Barclays PLC 6-K, filed Apr 4, 2022
Barclays PLC (BCS)
6-K
2022-04-04
For: 2022-04-01
View Original
Added on
April 11, 2026
About this 6-K
Barclays PLC filed this 6-K on April 4, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
April
01, 2022
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
|
Exhibit
No. 1
|
Director/PDMR
Shareholding dated 01 March 2022
|
|
Exhibit
No. 2
|
Total
Voting Rights dated 01 March 2022
|
|
Exhibit
No. 3
|
Director
Declaration dated 07 March 2022
|
|
Exhibit
No. 4
|
Publication
of a Prospectus dated 07 March 2022
|
|
Exhibit
No. 5
|
Director/PDMR
Shareholding dated 09 March 2022
|
|
Exhibit
No. 6
|
Director/PDMR
Shareholding dated 14 March 2022
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
April 01, 2022
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
|
|
Exhibit
No. 1
Barclays PLC
NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING MANAGERIAL
RESPONSIBILITIES
The following notifications under article 19.1 of the Market Abuse
Regulation ('MAR') relate to transactions made on behalf of the
Chairman and Non-Executive Directors in Barclays PLC
shares.
This announcement is made in accordance with article 19.3 of
MAR.
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mike
Ashley
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
6,150
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tim
Breedon
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
6,067
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mohamed
El-Erian
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
5,764
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Dawn
Fitzpatrick
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
5,837
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mary
Francis
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
6,146
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Crawford
Gillies
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
6,013
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Brian
Gilvary
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
20,359
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Nigel
Higgins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chairman
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
17,330
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Diane
Schueneman
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
8,644
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Julia
Wilson
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Non-Executive
Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25 pence each
('Shares')
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Acquisition
of Shares for Non-Executive Directors. The purchase arises from the
policy of using part of the fee payable to each Director to
purchase shares in the Company, which, together with any reinvested
dividends, are retained for the Director until they leave the
Board.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
|
|
£1.894
|
4,895
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-02-25
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange
|
|
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Jonathan Tracey
|
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
Exhibit No. 2
1 March 2022
Barclays PLC
Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 28 February 2022, Barclays PLC's
issued share capital consists of 16,758,537,580 Ordinary
shares with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (16,758,537,580) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends
-
For further information, please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Jonathan
Tracey
|
|
+44
(0)20 7773 2136
|
+44
(0)20 7116 4755
|
Exhibit No. 3
7 March 2022
Barclays PLC
Notification of directors' details
Following the announcement by Legal & General Group Plc
("L&G") today, and in accordance with Listing Rule 9.6.14(2),
Barclays PLC (the "Company") confirms that Tushar Morzaria, Group
Finance Director and Executive Director of the Company, has been
appointed to the Board of L&G as an independent
Non-Executive Director with effect from 27 May 2022. He will also
become Chair of L&G's Group Audit Committee upon appointment,
and will join L&G's Group Risk Committee, Group Remuneration
Committee, and Group Nominations and Corporate Governance
Committee. Tushar will take up this appointment with L&G
following his retirement as Group Finance Director and as an
Executive Director of the Company with effect from 22 April 2022,
as previously announced by the Company on 23 February
2022.
-Ends-
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris Manners
|
Jonathan Tracey
|
|
+44 (0) 20 7773 2136
|
+44 (0) 20 7116 4755
|
About Barclays
Barclays is a British universal bank. We are diversified by
business, by different types of customer and client, and
geography. Our businesses include consumer banking and
payments operations around the world, as well as a top-tier, full
service, global corporate and investment bank, all of which are
supported by our service company which provides technology,
operations and functional services across the Group. For
further information about Barclays, please visit our
website home.barclays
Exhibit No. 4
Publication of Base Prospectus
The following base prospectus ("Prospectus") has been approved by the Financial Conduct
Authority and the International Securities Market and is available
for viewing:
Base Prospectus dated 7 March 2022 for the Barclays PLC
£60,000,000,000 Debt Issuance Programme.
Please read the disclaimer below "Disclaimer - Intended Addressees"
before attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/9117D_1-2022-3-7.pdf
A copy of the above document has been submitted to the National
Storage Mechanism and will shortly be available for inspection
at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please contact:
Barclays Treasury
1 Churchill Place
Canary Wharf
London E14 5HP
DISCLAIMER - INTENDED ADDRESSEES
IMPORTANT: You must read the following
before continuing: The
following applies to the Prospectus available by clicking on the
link above, and you are therefore advised to read this carefully
before reading, accessing or making any other use of the
Prospectus. In accessing the Prospectus, you agree to be bound by
the following terms and conditions, including any modifications to
them, any time you receive any information from us as a result of
such access.
