Barclays PLC 6-K, filed Dec 3, 2020
Barclays PLC (BCS)
6-K
2020-12-03
For: 2020-12-03
View Original
Added on
April 11, 2026
About this 6-K
Barclays PLC filed this 6-K on December 3, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
December
01, 2020
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
FOR BATCHES:
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Exhibit
No. 1
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Total
Voting Rights dated 02 November 2020
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|
Exhibit
No. 2
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Publication
of Final Terms dated 03 November 2020
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Exhibit
No. 3
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Director/PDMR
Shareholding dated 10 November 2020
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Exhibit
No. 4
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Director/PDMR
Shareholding dated 12 November 2020
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Exhibit
No. 5
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Update
on Barclays' net zero ambition dated 30 November 2020
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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|
BARCLAYS
PLC
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(Registrant)
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Date:
December 01, 2020
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|
By: /s/
Garth Wright
--------------------------------
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Garth
Wright
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Assistant
Secretary
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Exhibit
No. 1
2 November 2020
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 31 October 2020, Barclays PLC's
issued share capital consists of 17,355,702,663 Ordinary shares
with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,355,702,663)
may be used by shareholders (and others with notification
obligations) as the denominator for the calculation by which they
will determine if they are required to notify their interest in, or
a change to their interest in, Barclays PLC under the FCA's
Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
|
Investor Relations
|
Media
Relations
|
|
Chris Manners
|
Tom Hoskin
|
|
+44 (0)20 7773 2136
|
+44 (0) 20 7116 4755
|
|
|
|
|
|
|
|
|
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Exhibit No. 2
Publication of Final Terms
The following final terms (the "Final Terms") is available for viewing:
Final Terms in relation to Barclays PLC's issue of
£400,000,000 1.700 per cent. Reset Notes due 2026 under the
Barclays PLC £60,000,000,000 Debt Issuance
Programme.
Please read the disclaimer below "Disclaimer - Intended
Addressees" before attempting
to access this service, as your right to do so is conditional upon
complying with the requirements set out below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1528E_1-2020-11-3.pdf
A copy of the Final Terms has been submitted to the National Storage Mechanism and will
shortly be available for inspection at: https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Final Terms available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the Final
Terms. In accessing the Final Terms, you agree to be bound by the
following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
The Final Terms referred to above must be read in conjunction with
the base prospectus dated 25 February 2020 and the supplemental
base prospectuses dated 30 April 2020, 30 July 2020 and 26 October
2020 which together constitute a base prospectus (the
"Base
Prospectus") for the purposes
of Regulation (EU) 2017/1129, as amended or
superseded.
THE FINAL TERMS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE FINAL TERMS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES
TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE FINAL TERMS IN WHOLE OR IN PART
IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A
VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE FINAL TERMS AND THE BASE PROSPECTUS HAVE NOT
BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE
SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER
JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE
FINAL TERMS AND THE BASE PROSPECTUS MAY NOT BE OFFERED, SOLD,
PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION
TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903
OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.
Please note that the information contained in the Final Terms and
the Base Prospectus referred to above may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Final Terms and/or the Base Prospectus) only and
is not intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Final Terms and/or the Base Prospectus is not
addressed. Prior to relying on the
information contained in the Final Terms and/or the Base Prospectus
you must ascertain from the Final Terms and the Base Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Confirmation of your Representation: In order to be eligible to view the Final Terms
or make an investment decision with respect to any Notes issued or
to be issued pursuant to the Final Terms, you must be a person
other than a U.S. person (within the meaning of Regulation S under
the Securities Act). By accessing the Final Terms, you shall be
deemed to have represented that you and any customers you represent
are not U.S. persons, and that you consent to delivery of the Final
Terms via electronic publication.
You are reminded that the Final Terms has been made
available to you on the basis that you are a person into whose
possession the Final Terms may be lawfully delivered in accordance
with the laws of the jurisdiction in which you are located and you
may not, nor are you authorised to, deliver the Final Terms to any
other person.
The Final Terms does not constitute, and may not be used
in connection with, an offer or solicitation in any place where
offers or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no
circumstances shall the Final Terms constitute an offer
to sell, or the solicitation of an offer to buy, nor shall there be
any sale of any Notes issued or to be issued pursuant to the
Final Terms, in any jurisdiction in which such offer,
solicitation or sale would be unlawful.
The Final Terms has been made available to you in an
electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Final Terms made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit
No. 3
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
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1
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Details of the person discharging managerial responsibilities /
person closely associated
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||
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a)
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Name
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Taalib Shaah
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2
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Reason for the notification
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a)
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Position/status
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Group Chief Risk Officer
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b)
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Initial notification /Amendment
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Initial notification
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3
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Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
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||
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a)
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Name
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Barclays PLC
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b)
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LEI
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213800LBQA1Y9L22JB70
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|
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4
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Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
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a)
|
Description of the financial instrument, type of
instrument
Identification code
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Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
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|
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b)
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Nature of the transaction
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The trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include
an allocation of Shares as matching shares.
|
|
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c)
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Price(s) and volume(s)
|
Price(s)
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Volume(s):
Number of Shares received
|
|
£1.104
per share
|
90
|
||
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d)
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Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
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e)
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Date of the transaction
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2020-11-09
|
|
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f)
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Place of the transaction
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London Stock Exchange (XLON)
|
|
For
further information please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Tom
Hoskin
|
|
+ 44
(0) 20 7773 2136
|
+44
(0)20 7116 4755
|
Exhibit No.
4
12 November 2020
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
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Mark Ashton-Rigby
|
|
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2
|
Reason for the notification
|
||
|
a)
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Position/status
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Group Chief Operating Officer
|
|
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b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Disposal of Shares by Barclays Wealth Nominees Limited on behalf of
the individual set out above.
|
|
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c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.36
|
221,358
|
||
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d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
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e)
|
Date of the transaction
|
2020-11-11
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom Hoskin
|
|
+ 44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
Exhibit No. 5
30 November 2020
Barclays PLC
Update on Barclays' net zero ambition
Barclays has today published an update on its strategy and targets
to help address the climate challenge.
Full details are available at home.barclays/netzero.
- ENDS -
For further information, please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Tom
Hoskin
|
|
+44
(0)20 7773 2136
|
+44
(0)20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group. For
further information about Barclays, please visit our
website home.barclays.