CAAA · First Trust AAA CMBS ETF

$20.23 -0.03 (-0.15%) At close · Aug 14

Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.

1M 3M 6M 1Y 5Y All

Fails to Deliver History

Settlement Date	Quantity	Price	Value
2026-07-13	630	$20.27	$12,770
2026-07-10	872	$20.28	$17,684
2026-07-09	1,830	$20.26	$37,076
2026-07-02	1,561	$20.32	$31,720
2026-07-01	8,050	$20.31	$163,496

Showing 1–5 of 5 settlements

Key facts CIK 1517936 CUSIP 33738D762 13F (30d) 7 filings 7 filers Visit website