Carlyle Secured Lending, Inc 8-K, filed Jun 25, 2020
Carlyle Secured Lending, Inc. (CGBD)
About this 8-K
Carlyle Secured Lending, Inc filed this 8-K on June 25, 2020, reporting on events of June 22, 2020.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 22, 2020
TCG BDC, INC.
(Exact name of registrant as specified in charter)
| Maryland | No. 814-00995 | 80-0789789 | |
|---|---|---|---|
| (State or Other Jurisdiction<br>of Incorporation) | (Commission<br>File Number) | (I.R.S. Employer<br>Identification No.) | |
| 520 Madison Avenue, 40th Floor<br>New York, New York | 10022 | ||
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (212) 813-4900
| N/A |
|---|
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class: | Trading Symbol(s) | Name of each exchange on which registered: |
|---|---|---|
| Common stock, $0.01 per share | CGBD | The Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
| Emerging growth company | ☐ |
|---|---|
| If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | ☐ |
Item 5.07 – Submission of Matters to a Vote of Security Holders.
On June 22, 2020, TCG BDC, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). The following proposals were voted on at the Annual Meeting: (1) the election of Linda Pace as a director to serve for a three-year term and until her successor is duly elected and qualified at the Company’s 2023 Annual Meeting of Stockholders or until her earlier death, resignation or removal; and (2) the ratification of the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020.
As of April 28, 2020, the record date for the Annual Meeting, there were 56,307,951 shares of common stock outstanding and entitled to vote. 40,881,143 shares of common stock of the Company were present or represented at the meeting, constituting a quorum.
The final voting results for each of the proposals submitted to a vote of stockholders at the Annual Meeting are set forth below. Each proposal was approved by the requisite vote.
Proposal 1. The election of Linda Pace as a director to serve for a three-year term and until her successor is duly elected and qualified at the Company’s 2023 Annual Meeting of Stockholders or her earlier death, resignation or removal:
| Nominees | For | Withhold | Broker Non-Votes |
|---|---|---|---|
| 1a. Linda Pace | 17,783,748 | 1,189,919 | 21,907,476 |
Proposal 2. The ratification of the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020:
| For | Against | Abstain | Broker Non-Votes |
|---|---|---|---|
| 40,214,055 | 515,735 | 151,353 | 0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TCG BDC, INC. | ||
|---|---|---|
| (Registrant) | ||
| Dated: June 25, 2020 | By: | /s/ Erik Barrios |
| Name: Erik Barrios | ||
| Title: Secretary |