COCH · Envoy Medical, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“These matters raise substantial doubt about the Company's ability to continue as a going concern and although management has developed plans intended to support ongoing operations, such plans do not alleviate the substantial doubt.”View the 10-Q filed May 11, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-06-19 | Lucas Brent T. |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options to purchase 250,000 shares vest on 6/19/27, and 750,000 shares vest pro rata on the 19th of each month thereafter for 36 consecutive months. |
Stock Option (right to buy)
|
1,000,000 |
| 2026-06-19 | Lucas Brent T. |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Restricted Stock Units (Direct)
Each restricted stock unit represents a contingent right to receive one share of Envoy Medical, Inc. Class A Common Stock. All restricted stock units subject to the RSU Award Grant Notice dated June 19, 2026, will vest as of the date of the official notification by the U.S. Food and Drug Administration (FDA) that it has granted approval (including approval with conditions) for its Acclaim cochlear implant, provided that such announcement occurs during the performance period beginning June 19, 2026 and ending on June 18, 2030. |
Restricted Stock Units
|
1,000,000 |
| 2026-05-29 | Lucas Brent T. |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares were acquired under the Envoy Medical, Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Class A Common Stock
|
32,856 |
| 2026-04-15 | McKhann Chas |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Beginning on 5/15/2026, options to purchase Class A Common Stock will vest pro rata on the 15th of each month for 36 consecutive months. |
Stock Option (Right to Buy)
|
100,000 |
| 2026-04-15 | McKhann Chas |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-02-12 | BRYNELSEN CHARLES |
Director |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-1 Warrants expire on the earlier of (i) two years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has submitted a Premarket Approval Application to the Food and Drug Administration (FDA) for its Acclaim CI Device. |
Warrant (right to buy)
|
600,000 |
| 2026-02-12 | BRYNELSEN CHARLES |
Director |
Buy↑
|
Class A Common Stock
|
1,000,000 |
| 2026-02-12 | TAYLOR GLEN A |
10% Owner |
Buy↑
Filing footnotes — Warrant Shares (Series A-2) (Direct)
The Series A-1 Warrants and Series A-2 Warrants (the "Common Warrants") will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Common Warrants (the "Stockholder Approval Date"). The Series A-2 Warrants expire on the earlier of (i) the sixty-month anniversary of the Stockholder Approval Date and (ii) thirty days following the date the Company publicly announces that it has received U.S. Food and Drug Administration approval for its Acclaim cochlear implant (the "Series A-2 Milestone Event"). |
Warrant Shares (Series A-2)
|
18,750,000 |
| 2026-02-12 | Lucas Brent T. |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-2 Warrants expire on the earlier of (i) five years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has received FDA approval for its Acclaim CI Device. |
Warrant (right to buy)
|
62,500 |
| 2026-02-12 | Kantor Susan |
Director |
Buy↑
|
Class A Common Stock
|
96,150 |
| 2026-02-12 | TAYLOR GLEN A |
10% Owner |
Buy↑
|
Class A Common Stock
|
18,750,000 |
| 2026-02-12 | BRYNELSEN CHARLES |
Director |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-2 Warrants expire on the earlier of (i) five years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has received FDA approval for its Acclaim CI Device. |
Warrant (right to buy)
|
1,000,000 |
| 2026-02-12 | Patel Mona Chetan |
Director |
Buy↑
|
Class A Common Stock
|
312,500 |
| 2026-02-12 | Patel Mona Chetan |
Director |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-2 Warrants expire on the earlier of (i) five years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has received FDA approval for its Acclaim CI Device. |
Warrant (right to buy)
|
312,500 |
| 2026-02-12 | Kantor Susan |
Director |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-1 Warrants expire on the earlier of (i) two years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has submitted a Premarket Approval Application to the Food and Drug Administration (FDA) for its Acclaim CI Device. |
Warrant (right to buy)
|
57,690 |
| 2026-02-12 | Potashnick Robert |
Interim CFO |
Buy↑
|
Class A Common Stock
|
212,500 |
| 2026-02-12 | Potashnick Robert |
Interim CFO |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-2 Warrants expire on the earlier of (i) five years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has received FDA approval for its Acclaim CI Device. |
Warrant (right to buy)
|
212,500 |
| 2026-02-12 | Lucas Brent T. |
Director, Chief Executive Officer |
Buy↑
|
Class A Common Stock
|
62,500 |
| 2026-02-12 | Potashnick Robert |
Interim CFO |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-1 Warrants expire on the earlier of (i) two years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has submitted a Premarket Approval Application to the Food and Drug Administration (FDA) for its Acclaim CI Device. |
Warrant (right to buy)
|
127,500 |
| 2026-02-12 | Kantor Susan |
Director |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-2 Warrants expire on the earlier of (i) five years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has received FDA approval for its Acclaim CI Device. |
Warrant (right to buy)
|
96,150 |
| 2026-02-12 | Patel Mona Chetan |
Director |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-1 Warrants expire on the earlier of (i) two years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has submitted a Premarket Approval Application to the Food and Drug Administration (FDA) for its Acclaim CI Device. |
Warrant (right to buy)
