CPAI · Counterpoint Quantitative Equity ETF
$53.59
+0.33 (+0.62%)
At close · Aug 14
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-12-15 | 2025-09-30 | N-1A | 811-22655 | Original | — | — |
| 2025-09-12 | 2025-06-30 | N-1A | 811-22655 | Original | — | — |
| 2025-06-13 | 2025-03-31 | N-1A | 811-22655 | Original | — | — |
| 2024-12-13 | 2024-09-30 | N-1A | 811-22655 | Original | — | — |
| 2024-09-13 | 2024-06-30 | N-1A | 811-22655 | Original | — | — |
| 2024-07-15 | 2024-04-30 | N-1A | 811-22655 | Original | — | — |
| 2024-06-14 | 2024-03-31 | N-1A | 811-22655 | Original | — | — |
| 2024-03-14 | 2023-12-31 | N-1A | 811-22655 | Original | — | — |
| 2023-12-14 | 2023-09-30 | N-1A | 811-22655 | Original | — | — |
| 2023-09-13 | 2023-06-30 | N-1A | 811-22655 | Original | — | — |
| 2023-06-13 | 2023-03-31 | N-1A | 811-22655 | Original | — | — |
| 2023-03-15 | 2022-12-31 | N-1A | 811-22655 | Original | — | — |
| 2022-12-14 | 2022-09-30 | N-1A | 811-22655 | Original | — | — |
| 2022-09-13 | 2022-06-30 | N-1A | 811-22655 | Original | — | — |
| 2022-06-14 | 2022-03-31 | N-1A | 811-22655 | Original | — | — |
| 2022-03-15 | 2021-12-31 | N-1A | 811-22655 | Original | — | — |
| 2021-12-13 | 2021-09-30 | N-1A | 811-22655 | Original | — | — |
| 2021-09-13 | 2021-06-30 | N-1A | 811-22655 | Original | — | — |
| 2021-06-14 | 2021-03-31 | N-1A | 811-22655 | Original | — | — |
| 2021-03-15 | 2020-12-31 | N-1A | 811-22655 | Original | — | — |
| 2020-12-14 | 2020-09-30 | N-1A | 811-22655 | Original | — | — |
| 2020-09-14 | 2020-06-30 | N-1A | 811-22655 | Original | — | — |
| 2020-06-15 | 2020-03-31 | N-1A | 811-22655 | Original | — | — |
| 2020-03-16 | 2019-12-31 | N-1A | 811-22655 | Original | — | — |
Showing 1–24 of 24 filings
Service providers (latest report, filed 2025-12-15)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | ABS Global Investments | — | — |
| Investment Adviser | Absolute Capital Management, LLC | — | — |
| Investment Adviser | Counterpoint Funds, LLC | — | — |
| Investment Adviser | Counterpoint Mutual Funds, LLC | — | — |
| Investment Adviser | Dakota Wealth, LLC. | — | — |
| Investment Adviser | Pinnacle Family Advisors, LLC | — | — |
| Investment Adviser | PlanRock Investments, LLC | — | — |
| Investment Adviser | RESQ Investment Partners, LLC | — | — |
| Investment Adviser | Stonebridge Capital Advisors, LLC | — | — |
| Sub-Adviser | First Associated Investment Advisors Inc | — | — |
| Custodian | Brown Brothers Harriman & CO. | — | — |
| Custodian | JP MORGAN | — | — |
| Custodian | MUFG Union Bank, N.A. | — | — |
| Custodian | The Northern Trust Company | — | — |
| Custodian | U.S. Bank N.A. | — | — |
| Custodian | U.S. Bank National Association | — | — |
| Custodian | U.S. BANK, N.A. | — | — |
| Custodian | US Bank | — | — |
| Transfer Agent | Brown Brothers Harriman & Co | US | — |
| Transfer Agent | Ultimus Fund Solutions, LLC | US | — |
| Administrator | Ultimus Fund Solutions, LLC | US | — |
| Pricing Service | ICE Data Services | — | — |
| Shareholder Servicing Agent | BROWN BROTHERS HARRIMAN & Co. | US | — |
| Shareholder Servicing Agent | Ultimus Fund Solutions, LLC | US | — |
| Principal Underwriter | Northern Lights Distributors, LLC | — | Yes |
| Independent Public Accountant | Cohen & Company | US | — |
| Independent Public Accountant | RSM US LLP | US | — |
Key facts
CIK
1537140
CUSIP
66538R540
13F (30d)
20 filings
20 filers