THE PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO
PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT") OR WITHIN THE UNITED
STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A
UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION
OF THE PROSPECTUS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO
COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES
ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF
SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE,
REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY
STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED
OR TO BE ISSUED PURSUANT TO THE PROSPECTUS MAY NOT BE OFFERED,
SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE
WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY
BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A
"QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN
OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN
ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE
SECURITIES ACT.
Please note that the information contained in the Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information
contained in the Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Confirmation of your Representation: In order to be eligible to view the
Prospectus or make an investment decision with respect to any Notes
issued or to be issued pursuant to the Prospectus, you must be (i)
a person other than a U.S. person (within the meaning of Regulation
S under the Securities Act); or (ii) a QIB that is acquiring the
securities for its own account or for the account of another QIB.
By accessing the Prospectus, you shall be deemed to have
represented that you and any customers you represent are not U.S.
persons (as defined in Regulation S to the Securities Act) or that
you are a QIB, and that you consent to delivery of the Prospectus
and any supplements thereto via electronic
publication.
You are reminded that the Prospectus has been made available to you
on the basis that you are a person into whose possession the
Prospectus may be lawfully delivered in accordance with the laws of
the jurisdiction in which you are located and you may not, nor are
you authorised to, deliver the Prospectus to any other
person.
The Prospectus does not constitute, and may not be used in
connection with, an offer or solicitation in any place where offers
or solicitations are not permitted by law. If a jurisdiction
requires that the offering be made by a licensed broker or dealer
and the underwriters or any affiliate of the underwriters is a
licensed broker or dealer in that jurisdiction, the offering shall
be deemed to be made by the underwriters or such affiliate on
behalf of the issuer in such jurisdiction. Under no circumstances
shall the Prospectus constitute an offer to sell, or the
solicitation of an offer to buy, nor shall there be any sale of any
Notes issued or to be issued pursuant to the Prospectus, in any
jurisdiction in which such offer, solicitation or sale would be
unlawful.
The Prospectus has been made available to you in an electronic
form. You are reminded that documents transmitted via this medium
may be altered or changed during the process of electronic
transmission and consequently none of the issuer, its advisers nor
any person who controls any of them nor any director, officer,
employee nor agent of it or affiliate of any such person accepts
any liability or responsibility whatsoever in respect of any
difference between the Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.
Exhibit No. 5
9 March 2022
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Anna
Cross
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Deputy
Group Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above. The Shares acquired include
an allocation of Shares as matching shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.7176
per share
|
58
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-07
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
For further information please contact:
|
Investor
Relations
|
Media Relations
|
|
Chris
Manners
|
Jonathan
Tracey
|
|
+
44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
Exhibit No. 6
14 March 2022
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays PLC (the "Company") announces certain transactions by
persons discharging managerial responsibility ("PDMRs") in ordinary
shares of the Company with a nominal value of 25 pence each
("Shares").
1.
On 10 March 2022 the Company was notified of the grant of
conditional awards to acquire Shares under:
a.
the Barclays Long Term Incentive Plan ("LTIP"); and
b.
the Barclays Group Share Value Plan ("SVP")
in respect of the deferred Share portion of PDMRs' variable
remuneration for 2021, with a grant date of 9 March 2022. These
awards are subject to continued employment over the deferral period
and, in the case of the LTIP are based on performance in 2021 and
are subject to the satisfaction of performance conditions over the
3 year performance period (2022 - 2024).
