British American Tobacco p.l.c 6-K, filed Jan 8, 2021
British American Tobacco p.l.c. (BTI)
6-K
2021-01-08
For: 2021-01-08
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on January 8, 2021.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
January 8, 2021
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of January 8, 2021.
EXHIBIT INDEX
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Exhibit
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Description
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Exhibit 1
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Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated January 8, 2021.
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| Exhibit 2 |
Press Release entitled “Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated January 8, 2021. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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British American Tobacco p.l.c.
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By:
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/s/ Oliver Martin
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| Name: |
Oliver Martin |
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| Title: |
Assistant Secretary
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Date: January 8, 2021
Exhibit 1
British American Tobacco p.l.c.
(the "Company")
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company announces that it was notified on 7 January 2021, that Jack Bowles, a person discharging managerial responsibility (PDMR) in the Company entered a security arrangement as detailed below. The security
arrangement came into effect on 6 January 2021.
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
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a)
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Name
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Jack Bowles
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2
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Reason for the notification
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||||
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a)
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Position/status
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Chief Executive
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b)
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Initial notification /Amendment
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Initial notification
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|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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|||
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b)
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LEI
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213800FKA5MF17RJKT63
|
|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have
been conducted
|
||||
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a)
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Description of the financial instrument, type of instrument
Identification code
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Ordinary shares of 25p each
GB0002875804
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b)
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Nature of the transaction
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The pledge of 213,279 Ordinary Shares as security against a personal bank loan. The legal title of the shares is not affected by the security arrangement.
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c)
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Price(s) and volume(s)
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||||
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Price(s)
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Volume(s)
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||||
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£nil
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213,279
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||||
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d)
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Aggregated information
- Aggregated volume
- Price
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213,279
£nil
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|||
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e)
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Date of the transaction
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2021-01-06
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f)
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Place of the transaction
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Outside a trading venue
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Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 08 January 2021
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Exhibit 2
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
The Company has been notified by the trustee of the British American Tobacco Employee Share Ownership Plan that on 6 January 2021 the following Executive Director and other persons discharging managerial
responsibilities purchased ordinary shares of 25p each in British American Tobacco p.l.c. by way of the Partnership Share Scheme.
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1
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Details of the person discharging managerial responsibilities/person closely associated
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||||
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a)
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Name
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Tadeu Marroco
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2
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Reason for the notification
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||||
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a)
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Position/status
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Finance Director
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|||
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b)
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Initial notification /Amendment
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Initial notification
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|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
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||||
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a)
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Name
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British American Tobacco p.l.c.
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|||
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b)
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LEI
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213800FKA5MF17RJKT63
|
|||
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4
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Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
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Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
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|||
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b)
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Nature of the transaction
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Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
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|||
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c)
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Price(s) and volume(s)
|
||||
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Price(s)
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Volume(s)
|
||||
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£28.1185
|
5
|
||||
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d)
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Aggregated information
- Aggregated volume
- Price
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5
£28.1185
|
|||
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e)
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Date of the transaction
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2021-01-06
|
|||
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f)
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Place of the transaction
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London Stock Exchange (XLON)
|
|||
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1
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Details of the person discharging managerial responsibilities/person closely associated
|
||||
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a)
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Name
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Jerome Abelman
|
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2
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Reason for the notification
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||||
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a)
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Position/status
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Director, Legal & External Affairs and General Counsel
|
|||
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b)
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Initial notification /Amendment
|
Initial notification
|
|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
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a)
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Name
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British American Tobacco p.l.c.
|
|||
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b)
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LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
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Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
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c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.1185
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6
|
||||
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d)
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Aggregated information
- Aggregated volume
- Price
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6
£28.1185
|
|||
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e)
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Date of the transaction
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2021-01-06
|
|||
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f)
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Place of the transaction
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London Stock Exchange (XLON)
|
|||
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1
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Details of the person discharging managerial responsibilities/person closely associated
|
||||
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a)
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Name
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Marina Bellini
|
|||
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2
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Reason for the notification
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||||
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a)
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Position/status
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Director, Digital and Information
|
|||
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b)
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Initial notification /Amendment
|
Initial notification
|
|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
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a)
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Name
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British American Tobacco p.l.c.
|
|||
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b)
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LEI
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213800FKA5MF17RJKT63
|
|||
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4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
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b)
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Nature of the transaction
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Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
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c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
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£28.1185
|
5
|
||||
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d)
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Aggregated information
- Aggregated volume
- Price
|
5
£28.1185
|
|||
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e)
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Date of the transaction
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2021-01-06
|
|||
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f)
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Place of the transaction
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London Stock Exchange (XLON)
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|||
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1
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Details of the person discharging managerial responsibilities/person closely associated
|
||||
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a)
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Name
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Luciano Comin
|
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2
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Reason for the notification
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||||
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a)
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Position/status
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Regional Director, Americas and Sub-Saharan Africa
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|||
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b)
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Initial notification /Amendment
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Initial notification
|
|||
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3
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Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
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a)
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Name
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British American Tobacco p.l.c.
|
|||
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b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.1185
|
5
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
5
£28.1185
|
|||
|
e)
|
Date of the transaction
|
2021-01-06
|
|||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated
|
||||
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a)
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Name
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Johan Vandermeulen
|
|||
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2
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Reason for the notification
|
||||
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a)
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Position/status
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Regional Director, Europe and North Africa
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.1185
|
5
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
5
£28.1185
|
|||
|
e)
|
Date of the transaction
|
2021-01-06
|
|||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|||
|
1
|
Details of the person discharging managerial responsibilities/person closely associated
|
||||
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a)
|
Name
|
Paul Lageweg
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, New Categories
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions
have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Purchase of ordinary shares under the Partnership Share Scheme – a HMRC approved Share Incentive Plan
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.1185
|
5
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
5
£28.1185
|
|||
|
e)
|
Date of the transaction
|
2021-01-06
|
|||
|
f)
|
Place of the transaction
|
London Stock Exchange (XLON)
|
|||
|
Name of officer of issuer responsible for making notification: Oliver Martin
Date of notification: 8 January 2021
|