CLRO · Clearone Inc
Substantial doubt about the company's ability to continue as a going concern.
“These conditions, together with the mandatory redemption obligation for the Class A Redeemable Preferred Stock (triggered by the closing of the Asset Sale on October 24, 2025), raise substantial doubt about the Company’s ability to continue as a going concern within one year after the issuance date of these financial statements.”View the 10-Q filed May 15, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-02 | First Finance Ltd. |
10% Owner |
Buy↑
|
Common Stock
|
437,500 |
| 2026-03-02 | First Finance Ltd. |
10% Owner |
Buy↑
Filing footnotes — Common Stock Purchase Warrant (Direct)
On March 2, 2026, First Finance Ltd. entered into a Securities Purchase Agreement with Clear One Inc. (the "Issuer") pursuant to which First Finance Ltd. agreed to acquire, for a total purchase price of $1,750,000, (i) 437,500 shares of the Issuer's common stock and (ii) a warrant to purchase up to 437,500 shares of common stock. The transaction is expected to close on or around March 6, 2026. The warrants are exercisable six months from the closing date and will expire two years from the closing date. |
Common Stock Purchase Warrant
|
437,500 |
| 2025-11-24 | BAGLEY EDWARD D |
10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
On November 24, 2025, the reporting person sold 700,000 shares of common stock to an institutional investor affiliate of ClearOne, Inc. in a privately negotiated transaction. |
Common Stock
|
700,000 |
| 2025-06-20 | BOEHNKE ERIC |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-06-20 | Park Youngsun |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-02-26 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
2,000,000 |
| 2024-11-27 | Graham Derek |
Chief Executive Officer |
Award↑
|
Incentive Stock Option (Right to Buy)
|
60,000 |
| 2024-11-27 | Brewer Simon |
Chief Financial Officer |
Award↑
|
Incentive Stock Option (Right to Buy)
|
100,000 |
| 2024-04-17 | Brewer Simon |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-03-01 | Raghunathan Jayashree |
Interim CFO |
Other↑
|
No Securities Owned
|
0 |
| 2023-12-14 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.82 to $0.8249. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
9,541 |
| 2023-12-13 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
4,019 |
| 2023-12-12 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.80 to $0.81. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
11,582 |
| 2023-12-11 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
14,171 |
| 2023-12-06 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.78 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
10,476 |
| 2023-12-04 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.79 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
12,382 |
| 2023-11-29 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2023-11-22 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
1,700 |
| 2023-11-21 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
10,000 |
| 2023-11-20 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.76 to $0.7698. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
1,921 |
| 2023-11-17 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
2,574 |
| 2023-11-15 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.70 to $0.7199. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
16,948 |
| 2023-11-14 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.669 to $0.70. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
30,091 |
| 2023-11-13 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
60 |
| 2023-09-14 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.79 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
2,202 |
| 2023-09-13 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.77 to $0.784. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
10,014 |
| 2023-09-12 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
689 |
| 2023-09-07 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
5,000 |
| 2023-09-06 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.83 to $0.86. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
19,343 |
| 2023-09-05 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
374 |
| 2023-09-05 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.78 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
15,000 |
| 2023-08-29 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.82 to $0.83. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
171 |
| 2023-08-28 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
5,000 |
| 2023-08-23 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
2,387 |
| 2023-08-18 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.78 to $0.80. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
13,891 |
| 2023-08-17 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.7798 to $0.7975. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
13,585 |
| 2023-08-15 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.7689 to $0.78. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
43,252 |
| 2023-08-14 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
20,000 |
| 2023-06-15 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
2,729 |
| 2023-06-15 | Narayanan Narasimhan |
SR VP FINANCE |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
One-third of the options vest on 6-15-24 and the remaining two-thirds of the options vest thereafter in 24 equal monthly installments commencing on 07-15-24. |
Stock Option (Right to Buy)
|
20,000 |
| 2023-06-15 | Graham Derek |
Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
One-third of the options vest on 6-15-24 and the remaining two-thirds of the options vest thereafter in 24 equal monthly installments commencing on 07-15-24. |
Stock Option (Right to Buy)
|
30,000 |
| 2023-06-12 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
2,099 |
| 2023-06-09 | BAGLEY EDWARD D |
10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $0.90 to $0.99. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
Common Stock
|
90,000 |
| 2023-06-08 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
2,410 |
| 2023-06-08 | BAGLEY EDWARD D |
10% Owner |
Buy↑
|
Common Stock
|
30,000 |
| 2023-06-01 | Higley Lisa |
Director |
Buy↑
|
Common Stock
|
10,000 |
| 2023-05-24 | HENDRICKS LARRY |
Director |
Buy↑
|
Common Stock
|
3,000 |
| 2023-05-22 | HENDRICKS LARRY |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2023-05-22 | Graham Derek |
Chief Executive Officer |
Buy↑
|
Common Stock
|
1,320 |
| 2022-12-16 | Graham Derek |
Chief Executive Officer |
Sell↓
Filing footnotes — Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were bought in multiple transactions at prices ranging from $1.64 to $1.645, inclusive. The reporting person undertakes to provide to ClearOne, Inc., any security holder of ClearOne, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote to this Form 4. |
Common Stock
|
3,900 |