BDRY · Amplify Commodity Trust
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2020-09-28 | SIT INVESTMENT ASSOCIATES INC |
10% Owner |
Sell↓
Filing footnotes — ETF Managers Group Commodity Trust I - Sit Rising Rate ETF (Direct)
This is an exit transaction reporting. After the 9/28/2020 transaction, 0 shares are directly or indirectly held. |
ETF Managers Group Commodity Trust I - Sit Rising Rate ETF
|
61,200 |
| 2020-09-28 | SIT INVESTMENT ASSOCIATES INC |
10% Owner |
Sell↓
Filing footnotes — ETF Managers Group Commodity Trust I - Sit Rising Rate ETF (Indirect)
This is an exit transaction reporting. After the 9/28/2020 transaction, 0 shares are directly or indirectly held. Sit Fixed Income Advisors II, LLC is a subsidiary of Sit Investment Associates, Inc. ("Sit"). The securities held by Sit may be deemed to be beneficially owned by Roger J. Sit. Mr. Sit is Chairman, President, CEO, and Global Chief Investment Officer of Sit. Mr. Sit and members of his family are predominant owners, directly or through trusts, of Sit, representing more than 50 percent of the voting power of each entity. Each entity and Mr. Sit disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. |
ETF Managers Group Commodity Trust I - Sit Rising Rate ETF
(I)
|
60,000 |