|
Director/ PDMR
|
SVP/DSVP (Shares)
|
LTIP (Shares)
|
Total gross
(shares)
|
Gross value at award (£)
|
Net value at award (£)
|
|
C.S. Venkatakrishnan
|
1,172,592
|
3,025,210
|
4,197,802
|
£5,444,167
|
n/a
|
|
Tushar Morzaria
|
825,116
|
|
825,116
|
£1,067,000
|
n/a
|
|
Anna Cross
|
394,973
|
|
394,973
|
£550,000
|
n/a
|
|
Mark Ashton-Rigby
|
1,075,609
|
|
1,075,609
|
£1,420,600
|
n/a
|
|
Paul Compton
|
2,186,274
|
|
2,186,274
|
£2,887,500
|
n/a
|
|
Alistair Currie
|
360,051
|
|
360,051
|
£462,500
|
n/a
|
|
Matthew Hammerstein
|
384,525
|
|
384,525
|
£495,600
|
n/a
|
|
Laura Padovani
|
329,084
|
|
329,084
|
£420,600
|
n/a
|
|
Tristram Roberts
|
700,377
|
|
700,377
|
£922,250
|
n/a
|
|
Taalib Shaah
|
480,266
|
|
480,266
|
£625,000
|
n/a
|
|
Stephen Shapiro
|
215,439
|
|
215,439
|
£300,000
|
n/a
|
|
Sasha Wiggins
|
183,123
|
|
183,123
|
£255,000
|
n/a
|
|
Total
|
8,307,429
|
3,025,210
|
11,332,639
|
£14,850,217
|
n/a
|
In line with our standard approach, the number of Shares awarded is
based on the 10 a.m. Share price on the London Stock Exchange on 9
March 2022 of £1.609, discounted from the spot rate at grant
to reflect the absence of dividend equivalents during the deferral
period.
2.
On 10 March 2022 the trustee of the Barclays Group (PSP) Employees'
Benefit Trust ("Trustee") notified the Company that on 9 March 2022
it delivered Shares in respect of the delivery of the
non-deferred Share portion of PDMRs' variable remuneration for the
2021 performance year (the Share Incentive Award (Holding Period)
Shares ("SIA (HP)")). The Shares are subject to a 12 month holding
period during which they cannot be charged, pledged, transferred or
otherwise encumbered.
|
Director/ PDMR
|
Gross - SIA (HP) (Shares)
|
SIA (HP) (Shares) sold to cover tax and social security
liability
|
Net - SIA (HP) (Shares)
|
Gross value (£)
|
Net value (£)
|
|
C.S. Venkatakrishnan
|
124,300
|
61,864
|
62,436
|
£200,000
|
£100,460
|
|
Tushar Morzaria
|
124,300
|
64,635
|
59,665
|
£200,000
|
£96,000
|
|
Anna Cross
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Mark Ashton-Rigby
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Paul Compton
|
124,300
|
67,557
|
56,743
|
£200,000
|
£91,300
|
|
Alistair Currie
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Matthew Hammerstein
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Laura Padovani
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Tristram Roberts
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Taalib Shaah
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Stephen Shapiro
|
124,300
|
58,421
|
65,879
|
£200,000
|
£106,000
|
|
Sasha Wiggins
|
105,655
|
49,657
|
55,998
|
£170,000
|
£90,101
|
|
Total
|
1,472,955
|
711,081
|
761,874
|
£2,370,000
|
£1,225,861
|
The
number of Shares delivered is based on the 10 a.m. Share price
on the London Stock Exchange on 9 March 2022 of
£1.609.
3.
On 10 March 2022 the Trustee notified the Company that on 9 March
2022 it delivered Shares in respect of the quarterly payment
of the Share element of PDMRs' fixed remuneration for the three
month period to 31 March 2022. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
Director/ PDMR
|
Gross - Fixed Pay (Shares)
|
Shares sold to cover income tax and social security
liability
|
Net - Fixed Pay (Shares)
|
Gross value (£)
|
Net value (£)
|
|
C.S. Venkatakrishnan
|
211,829
|
110,362
|
101,467
|
£340,833
|
£163,261
|
|
Tushar Morzaria
|
134,011
|
69,685
|
64,326
|
£215,625
|
£103,501
|
|
Mark Ashton-Rigby
|
123,617
|
58,099
|
65,518
|
£198,900
|
£105,419
|
|
Paul Compton
|
236,264
|
128,409
|
107,855
|
£380,150
|
£173,539
|
|
Alistair Currie
|
77,688
|
36,513
|
41,175
|
£125,000
|
£66,251
|
|
Matthew Hammerstein
|
53,697
|
25,237
|
28,460
|
£86,400
|
£45,793
|
|
Laura Padovani
|
75,839
|
35,644
|
40,195
|
£122,025
|
£64,674
|
|
Tristram Roberts
|
120,766
|
56,760
|
64,006
|
£194,313
|
£102,986
|
|
Taalib Shaah
|
108,763
|
51,118
|
57,645
|
£175,000
|
£92,751
|
|
Stephen Shapiro
|
54,381
|
25,559
|
28,822
|
£87,500
|
£46,375
|
|
Sasha Wiggins
|
34,959
|
16,430
|
18,529
|
£56,250
|
£29,814
|
|
Total
|
1,231,814
|
613,816
|
617,998
|
£1,981,996
|
£994,364
|
The
number of Shares delivered is based on the 10 a.m. Share price
on the London Stock Exchange on 9 March 2022 of
£1.609.
