British American Tobacco p.l.c 6-K, filed Apr 3, 2023
British American Tobacco p.l.c. (BTI)
6-K
2023-04-03
For: 2023-04-03
View Original
Added on
April 08, 2026
About this 6-K
British American Tobacco p.l.c filed this 6-K on April 3, 2023.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
April 3, 2023
Commission File Number: 001-38159
BRITISH AMERICAN TOBACCO P.L.C.
(Translation of registrant’s name into English)
Globe House
4 Temple Place
London WC2R 2PG
United Kingdom
(Address of principal executive office)
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
This report includes materials as exhibits that have been published and made available by British American Tobacco p.l.c. as of April 3, 2023.
EXHIBIT INDEX
|
Exhibit
|
|
Description
|
| |
||
| Exhibit 2 | ||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
|
British American Tobacco p.l.c.
|
||||
|
|
By:
|
/s/ Claire Dhokia
|
||
| Name: |
Claire Dhokia |
|||
| Title: |
Deputy Company Secretary
|
|||
Date: April 3, 2023
Exhibit 1
British American Tobacco p.l.c. (the “Company”) – Voting Rights and Capital
In conformity with the Disclosure Guidance and Transparency Rules provision 5.6.1, we notify the market of the following:-
That, as at 31 March 2023, being the last day of trading for that month, the Company’s issued share capital consisted of 2,235,927,153 ordinary shares of 25p each
(“Shares”) with voting rights (the “Voting Rights Figure”).
As at 31 March 2023, the Company held 220,947,527 Shares in Treasury.
The Voting Rights Figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their voting
rights interest, or a change to that interest, in the Company under the FCA’s Disclosure Guidance and Transparency Rules.
Claire Dhokia
Deputy Company Secretary
Deputy Company Secretary
British American Tobacco p.l.c.
3 April 2023
Exhibit 2
British American Tobacco p.l.c.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
On 3 April 2023 the trustees of the British American Tobacco Employee Share Ownership Plan and the British American Tobacco International Employee Share Ownership Plan awarded the
following number of British American Tobacco p.l.c. 25p ordinary shares to the following Executive Directors and persons discharging managerial responsibilities under the 2023 Share Reward Scheme and 2023 International Share Reward Scheme.
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Jack Bowles
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Chief Executive
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Tadeu Marroco
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Finance Director
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Kingsley Wheaton
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Chief Growth Officer
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Luciano Comin
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, Combustibles
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Guy Meldrum
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
President and CEO, Reynolds American Inc.
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 International Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Paul Lageweg
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, New Categories
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Hae In Kim
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, Talent, Culture and Inclusion
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Jerome Abelman
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, Legal and External Affairs and General Counsel
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Michael Dijanosic
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Regional Director, Asia-Pacific, Middle East and Africa
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 International Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Zafar Khan
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, Operations
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Javed Iqbal
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, Digital and Information
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Johan Vandermeulen
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Chief Transformation Officer
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
James Murphy
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Director, Research and Science
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
1
|
Details of the person discharging managerial responsibilities / person closely associated
|
||||
|
a)
|
Name
|
Frederico Monteiro
|
|||
|
2
|
Reason for the notification
|
||||
|
a)
|
Position/status
|
Regional Director, Americas & Europe
|
|||
|
b)
|
Initial notification /Amendment
|
Initial notification
|
|||
|
3
|
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
|
||||
|
a)
|
Name
|
British American Tobacco p.l.c.
|
|||
|
b)
|
LEI
|
213800FKA5MF17RJKT63
|
|||
|
4
|
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and
(iv) each place where transactions have been conducted
|
||||
|
a)
|
Description of the financial instrument, type of instrument
Identification code
|
Ordinary shares of 25p each
GB0002875804
|
|||
|
b)
|
Nature of the transaction
|
Award of shares under the 2023 International Share Reward Scheme.
|
|||
|
c)
|
Price(s) and volume(s)
|
||||
|
Price(s)
|
Volume(s)
|
||||
|
£28.405
|
98
|
||||
|
d)
|
Aggregated information
- Aggregated volume
- Price
|
98
£2,783.69
|
|||
|
e)
|
Date of the transaction
|
2023-04-03
|
|||
|
f)
|
Place of the transaction
|
Outside a trading venue
|
|||
|
Name of officer of issuer responsible for making notification: Claire Dhokia
|
|
Date of notification: 3 April 2023
|