,929 1.2155
e)	Date of the transaction	2020-03-09
f)	Place of the transaction	London Stock Exchange (XLON)

Investor Relations	Media Relations
Chris Manners	Tom Hoskin
+ 44 (0) 20 7773 2136	+44 (0)20 7116 4755

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Susan Breedon
2	Reason for the notification
a)	Position/status	Person Closely Associated with Tim Breedon, Non-Executive Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658
b)	Nature of the transaction	Acquisition of Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.8604	20,000
		£0.8618	20,000
		£0.8607	15,000
d)	Aggregated information - Aggregated volume - Price	Not applicable 55,000 £0.8610
e)	Date of the transaction	2020-03-16
f)	Place of the transaction	London Stock Exchange

	BARCLAYS PLC
	(Registrant)

Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Fund Advisors

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock Holdco 4, LLC
BlackRock Holdco 6, LLC
BlackRock Delaware Holdings Inc.
BlackRock Institutional Trust Company, National Association

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock Holdco 3, LLC
BlackRock Cayman 1 LP
BlackRock Cayman West Bay Finco Limited
BlackRock Cayman West Bay IV Limited
BlackRock Group Limited
BlackRock Finance Europe Limited
BlackRock Advisors (UK) Limited

BlackRock, Inc.
BlackRock Holdco 2, Inc.
BlackRock Financial Management, Inc.
BlackRock International Holdings, Inc.
BR Jersey International Holdings L.P.
BlackRock (Singapore) Holdco Pte. Ltd.
BlackRock HK Holdco Limited
BlackRock Lux Finco S.a.r.l.
BlackRock Japan Holdings GK
BlackRock Japan Co., Ltd.

Namexv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BofAML Jersey Holdings Limited	N/A	N/A	N/A
BofAML EMEA Holdings 2 Limited	N/A	N/A	N/A
ML UK Capital Holdings Limited	N/A	N/A	N/A
Merrill Lynch International	N/A	N/A	N/A

Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
Merrill Lynch International, LLC	N/A	N/A	N/A
Merrill Lynch Group Holdings, I, L.L.C.	N/A	N/A	N/A
BofA Securities Europe SA	N/A	N/A	N/A

Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BAC North America Holding Company	N/A	N/A	N/A
Bank of America, National Association	N/A	N/A	N/A

Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BofA Securities, Inc.	N/A	N/A	N/A

Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BAC North America Holding Company	N/A	N/A	N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated	N/A	N/A	N/A
Managed Account Advisors LLC	N/A	N/A	N/A

Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BAC North America Holding Company	N/A	N/A	N/A
Merrill Lynch, Pierce, Fenner & Smith Incorporated	N/A	N/A	N/A

Bank of America Corporation	N/A	N/A	N/A
NB Holdings Corporation	N/A	N/A	N/A
BAC North America Holding Company	N/A	N/A	N/A
Bank of America, National Association	N/A	N/A	N/A
U.S. Trust Company of Delaware	N/A	N/A	N/A

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Crawford Gillies
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument Identification code	Ordinary shares in Barclays PLC with a nominal value of 25 pence each ('Shares') GB0031348658
b)	Nature of the transaction	Acquisition of Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s)
		£0.8287	60,000
d)	Aggregated information - Aggregated volume - Price	Not applicable
e)	Date of the transaction	2020-03-17
f)	Place of the transaction	London Stock Exchange

Place of completion	Los Angeles, CA, USA
Date of completion	23 March 2020