Cemtrex Inc 8-K, filed Jan 27, 2021
Cemtrex Inc (CETX)
About this 8-K
Cemtrex Inc filed this 8-K on January 27, 2021, reporting on events of January 25, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
WASHINGTON,D.C. 20549
FORM8-K
CURRENTREPORT
PURSUANTTO SECTION 13 OR 15(d) OF
THESECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 25, 2021
CemtrexInc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-37464 | 30-0399914 |
|---|---|---|
| (State or other jurisdiction<br><br> <br>of incorporation) | (Commission<br><br> <br>File Number) | (I.R.S. Employer<br><br> <br>Identification No.) |
| 276<br> Greenpoint Ave Bld. 8 Suite 208<br><br> <br>Brooklyn,<br> NY | 11101 | |
| --- | --- | |
| (Address<br> of principal executive offices) | (Zip<br> Code) |
Registrant’s telephone number, including area code: (631) 756-9116
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol | Name of each exchange on which registered |
|---|---|---|
| Common<br> Stock | CETX | Nasdaq<br> Capital Market |
| Series<br> 1 Preferred Stock | CETXP | Nasdaq<br> Capital Market |
| Series<br> 1 Warrants | CETXW | Nasdaq<br> Capital Market |
CURRENTREPORT ON FORM 8-K
Cemtrex,Inc.
January27, 2021
Item5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangementsof Certain Officers
On January 25, 2021, Raju Panjwani resigned his role as a Board Member to retire and pursue other interests. There was no known disagreement with Mr. Panjwani on any matter relating to our operations, policies or practices.
The Company is currently looking to replace Mr. Panjwani’s seat on the Board and is currently looking at qualified persons to fill that role.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CEMTREX, INC. | |||
|---|---|---|---|
| Date: | January<br> 27, 2021 | By: | /s/ Saagar Govil |
| Saagar<br> Govil | |||
| Chairman,<br> President and Chief Executive Officer |