CRF · Cornerstone Total Return Fund Inc
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-09-10 | Morris Matthew |
Director |
Sell↓
|
Common Stock
|
1 |
| 2025-09-04 | Morris Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. |
Common Stock
|
35,000 |
| 2025-09-03 | Morris Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
The total shares in column (5) includes shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. |
Common Stock
|
18,272 |
| 2025-05-22 | BRADSHAW RALPH W |
Director, President |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to stockholders of record as of April 21, 2025 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The total shares in column (5) includes 36,229 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. |
Common Stock
|
2,594 |
| 2024-05-03 | Mollozzi Benjamin |
Chief Compliance Officer |
Other↑
|
No Securities Owned
|
0 |
| 2023-08-08 | Morris Matthew |
Director |
Sell↓
|
Common Stock
|
40,000 |
| 2022-06-28 | BRADSHAW RALPH W |
Director, President |
Convert↑
Filing footnotes — Common Stock (Indirect)
Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The total shares in column (5) includes 9,010 shares acquired through the Issuer's dividend reinvestment plan since the reporting person's previous Form 4 filing. |
Common Stock
(I)
|
2,000 |
| 2022-06-27 | Morris Matthew |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to stockholders of record as of April 18, 2022 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Common Stock
|
15,180 |
| 2022-03-02 | Lutes Brian James |
Treasurer |
Other↑
|
No Securities Owned
|
0 |
| 2021-09-17 | Morris Matthew |
Director |
Sell↓
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $12.65 to $12.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
13,000 |
| 2021-05-25 | WILCOX GLENN W SR |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Common Stock
|
2,097 |
| 2021-05-25 | BRADSHAW RALPH W |
Director, President |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Every three rights received by the holder entitled such holder to purchase one share of common stock and fully-subscribed holders were entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. The total shares in column (5) includes 12,922 shares acquired through the Issuer's dividend reinvestment plan. |
Common Stock
|
2,028 |
| 2021-05-24 | Morris Matthew |
Director |
Convert↑
Filing footnotes — Common Stock (Direct)
Non-transferable rights were issued to stockholders of record as of April 16, 2021 in connection with a rights offering by the Issuer at the rate of one right for each share of common stock owned. Record date stockholders were entitled to purchase one newly issued share of common stock of the Issuer for every three rights held. Fully subscribed stockholders were also entitled to oversubscribe for additional shares if available. Purchases made pursuant to the rights offering are reflected in this filing. |
Common Stock
|
13,034 |
| 2021-02-23 | WILCOX GLENN W SR |
Director |
Buy↑
|
Common Shares of Beneficial Ownership
|
2,674 |
| 2020-12-11 | WILCOX GLENN W SR |
Director |
Sell↓
|
Common Shares of Beneficial Ownership
|
241 |
| 2020-08-07 | Maresca Frank J. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2020-03-27 | Morris Matthew |
Director |
Buy↑
Filing footnotes — Common Stock (Direct)
This transaction was executed in multiple trades at prices ranging from $7.95 to $8.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
Common Stock
|
30,900 |
| 2020-02-11 | BRADSHAW RALPH W |
Director, President |
Buy↑
Filing footnotes — Common Stock (Direct)
The total shares in Item 5 includes 5,614 shares acquired through the Issuer's dividend reinvestment plan. |
Common Stock
|
1,000 |