4.
On 10 March 2022 the Trustee notified the Company that on 9 March
2022 it delivered Shares in respect of the release of Share awards
granted in prior years under:
a.
the LTIP, including the second portion of the 2018 LTIP and the
first portion of the 2019 LTIP;
b.
the SVP; and
c.
the DSVP.
|
Director/ PDMR
|
SVP (Shares)
|
LTIP (Shares)
|
Total gross (Shares)
|
Shares sold to cover income tax and social security
liability
|
Total net (Shares)
|
Gross value (£)
|
Net value (£)
|
|
C.S. Venkatakrishnan
|
470,077
|
|
470,077
|
236,638
|
233,439
|
£756,354
|
£375,604
|
|
Tushar Morzaria
|
466,423
|
256,182
|
722,605
|
375,754
|
346,851
|
£1,162,672
|
£558,082
|
|
Anna Cross
|
115,633
|
|
115,633
|
54,347
|
61,286
|
£186,054
|
£98,610
|
|
Mark Ashton-Rigby
|
648,915
|
|
648,915
|
304,989
|
343,926
|
£1,044,105
|
£553,377
|
|
Paul Compton
|
1,210,331
|
|
1,210,331
|
657,814
|
552,517
|
£1,947,423
|
£889,000
|
|
Alistair Currie
|
94,468
|
|
94,468
|
44,399
|
50,069
|
£152,000
|
£80,562
|
|
Matthew Hammerstein
|
102,397
|
|
102,397
|
48,126
|
54,271
|
£164,757
|
£87,323
|
|
Laura Padovani
|
57,891
|
|
57,891
|
27,208
|
30,683
|
£93,147
|
£49,369
|
|
Tristram Roberts
|
287,546
|
|
287,546
|
135,146
|
152,400
|
£462,662
|
£245,212
|
|
Taalib Shaah
|
101,015
|
|
101,015
|
47,476
|
53,539
|
£162,534
|
£86,145
|
|
Stephen Shapiro
|
67,365
|
|
67,365
|
31,661
|
35,704
|
£108,391
|
£57,448
|
|
Sasha Wiggins
|
81,727
|
|
81,727
|
38,411
|
43,316
|
£131,499
|
£69,696
|
|
Total
|
3,703,788
|
256,182
|
3,959,970
|
2,001,969
|
1,958,001
|
£6,371,598
|
£3,150,430
|
The
number of Shares delivered is based on the 10 a.m. Share price
on the London Stock Exchange on 9 March 2022 of
£1.609.
5.
On 14 March 2022, the Company was notified of a sale of
shares by Mark Ashton-Rigby, a PDMR.