|
187,500 |
| 2026-02-12 | Lucas Brent T. |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Warrant (right to buy) (Direct)
Exercisable upon shareholder approval of the issuance of shares of Class A Common Stock underlying the warrants. The Series A-1 Warrants expire on the earlier of (i) two years from the initial exercise date and (ii) 30 days after the date on which the Company announces that it has submitted a Premarket Approval Application to the Food and Drug Administration (FDA) for its Acclaim CI Device. |
Warrant (right to buy)
|
37,500 |
| 2026-02-12 | TAYLOR GLEN A |
10% Owner |
Buy↑
Filing footnotes — Warrant Shares (Series A-1) (Direct)
The Series A-1 Warrants and Series A-2 Warrants (the "Common Warrants") will be exercisable beginning on the effective date of stockholder approval of the issuance of the shares upon exercise of the Common Warrants (the "Stockholder Approval Date"). The Series A-1 Warrants expire on the earlier of (i) the twenty-four month anniversary of the Stockholder Approval Date and (ii) thirty days following the date the Company publicly announces that it has submitted a Premarket Approval Application (PMA) to the U.S. Food and Drug Administration for its Acclaim cochlear implant (the "Series A-1 Milestone Event"). |
Warrant Shares (Series A-1)
|
11,250,000 |
| 2026-02-05 | Potashnick Robert |
Interim CFO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options to purchase 3,750 shares vest on 2/5/2027, and 11,250 shares vest pro rata on the 5th of each month thereafter for 36 consecutive months. |
Stock Option (right to buy)
|
15,000 |
| 2026-02-05 | Lucas Brent T. |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Options to purchase 50,000 shares vest on 2/5/2027, and 150,000 shares vest pro rata on the 5th of each month thereafter for 36 consecutive months. |
Stock Option (right to buy)
|
200,000 |
| 2025-12-03 | Crowe Michael Curtis |
Director |
Award↑
|
Stock Option (right to buy)
|
25,000 |
| 2025-12-03 | Kantor Susan |
Director |
Award↑
|
Stock Option (right to buy)
|
62,500 |
| 2025-12-03 | Patel Mona Chetan |
Director |
Award↑
|
Stock Option (right to buy)
|
25,000 |
| 2025-12-03 | Smith-Gomez Janis |
Director |
Award↑
|
Stock Option (right to buy)
|
25,000 |
| 2025-12-03 | BRYNELSEN CHARLES |
Director |
Award↑
|
Stock Option (right to buy)
|
62,500 |
| 2025-11-28 | Lucas Brent T. |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares were acquired under the Envoy Medical, Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Class A Common Stock
|
18,105 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 8/27/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
500,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 7/22/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
250,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 8/27/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
500,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally purchased on 2/27/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
500,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 3/11/2025 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
750,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 12/11/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
500,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 5/23/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
250,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 6/26/2025 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
750,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 3/11/2025 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
750,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Other↓
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 6/26/2025 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
750,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 7/22/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
250,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 5/23/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
250,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally purchased on 2/27/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
500,000 |
| 2025-09-04 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
The two reported transactions involved an amendment of an outstanding warrant, resulting in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally granted on 12/11/2024 and is fully exercisable. Fully exercisable. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
500,000 |
| 2025-06-26 | TAYLOR GLEN A |
10% Owner |
Award↑
Filing footnotes — Warrant (right to buy) (Indirect)
In connection with the promissory note issuance effective March 6, 2025 and the closing of the final funding on June 26, 2025, this warrant was issued to GAT Funding, LLC, as described in more detail in Item 1.01 of the Issuer's 8-K as filed with the SEC on July 2, 2025. GAT Funding, LLC is an entity controlled by the Reporting Person. |
Warrant (right to buy)
(I)
|
750,000 |
| 2025-06-23 | Potashnick Robert |
Interim CFO |
Other↑
|
No Securities Owned
|
0 |
| 2025-06-11 | Patel Mona Chetan |
Director |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.4799 inclusive. The reporting person undertakes to provide Envoy Medical, Inc., any security holder of Envoy Medical, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
2,500 |
| 2025-06-06 | Patel Mona Chetan |
Director |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.4981 inclusive. The reporting person undertakes to provide Envoy Medical, Inc., any security holder of Envoy Medical, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Class A Common Stock
|
10,000 |
| 2025-05-30 | Lucas Brent T. |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
These shares were acquired under the Envoy Medical, Inc. Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
Class A Common Stock
|
7,742 |