Barclays PLC 6-K, filed Jan 2, 2020
Barclays PLC (BCS)
6-K
2020-01-02
For: 2020-01-02
View Original
Added on
April 11, 2026
About this 6-K
Barclays PLC filed this 6-K on January 2, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
January
02, 2020
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
|
Exhibit
No. 1
|
Total
Voting Rights dated 02 December 2019
|
|
Exhibit
No. 2
|
Publication
of Final Terms dated 09 December 2019
|
|
Exhibit
No. 3
|
Directorate
Change dated 16 December 2019
|
|
Exhibit
No. 4
|
Director/PDMR
Shareholding dated 16 December 2019
|
|
Exhibit
No. 5
|
2019
Bank of England stress test result dated 16 December
2019
|
|
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
January 02, 2020
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
|
|
Exhibit
No. 1
2 December 2019
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 30 November 2019, Barclays PLC's
issued share capital consists of 17,314,412,078
Ordinary shares with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,314,412,078) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Lisa Bartrip
|
Tom
Hoskin
|
|
+44 (0) 20 7773 0708
|
+44 (0)
20 7116 4755
|
Exhibit
No. 2
Publication of Final Terms
The
following final terms (the "Final
Terms") are available for viewing:
Final Terms in relation to Barclays PLC's issue of EUR 750,000,000
0.750 per cent. Reset Notes due 2025 under the Barclays PLC
£60,000,000,000 Debt Issuance Programme.
Please
read the disclaimer below "Disclaimer - Intended Addressees" before
attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view
the full document, please paste the following URL into the address
bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/2566W_1-2019-12-9.pdf
A copy of the Final Terms has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at: www.morningstar.co.uk/uk/NSM
For further information, please contact:
Barclays
Treasury
1
Churchill Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following before
continuing: The
following applies to the Final Terms available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the Final
Terms. In accessing the Final Terms, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The
Final Terms referred to above must be read in conjunction with the
base prospectus dated 5 March 2019, and the supplemental base
prospectuses dated 26 April 2019, 2 August 2019, 13 September 2019
and 28 October 2019 which together constitute a base prospectus
(the "Prospectus") for the
purposes of Directive 2003/71/EC, as amended or superseded, and as
implemented by any relevant implementing measure in the relevant
Member State.
THE
FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE
FINAL TERMS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY
WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR
THE APPLICABLE LAWS OF OTHER JURISDICTIONS.
NOTHING
IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES
FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED
PURSUANT TO THE FINAL TERMS AND THE PROSPECTUS HAVE NOT BEEN, AND
WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES
LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY
NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE FINAL TERMS AND THE
PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE
TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS
NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF
REGULATION S UNDER THE SECURITIES ACT.
Please
note that the information contained in the Final Terms and the
Prospectus referred to above may be addressed to and/or targeted at
persons who are residents of particular countries (specified in the
Final Terms and/or the Prospectus) only and is not intended for use
and should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Final Terms and/or the
Prospectus is not addressed. Prior to relying on the information contained
in the Final Terms and/or the Prospectus you must ascertain from
the Final Terms and the Prospectus whether or not you are part of
the intended addressees of the information contained
therein.
Confirmation of your Representation: In
order to be eligible to view the Final Terms or make an investment
decision with respect to any Notes issued or to be issued pursuant
to the Final Terms, you must be a person other than a U.S. person
(within the meaning of Regulation S under the Securities Act). By
accessing the Final Terms, you shall be deemed to have represented
that you are not a U.S. person, and that you consent to delivery of
the Final Terms via electronic publication.
You are
reminded that the Final Terms has been made available to you on the
basis that you are a person into whose possession the Final Terms
may be lawfully delivered in accordance with the laws of the
jurisdiction in which you are located and you may not, nor are you
authorised to, deliver the Final Terms to any other
person.
The
Final Terms does not constitute, and may not be used in connection
with, an offer or solicitation in any place where offers or
solicitations are not permitted by law. If a jurisdiction requires
that the offering be made by a licensed broker or dealer and the
underwriters or any affiliate of the underwriters is a licensed
broker or dealer in that jurisdiction, the offering shall be deemed
to be made by the underwriters or such affiliate on behalf of the
issuer in such jurisdiction. Under no circumstances shall
the Final Terms constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale
of any Notes issued or to be issued pursuant to the Final
Terms, in any jurisdiction in which such offer, solicitation
or sale would be unlawful.
The
Final Terms has been made available to you in an electronic form.
You are reminded that documents transmitted via this medium may be
altered or changed during the process of electronic transmission
and consequently none of the issuer, its advisers nor any person
who controls any of them nor any director, officer, employee nor
agent of it or affiliate of any such person accepts any liability
or responsibility whatsoever in respect of any difference between
the Final Terms made available to you in electronic format and the
hard copy version available to you on request from the
issuer.
Your
right to access this service is conditional upon complying with the
above requirement.
Exhibit No. 3
16 December 2019
Barclays PLC
and
Barclays Bank PLC
Barclays Non-executive Director resignation
Barclays PLC and Barclays Bank PLC (Barclays) confirm that Matthew
Lester has informed the Company of his intention to step down from
his role as a Non-executive Director of Barclays PLC and Barclays
Bank PLC, and as a member of its Risk and Audit Committees, with
effect from 1 January 2020. Matthew's decision to step down from
Barclays follows his appointment as Chairman of Kier Group plc
effective 1 January 2020. The Board would like to thank Matthew for
his contribution to Barclays during his tenure.
