Barclays PLC 6-K, filed Jan 6, 2023
Barclays PLC (BCS)
6-K
2023-01-06
For: 2023-01-06
View Original
Added on
April 11, 2026
About this 6-K
Barclays PLC filed this 6-K on January 6, 2023.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
January
6, 2023
Barclays PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes No
x
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b):
This
Report on Form 6-K is filed by Barclays PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
|
Exhibit
No. 1
|
Total
Voting Rights dated 1 December 2022
|
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 8 December 2022
|
|
Exhibit
No. 3
|
Director/PDMR
Shareholding dated 16 December 2022
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
|
BARCLAYS
PLC
|
|
|
(Registrant)
|
Date:
January 6, 2023
|
|
By: /s/
Garth Wright
--------------------------------
|
|
|
Garth
Wright
|
|
|
Assistant
Secretary
|
Exhibit
No. 1
1 December 2022
Barclays PLC
Total Voting Rights
In accordance with the Financial Conduct Authority's (FCA)
Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC
notifies the market that as of 30 November 2022, Barclays PLC's
issued share capital consists of 15,867,796,282 Ordinary shares
with voting rights.
There are no Ordinary shares held in Treasury.
The above figure 15,867,796,282 may be used by shareholders (and
others with notification obligations) as the denominator for the
calculation by which they will determine if they are required to
notify their interest in, or a change to their interest in,
Barclays PLC under the FCA's Disclosure Guidance and Transparency
Rules.
- Ends
-
For further information, please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Jon
Tracey
|
|
+44
(0)20 7773 2136
|
+44
(0)20 7116 4755
|
Exhibit
No. 2
8
December 2022
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew
Fitzwater
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Interim
Chief Compliance Officer
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group Share Incentive Plan notified
Barclays PLC that it acquired and now holds Shares on behalf of the
individual described above.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
|
£1.5827 per
Share
|
474
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-07
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
For
further information please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Jon
Tracey
|
|
+ 44
(0) 20 7773 2136
|
+44
(0)20 7116 4755
|
Exhibit
No. 3
16
December 2022
Notification and public disclosure of transactions by persons
discharging managerial responsibilities and persons closely
associated with them
Barclays
PLC (the "Company") announces certain transactions by persons
discharging managerial responsibility ("PDMRs") in ordinary shares
of the Company with a nominal value of 25 pence each
("Shares").
1.
On 14 December 2022 the Trustee notified the Company that, on
14 December 2022, it delivered Shares in respect of the
quarterly payment of the Share element of PDMRs' fixed remuneration
for the three month period to 31 December 2022. The Shares are
subject to a holding period with restrictions lifting in equal
tranches over five years (20% each year); and
2.
On 14 December 2022 , the Company was notified of a sale of shares
by a PDMR.
1. Shares in respect of the quarterly payment of
the Share element of PDMRs' fixed remuneration
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
C.S.
Venkatakrishnan
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Executive
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrumentIdentification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
215,811
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
112,438
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Anna
Cross
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Finance Director
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 24 May 2022. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
133,911
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
62,939
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 14 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
123,525
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
58,057
|
||
|
d)
|
Aggregated
information- Aggregated volume- Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Paul
Compton
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of the Corporate and Investment Bank and President of
BBPLC
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 20 March 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
236,088
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
128,314
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Alistair
Currie
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Global
Head of Consumer Banking & Payments
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y92JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
77,630
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
36,487
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Matthew
Hammerstein
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
CEO,
Barclays Bank UK PLC
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 28 August 2019. The Shares delivered
are in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
53,657
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
25,219
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Tristram
Roberts
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
HR Director
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 March 2019. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
120,676
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
56,718
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Taalib
Shaah
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 17 November 2020. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 December 2022. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
108,682
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
51,081
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Stephen
Shapiro
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
General Counsel and Company Secretary
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 27 August 2020. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 31 December 2022. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
54,341
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
25,541
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Sasha
Wiggins
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Head of Public Policy and Corporate Responsibility
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above pursuant to a
trading plan entered into on 6 June 2020. The Shares delivered are
in respect of the quarterly payment of the Share element of the
individual's fixed remuneration for the three month period to 31
December 2022. The Shares are subject to a holding period with
restrictions lifting in equal tranches over five years (20% each
year).
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Gross Number of Shares received
|
|
£1.6102
per Share
|
34,933
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
4.2
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Shares
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Sale of
Shares to cover income tax and social security liability due on the
delivery of Shares.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6102
per Share
|
16,419
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
2. Sale of Shares
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Taalib
Shaah
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Risk Officer
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Disposal
of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays nominee service.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6039 per Share
|
18,717
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
|
a)
|
Name
|
Mark
Ashton-Rigby
|
|
|
2
|
Reason for the notification
|
||
|
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
|
b)
|
Initial
notification /Amendment
|
Initial
notification
|
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
|
a)
|
Name
|
Barclays
PLC
|
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
|
4.1
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
|
a)
|
Description
of the financial instrument, type of instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
|
b)
|
Nature
of the transaction
|
Disposal
of Shares by Solium Capital UK Limited in its capacity as
administrator of the Barclays nominee service.
|
|
|
c)
|
Price(s)
and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares sold
|
|
£1.6037 per Share
|
33,188
|
||
|
d)
|
Aggregated
information
-
Aggregated volume
-
Price
|
Not
applicable
|
|
|
e)
|
Date of
the transaction
|
2022-12-14
|
|
|
f)
|
Place
of the transaction
|
London
Stock Exchange (XLON)
|
|
For
further information please contact:
|
Investor
Relations
|
Media
Relations
|
|
Chris
Manners
|
Jon
Tracey
|
|
+44 (0)
20 7773 2136
|
+44
(0)20 7116 4755
|