Barclays PLC 6-K, filed Oct 1, 2020
Barclays PLC (BCS)
6-K
2020-10-01
For: 2020-10-01
View Original
Added on
April 11, 2026
About this 6-K
Barclays PLC filed this 6-K on October 1, 2020.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
October
01, 2020
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
FOR BATCHES:
|
Exhibit
No. 1
|
Total
Voting Rights dated 01 September 2020
|
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 04 September 2020
|
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 29 September 2020
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
October 01, 2020
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
|
|
Exhibit
No. 1
1 September 2020
Barclays PLC - Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 31 August 2020, Barclays PLC's
issued share capital consists of 17,350,846,612 Ordinary shares
with voting rights.
There are no Ordinary shares held in Treasury.
The above figure (17,350,846,612) may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends -
For further information, please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom
Hoskin
|
|
+44 (0)20 7773 2136
|
+44 (0)
20 7116 4755
|
|
|
|
|
|
|
|
|
|
Exhibit
No. 2
4 September
2020
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Grant
of options over Shares under the Barclays Group SAYE Share Option
Scheme
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£0.84
|
12,857
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
3
September 2020
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha
Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Grant
of options over Shares under the Barclays Group SAYE Share Option
Scheme
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£0.84
|
21,428
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
|
e)
|
Date of the transaction
|
3
September 2020
|
|
|
f)
|
Place of the transaction
|
Outside
a trading venue
|
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom Hoskin
|
|
+ 44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
Exhibit
No. 3
29 September 2020
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Shares in respect of the quarterly payment of the Share element of
PDMRs' fixed remuneration
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Jes Staley
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Executive Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered 103,309 Shares to the individual described above pursuant
to a trading plan entered into on 7 March 2019. The Shares
delivered are in respect of the quarterly payment of the Shares
element of his fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period,
with restrictions, such that they are released in equal tranches
over five years (20% each year). The number of Shares
delivered was derived after the settlement of tax and social
security, adjusted to reflect the Group Chief Executive's voluntary
contribution to the Barclays' Community Aid Package of
one-third of his Fixed Pay for a period of six months, such
contributions being made by way of reduction to the Shares element
of his Fixed Pay.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
103,309
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
56,034
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tushar Morzaria
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Finance Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered 72,536 Shares to the individual described above pursuant
to a trading plan entered into on 6 March 2019. The Shares
delivered are in respect of the quarterly payment of the Shares
element of his fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period,
with restrictions, such that they are released in equal tranches
over five years (20% each year). The number of Shares
delivered was derived after the settlement of tax and social
security, adjusted to reflect the Group Finance Director's
voluntary contribution to the Barclays' Community Aid Package
of one-third of his Fixed Pay for a period of six months, such
contributions being made by way of reduction to the Shares element
of his Fixed Pay.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
72,536
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
37,718
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Operating Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
184,638
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s);
Number of Shares sold
|
|
£0.948
per Share
|
86,779
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
President of Barclays Bank PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
290,145
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
156,881
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alistair Currie
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Head of Barclays Corporate Banking
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
95,616
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£0.948
per Share
|
44,939
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen Dainton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global Head of Markets
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 30 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
359,384
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
168,910
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO, Barclays Bank UK PLC
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
52,753
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
24,793
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Joseph McGrath
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global Head of Banking
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
372,772
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
182,546
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Laura Padovani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Compliance Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 21 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
GrossNumber of Shares received
|
|
£0.948
per Share
|
118,695
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£0.948
per Share
|
55,786
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tristram Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group HR Director
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
191,232
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£0.948
per Share
|
89,879
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen Shapiro
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group General Counsel and Company Secretary
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the two month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
57,149
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£0.948
per Share
|
26,860
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Ashok Vaswani
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO, Consumer Banking & Payments
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
217,609
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£0.948
per Share
|
102,276
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Chief Risk Officer
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
185,944
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares.
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£0.948
per Share
|
91,056
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group Head of Public Policy and Corporate
Responsibility
|
|
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
The trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 30
September 2020. The Shares are subject to a holding period, with
restrictions, such that they are released in equal tranches over
five years (20% each year).
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£0.948
per Share
|
52,753
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Shares
GB0031348658
|
|
|
b)
|
Nature of the transaction
|
Sale of Shares to cover income tax and social security liability
due on the delivery of Shares
|
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s)
: Number of Shares sold
|
|
£0.948
per Share
|
24,793
|
||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
|
e)
|
Date of the transaction
|
2020-09-28
|
|
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|
For further information please contact:
|
Investor Relations
|
Media Relations
|
|
Chris
Manners
|
Tom Hoskin
|
|
+ 44 (0) 20 7773 2136
|
+44 (0)20 7116 4755
|
|
|
|
|
|
|
|
|
|