British American Tobacco p.l.c 6-K, filed Dec 11, 2023

British American Tobacco p.l.c. (BTI)

6-K 2023-12-11 For: 2023-12-11

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Added on April 08, 2026

About this 6-K

British American Tobacco p.l.c filed this 6-K on December 11, 2023.

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Exhibit		Description

Exhibit 1		Press Release entitled “British American Tobacco p.l.c. - Correction: Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them” dated December 11, 2023

Exhibit 2		Press Release entitled "British American Tobacco p.l.c. - TR-1: Notification of major holdings" dated December 11, 2023

British American Tobacco p.l.c.


By:	/s/ Claire Dhokia
	Name:	Claire Dhokia
	Title:	Deputy Company Secretary

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Holly Keller Koeppel
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification /Amendment	Amendment
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	British American Tobacco p.l.c.
b)	LEI	213800FKA5MF17RJKT63
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the terms of the Reynolds American Inc. Amended and Restated Deferred Compensation Plan.
	Identification code	N/A because the transaction relates to financial instruments linked to the issuer’s ADSs
b)	Nature of the transaction	Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
c)	Price(s) and volume(s)
			Price(s)	Volume(s)
			$Nil	577.48

d)	Aggregated information - Aggregated volume - Price	577.48 $Nil
e)	Date of the transaction	2023-05-08
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Holly Keller Koeppel
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification /Amendment	Amendment
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	British American Tobacco p.l.c.
b)	LEI	213800FKA5MF17RJKT63
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the terms of the Reynolds American Inc. Amended and Restated Deferred Compensation Plan.
	Identification code	N/A because the transaction relates to financial instruments linked to the issuer’s ADSs
b)	Nature of the transaction	Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
c)	Price(s) and volume(s)
			Price(s)	Volume(s)
			$Nil	670.27

d)	Aggregated information - Aggregated volume - Price	670.27 $Nil
e)	Date of the transaction	2023-08-23
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities/person closely associated
a)	Name	Holly Keller Koeppel
2	Reason for the notification
a)	Position/status	Non-Executive Director
b)	Initial notification /Amendment	Amendment
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	British American Tobacco p.l.c.
b)	LEI	213800FKA5MF17RJKT63
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Deferred Stock Units (“DSUs”) tracking the value of British American Tobacco p.l.c. American Depositary Shares (“ADSs”) in accordance with the terms of the Reynolds American Inc. Amended and Restated Deferred Compensation Plan.
	Identification code	N/A because the transaction relates to financial instruments linked to the issuer’s ADSs
b)	Nature of the transaction	Credit of additional DSUs by reference to the value of dividends declared on the ADSs underlying the DSUs.
c)	Price(s) and volume(s)
			Price(s)	Volume(s)
			$Nil	689.57

d)	Aggregated information - Aggregated volume - Price	689.57 $Nil
e)	Date of the transaction	2023-11-08
f)	Place of the transaction	Outside a trading venue

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedⁱⁱ:			British American Tobacco p.l.c.
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)ⁱⁱⁱ:
3. Details of person subject to the notification obligation^iv
Name			Spring Mountain Investments Ltd
City and country of registered office (if applicable)			Camana Bay, George Town, Cayman Islands
4. Full name of shareholder(s) (if different from 3)^v
Name			LBS Limited
City and country of registered office (if applicable)			George Town, Grand Cayman, Cayman Islands
Name			Seneca Investments Limited
City and country of registered office (if applicable)			George Town, Grand Cayman, Cayman Islands
Name			Clarendon Hills Ltd.
City and country of registered office (if applicable)			George Town, Grand Cayman, Cayman Islands
Name			Northfield Investments Limited
City and country of registered office (if applicable)			George Town, Grand Cayman, Cayman Islands
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached^vi:			07 Dec 2023
6. Date on which issuer notified (DD/MM/YYYY):			08 Dec 2023
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer^vii
Resulting situation on the date on which threshold was crossed or reached	10.030787%	0.00%		10.030787%	224,329,318
Position of previous notification (if applicable)	9.006076%	0.00%		9.006076%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached^viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)	Number of voting rights^ix		% of voting rights
	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)	Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)	Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0002875804 Common Stock	219,048,407	0	9.794653%	0.00%
US1104481072 Depository Receipt	5,280,911	0	0.236134%	0.00%
SUBTOTAL 8. A	224,329,318		10.030787%

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument	Expiration date^x	Exercise/Conversion Period^xi	Number of voting rights that may be acquired if the instrument is exercised/converted.	% of voting rights
N/A
		SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date^x	Exercise/Conversion Period ^xi	Physical or cash settlement^xii	Number of voting rights	% of voting rights
N/A
			SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer^xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity^xiv(please add additional rows as necessary)				X
Name^xv	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
Kenneth Bryan Dart		0.000000	0.000000	0.000000%
Kenneth Bryan Dart	Portfolio Services Ltd	0.000000	0.000000	0.000000%
Kenneth Bryan Dart	LBS Limited	0.000000	0.000000	0.000000%
Kenneth Bryan Dart	Northfield Investments Limited	0.000000	0.000000	0.000000%
Kenneth Bryan Dart	Seneca Investments Limited	0.000000	0.000000	0.000000%
Kenneth Bryan Dart	Spring Mountain Investments Ltd	7.731596	0.000000	7.731596%
Kenneth Bryan Dart	Clarendon Hills Ltd	0.000000	0.000000	0.000000%

10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A

Place of completion	Grand Cayman, Cayman Islands
Date of completion	8 Dec 2023