- Ends -
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
James
Johnson
|
Tom
Hoskin
|
|
+44 (0)
20 7116 7233
|
+44 (0)
20 7116 4755
|
About Barclays
Barclays is a transatlantic consumer and wholesale bank offering
products and services across personal, corporate and investment
banking, credit cards and wealth management, with a strong presence
in our two home markets of the UK and the US.
With over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 83,500
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website www.barclays.com
Exhibit
No. 4
16 December 2019
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Jes Staley
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 7 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 65,625 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
158,475
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 58,973
Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
111,269
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over three or five years.
After the settlement of tax and social security, the individual
described above received 50,038 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
94,410
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
President of Barclays Bank PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 65,768 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
148,359
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alistair Currie
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Head of Corporate Banking
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 25,913
Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
48,891
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen Dainton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global Head of Markets
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 June 2019. The Shares are subject to a holding period
with restrictions lifting in equal tranches over three or five
years. After the settlement of tax and social security, the
individual described above received 64,211
Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.5038
per share
|
121,151
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen Dainton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global Head of Markets
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 30 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 97,395
Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
|
183,764
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 14,297 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
26,974
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Bob Hoyt
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group General Counsel
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 67,909 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
128,129
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Joseph McGrath
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global Head of Banking
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 92,983 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
182,212
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Laura Padovani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 32,167 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
60,692
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tristram Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group HR Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 51,825 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
97,782
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Ashok Vaswani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global Head of Consumer Banking and Payments
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share elementof the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 58,973 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
111,269
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Risk Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2019. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year). After the settlement of tax and social security, the
individual described above received 71,016 Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross number of Shares received
|
|
£1.8536
per share
|
144,988
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2019-12-13
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Adam
Strachan
|
Tom Hoskin
|
|
+1 212
526 8442
|
+44 (0)20 7116 4755
|
|
|
|
|
James
Johnson
|
|
|
+44
(0)20 7116 7233
|
|
Exhibit No. 5
16 December 2019
Barclays PLC
Barclays passes the 2019 Bank of England stress test
Barclays PLC ("Barclays") notes the publication today of stress
test outcomes for UK banks by the Bank of England ("BoE"). Under
the BoE's assessment, Barclays passed the stress test with a 8.9%
minimum stressed transitional Common Equity Tier 1 ("CET1") ratio
after taking account of strategic management actions including CRD
IV distribution restrictions. Barclays therefore comfortably
exceeded the stress test hurdle rate of 8.1%.
The minimum stressed transitional UK Tier 1 leverage ratio of 3.8%,
after taking account of strategic management actions including CRD
IV distribution restrictions, also exceeded the 2019 transitional
stress test hurdle rate of 3.6%.
As a result, Barclays' CET1 ratio target of c.13.5% is not
currently expected to change and its capital distribution
expectations are not impacted. The CET1 ratio continues to be the
binding capital constraint for Barclays.
The BoE assesses banks' performance on a transitional basis for
IFRS9 but, for transparency purposes, has also published the stress
test results on a hypothetical non-transitional basis. Under this
assessment, Barclays' minimum stressed non-transitional CET1 ratio
was 6.5% and UK Tier 1 leverage ratio was 3.0%, after taking
account of strategic management actions including CRD IV
distribution restrictions. The 2019 non-transitional hurdle
rates of 7.0% and 3.25%, respectively, are hypothetical and subject
to change in future years.
With regard to the non-transitional basis, Barclays welcomes the
comments made by the BoE in the Financial Stability Report
published today (link),
which discusses options for an enduring approach to the treatment
of IFRS9 in future stress tests and is consistent with the
principle stated previously that the interaction of IFRS9 and the
stress test should not result in an
unwarranted de
facto increase in capital
requirements. Barclays welcomes the opportunity to share its views
on these options with the BoE in 2020.
The BoE stress test results for UK banks can be found on the BoE
website at https://www.bankofengland.co.uk/stress-testing/2019/bank-of-england-stress-testing-results
- Ends -
For further information, please contact:
Investor Relations Media
Relations
Adam
Strachan
Tom Hoskin
+ 1 212 526
8442
+ 44 (0) 20 7116 6927
James Johnson
+ 44 (0) 207 116 7233
About Barclays
Barclays is a transatlantic consumer and wholesale bank offering
products and services across personal, corporate and investment
banking, credit cards and wealth management, with a strong presence
in our two home markets of the UK and the US.
With over 325 years of history and expertise in banking, Barclays
operates in over 40 countries and employs approximately 83,500
people. Barclays moves, lends, invests and protects money for
customers and clients worldwide.
For further information about Barclays, please visit our
website www.barclays.com
INFORMATION REGARDING FORWARD-LOOKING STATEMENTS
This announcement contains forward-looking statements within the
meaning of Section 21E of the US Securities Exchange Act of 1934,
as amended, and Section 27A of the US Securities Act of 1933, as
amended, with respect to the Barclays Group. These statements are
based on the current beliefs and expectations of Barclays'
management and are subject to significant risks and uncertainties.
Actual outcomes may differ materially from those expressed in the
forward-looking statements. Factors that could impact Barclays'
future financial condition and performance are identified in our
filings with the Securities and Exchange Commission ("SEC")
(including, without limitation, our Annual Report on Form 20-F for
the fiscal year ended 31 December 2018) which are available
on the SEC's website (www.sec.gov).
Subject to Barclays' obligations under the applicable laws and
regulations of any relevant jurisdiction (including, without
limitation, the UK and US) in relation to disclosure and ongoing
information, we undertake no obligation to update publicly or
revise any the forward-looking statements whether as a result of
new information, future events or otherwise.
No statement in this document is intended as a profit forecast and
no statement in this document should be interpreted to mean that
the earnings per share for the current or future years would
necessarily match or exceed the historical published earnings per
share.