8-K
Bakkt, Inc. (BKKT)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 7, 2022
Bakkt Holdings, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-39544 | 98-1550750 | |||
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| (State or other jurisdiction<br>of incorporation) | (Commission<br><br>File Number) | (IRS Employer<br><br>Identification No.) | 10000 Avalon Boulevard, Suite 1000,<br><br>Alpharetta, Georgia | 30009 | |
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| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (678) 534-5849
| Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): | ||
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| Securities registered pursuant to Section 12(b) of the Act: | ||
| Title of each class | Trading Symbol(s) | Name of each exchange<br><br>on which registered |
| Class A Common Stock, par value 0.0001 per share | BKKT | The New York Stock Exchange |
| Warrants to purchase Class A Common Stock | BKKT WS | The New York Stock Exchange |
All values are in US Dollars.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 7, 2022, Kristyn Cook informed Bakkt Holdings, Inc. (the “Company”), that she intended to resign from the Company’s Board of Directors due to a promotion in her current role at State Farm and time considerations, with the effective date of the resignation expected to be on or before December 31, 2022. Ms. Cook’s resignation was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Dated: November 10, 2022
| BAKKT HOLDINGS, INC. | ||
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| By: | /s/ Marc D'Annunzio | |
| Name: | Marc D’Annunzio | |
| Title: | General Counsel and Secretary |