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
1.a. Barclays Long Term Incentive Plan
("LTIP")
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Long Term Incentive Plan (the
"Award"). Shares under the Award typically vest in five tranches
over seven years, subject to performance conditions being
met.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
3,025,210
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
1.b. Barclays Group Share Value Plan ("SVP")
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
1,172,592
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
825,116
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Anna
Cross
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Deputy
Group Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vests in five tranches
over five years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
394,973
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
1,075,609
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul
Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of the Corporate and Investment Bank and President of
BBPLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
2,186,274
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alistair
Currie
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of Consumer Banking & Payments
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
360,051
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew
Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
384,525
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Laura
Padovani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
329,084
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tristram
Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
HR Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
700,377
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Taalib
Shaah
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in seven tranches
over seven years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
480,266
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen
Shapiro
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
215,439
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha
Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
Company granted the individual described above a conditional award
to acquire Shares under the Barclays Share Value Plan (the
"Award"). Shares under the Award typically vest in five tranches
over five years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.609
per Share
|
183,123
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
2. Share Incentive Award (Holding Period) Shares ("SIA
(HP)"))
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4 .1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4 .2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
61,864
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
64,635
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Anna
Cross
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Deputy
Group Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4 .1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4 .2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number
of Shares sold
|
|
£1.609 per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul
Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of the Corporate and Investment Bank and President of
BBPLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
67,557
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alistair
Currie
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of Consumer Banking & Payments
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew
Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Laura
Padovani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
|
|
||
|
a)
|
Name
|
Tristram
Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
HR Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Taalib
Shaah
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen
Shapiro
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
124,300
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,421
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha
Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of Share Incentive (Holding Period)
Shares. The Shares are subject to a 12 month holding period during
which they cannot be charged, pledged or otherwise
encumbered.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
105,655
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Share Incentive (Holding Period) Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
49,657
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
3. Shares in respect of the quarterly payment of
the Share element of PDMRs' fixed remuneration
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
211,829
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
110,362
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
134,011
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
69,685
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five
years.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
123,617
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
58,099
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul
Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of the Corporate and Investment Bank and President of
BBPLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
236,264
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
128,409
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alistair
Currie
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of Consumer Banking & Payments
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y92JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
77,688
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
36,513
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew
Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
53,697
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
25,237
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Laura
Padovani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
75,839
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
35,644
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tristram
Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
HR Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
120,766
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
56,760
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Taalib
Shaah
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17 November 2020. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2022. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
108,763
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
51,118
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen
Shapiro
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 March 2022. The Shares are subject to a holding period
with restrictions lifting in equal tranches over five years (20%
each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
54,381
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
25,559
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha
Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
March 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
34,959
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
16,430
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.a. LTIP
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Long Term Incentive Plan
("LTIP") as follows:
(i)
delivery of Shares relating to the second portion of the 2018 LTIP;
and
(ii)
delivery of Shares relating to the first portion of the 2019 LTIP,
such Shares being subject to a holding period with restrictions
lifting after twelve months.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
256,182
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the LTIP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
133,215
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.b. SVP
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Share Value Plan ("SVP").
The Shares are subject to a holding period with restrictions
lifting after six months or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
466,423
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the SVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
242,539
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
4.c. DSVP
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
470,077
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
236,638
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Anna
Cross
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Deputy
Group Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
115,633
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
54,347
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
648,915
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
304,989
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul
Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of the Corporate and Investment Bank and President of
BBPLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
1,210,331
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
657,814
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||||
|
a)
|
Name
|
Alistair
Currie
|
||||
|
2
|
Reason for the notification
|
|||||
|
a)
|
Position/status
|
Global
Head of Consumer Banking & Payments
|
||||
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
||||
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||
|
a)
|
Name
|
Barclays
PLC
|
||||
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
||||
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
||||
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
||||
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|||
|
£1.609
per Share
|
94,468
|
|||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
||||
|
e)
|
Date of the transaction
|
2022-03-09
|
||||
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
||||
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
||||
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
||||
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|||
|
£1.609
per Share
|
44,399
|
|||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
||||
|
e)
|
Date of the transaction
|
2022-03-09
|
||||
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
||||
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew
Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
102,397
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
48,126
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||||||
|
a)
|
Name
|
Laura
Padovani
|
|||||
|
2
|
Reason for the notification
|
||||||
|
a)
|
Position/status
|
Group
Chief Compliance Officer
|
|||||
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|||||
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||
|
a)
|
Name
|
Barclays
PLC
|
|||||
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|||||
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||||||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|||||
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
|||||
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
||||
|
£1.609
per Share
|
57,891
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|||||
|
e)
|
Date of the transaction
|
2022-03-09
|
|||||
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|||||
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|
|||||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
||||
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
||||
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
|||
|
£1.609
per Share
|
27,208
|
||||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
||||
|
e)
|
Date of the transaction
|
2022-03-09
|
|
||||
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
||||
|
|
|
|
|
|
|
||
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tristram
Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
HR Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
287,546
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
135,146
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Taalib
Shaah
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
101,015
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
47,476
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen
Shapiro
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
67,365
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
31,661
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha
Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the Barclays Deferred Share Value Plan
("DSVP"). The Shares are subject to a holding period with
restrictions lifting after six months or twelve months as
applicable.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.609
per Share
|
81,727
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares under the DSVP.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.609
per Share
|
38,411
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-09
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
5. Sale of Shares
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Disposal
of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays' nominee service.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6768
per Share
|
177,952
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2022-03-14
|
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Jonathan Tracey
|
|
+44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|