BROOKFIELD Corp 6-K, filed Nov 10, 2022
BROOKFIELD Corp (BN)
About this 6-K
BROOKFIELD Corp filed this 6-K on November 10, 2022.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of November 2022
Commission file number 001-15160
BROOKFIELD ASSET MANAGEMENT INC.
(Exact name of Registrant as specified in its charter)
Suite 100, Brookfield Place,
181 Bay Street
Toronto, Ontario M5J 2T3
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☐ Form 40-F ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
The following documents, which is attached as exhibits hereto, are incorporated by reference herein:
| Exhibit |
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| 99.1 | Report on Voting Results | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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BROOKFIELD ASSET MANAGEMENT INC. | ||||
| Date: November 9, 2022 | By: | /s/ Kathy Sarpash | ||||
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Name: Kathy Sarpash | |||
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Title: Senior Vice President | |||
Exhibit 99.1
Brookfield Asset Management Inc.
REPORT ON VOTING RESULTS
Special Meeting of Shareholders
November 9, 2022
| National Instrument 51-102 – Section 11.3 (Canada) |
A special meeting (the “Meeting”) of shareholders of Brookfield Asset Management Inc. (the “Corporation”) was held on Wednesday, November 9, 2022 at 11:30 a.m. in a virtual meeting format via live audio webcast.
The following is a summary of the votes cast by holders of class A limited voting shares (“Corporation Class A Shares”), class B limited voting shares (“Corporation Class B Shares”), class A preference shares, series 8 (“Series 8 Shares”) and class A preference shares, series 9 (“Series 9 Shares” and, together with the Series 8 Shares, “Corporation Affected Preference Shares”) of the Corporation represented at the Meeting. Capitalized terms used herein but not otherwise defined have the meanings given to such terms in the management information circular of the Corporation dated September 30, 2022 (the “Circular”).
Arrangement Resolution
The Arrangement Resolution, as set out in the Circular as Appendix A, was approved by (i) not less than 66 2/3% of the votes cast at the Meeting by the holders of Corporation Affected Preference Shares and Corporation Class A Shares (voting together as a class), (ii) not less than 66 2/3% of the votes cast at the Meeting by the holder of Corporation Class B Shares, and (iii) not less than a majority of the votes cast at the Meeting by Minority Shareholders.
Management received the following proxies from the holders of Corporation Class A Shares and Corporation Affected Preference Shares and Corporation Class B Shares on the Arrangement Resolution:
| Class |
Outcome | Votes For | % | Votes Against | % | |||||||||||||||
| Corporation Class A Shares and Corporation Affected Preference Shares |
Carried | 1,203,607,959 | 99.82 | 2,221,327 | 0.18 | |||||||||||||||
| Corporation Class B Shares |
Carried | 85,120 | 100.0 | Nil | Nil | |||||||||||||||
| Minority Shareholders |
Carried | 1,050,140,024 | 99.79 | 2,221,327 | 0.21 | |||||||||||||||
Manager MSOP Resolution
The Manager MSOP Resolution, as set out in the Circular as Appendix I, was approved by the majority of the holders of Corporation Class A Shares and Corporation Class B Shares.
Management received the following proxies from the holders of Corporation Class A Shares and Corporation Class B Shares on the Manager MSOP Resolution:
| Class |
Outcome | Votes For | % | Votes Against | % | |||||||||||||||
| Corporation Class A Shares |
Carried | 1,167,566,614 | 96.98 | 36,365,400 | 3.02 | |||||||||||||||
| Corporation Class B Shares |
Carried | 85,120 | 100.0 | Nil | Nil | |||||||||||||||
Manager NQMSOP Resolution
The Manager NQMSOP Resolution, as set out in the Circular as Appendix J, was approved by the majority of the holders of Corporation Class A Shares and Corporation Class B Shares.
Management received the following proxies from the holders of Corporation Class A Shares and Corporation Class B Shares on the Manager NQMSOP Resolution:
| Class |
Outcome | Votes For | % | Votes Against | % | |||||||||||||||
| Corporation Class A Shares |
Carried | 876,626,351 | 72.81% | 327,305,661 | 27.19 | |||||||||||||||
| Corporation Class B Shares |
Carried | 85,120 | 100.0 | Nil | Nil | |||||||||||||||
Manager Escrowed Stock Plan Resolution
The Manager Escrowed Stock Plan Resolution, as set out in the Circular as Appendix K, was approved by the majority of the holders of Corporation Class A Shares and Corporation Class B Shares.
Management received the following proxies from the holders of Corporation Class A Shares and Corporation Class B Shares on the Manager Escrowed Stock Plan Resolution:
| Class |
Outcome | Votes For | % | Votes Against | % | |||||||||||||||
| Corporation Class A Shares |
Carried | 1,174,612,805 | 97.56 | 29,319,209 | 2.44 | |||||||||||||||
| Corporation Class B Shares |
Carried | 85,120 | 100.0 | Nil | Nil | |||||||||||||||
Other Business
There were no other matters coming before this meeting that required a vote by the holders of Corporation Class A Shares, Corporation Affected Preference Shares or Corporation Class B Shares.
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| BROOKFIELD ASSET MANAGEMENT INC. | ||
| /s/ Justin B. Beber | ||
| Justin B. Beber | ||
| Managing Partner, Head of Corporate Strategy & Chief Legal Officer | ||
Date: November 9, 2022
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