CUE · Cue Biopharma, Inc.
Substantial doubt about the company's ability to continue as a going concern.
“Our recurring losses from operations raise substantial doubt regarding our ability to continue as a going concern. Company management has obtained and continues to pursue additional financing and cost-management initiatives to support future operations, however such funding may not be available on acceptable terms or at all.”View the 10-Q filed May 14, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-13 | Borie Dominique Christian |
See Remarks |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of restricted stock units ("RSUs"). The shares subject to the RSU vest in equal quarterly installments over four years from July 13, 2026, subject to the reporting person's continued service with the issuer through each vest date. |
Common Stock
|
31,500 |
| 2026-07-13 | Borie Dominique Christian |
See Remarks |
Other↑
|
No Securities Owned
|
0 |
| 2026-07-13 | Borie Dominique Christian |
See Remarks |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock option becomes exercisable in equal quarterly installments over four years from July 13, 2026, subject to the reporting person's continued service with the issuer through each vest date. |
Stock Option (Right to Buy)
|
63,000 |
| 2026-07-09 | Meehan Viola Mong |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. |
Common Stock
|
21,800 |
| 2026-07-09 | Camardo Daniel A. |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. |
Common Stock
|
21,800 |
| 2026-07-09 | Garzone Pamela |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. |
Common Stock
|
21,800 |
| 2026-07-09 | Meluzio Michael Vincent |
VP, Prin. Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents that grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest in equal quarterly installments over a period of forty-eight (48) months, measured from the date of grant, subject to the reporting person's continued service with the issuer through each vest date. |
Common Stock
|
40,942 |
| 2026-07-09 | Lin Shao-Lee |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. |
Common Stock
|
327,537 |
| 2026-07-09 | Ray Sumita |
Chief Legal and Admin Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. |
Common Stock
|
54,589 |
| 2026-07-09 | Sarraf Pasha |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of restricted stock units ("RSUs"). One-third of the shares subject to the RSUs vest on each of July 9, 2027, July 9, 2028, and July 9, 2029, subject to the reporting person's continued service with the issuer through each such vest date. Total holdings held after the transaction reflects a 1-for-30 reverse split of the issuer's stock effected on April 22, 2026. |
Common Stock
|
21,800 |
| 2026-07-09 | Lin Shao-Lee |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents that grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest in equal quarterly installments over a period of forty-eight (48) months, measured from the date of grant, subject to the reporting person's continued service with the issuer through each vest date. |
Common Stock
|
327,537 |
| 2026-07-09 | Meluzio Michael Vincent |
VP, Prin. Accounting Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents the grant of performance stock units ("PSUs"). The PSUs are subject to certain stock-price based vesting conditions with vesting comprised of three substantially equal tranches that are eligible to vest based the achievement of a closing price per share of $33.00, $38.50 and $44.00, in each case for a period of five consecutive trading days. If the stock price targets are not satisfied by the period ending 24 months from the date of grant, the PSUs shall automatically be forfeited and cancelled without consideration. |
Common Stock
|
40,942 |
| 2026-07-09 | Ray Sumita |
Chief Legal and Admin Officer |
Award↑
Filing footnotes — Common Stock (Direct)
Represents that grant of restricted stock units ("RSUs"). The shares subject to the RSUs vest in equal quarterly installments over a period of forty-eight (48) months, measured from the date of grant, subject to the reporting person's continued service with the issuer through each vest date. |
Common Stock
|
54,589 |
| 2026-06-01 | Lin Shao-Lee |
Director |
Buy↑
Filing footnotes — Common Stock Warrants (Right to Buy) (Indirect)
On April 30, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold pre-funded warrants and accompanying warrants to purchase shares of common stock in a private placement that closed on May 4, 2026. The purchase price for each pre-funded warrant and accompanying warrants to purchase one-half of one share of common stock was $11.00. The pre-funded warrants and accompanying warrants became exercisable on June 1, 2026, following approval by the Issuer's stockholders of the issuance of common stock upon exercise of the pre-funded warrants and accompanying warrants in accordance with applicable listing rules of the Nasdaq Stock Market, including Nasdaq Listing Rule 5636, at the Issuer's Special Meeting of Stockholders held on June 1, 2026. The securities are held by the Shao-Lee Lin Trust, DTD 3/13/2023. |
Common Stock Warrants (Right to Buy)
(I)
|
45,453 |
| 2026-06-01 | Lin Shao-Lee |
Director |
Buy↑
Filing footnotes — Pre-Funded Warrants (Right to Buy) (Indirect)
On April 30, 2026, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain accredited investors, including the Reporting Person. Pursuant to the terms of the Purchase Agreement, the Issuer issued and sold pre-funded warrants and accompanying warrants to purchase shares of common stock in a private placement that closed on May 4, 2026. The purchase price for each pre-funded warrant and accompanying warrants to purchase one-half of one share of common stock was $11.00. The pre-funded warrants and accompanying warrants became exercisable on June 1, 2026, following approval by the Issuer's stockholders of the issuance of common stock upon exercise of the pre-funded warrants and accompanying warrants in accordance with applicable listing rules of the Nasdaq Stock Market, including Nasdaq Listing Rule 5636, at the Issuer's Special Meeting of Stockholders held on June 1, 2026. The securities do not have an expiration date. The securities are held by the Shao-Lee Lin Trust, DTD 3/13/2023. |
Pre-Funded Warrants (Right to Buy)
(I)
|
90,906 |
| 2026-06-01 | Meluzio Michael Vincent |
VP, Prin. Accounting Officer |
Other↑
|
No Securities Owned
|
0 |
| 2026-05-30 | Meehan Viola Mong |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-05-30 | Camardo Daniel A. |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-05-30 | Meehan Viola Mong |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments. |
Stock Option (Right to Buy)
|
1,626 |
| 2026-05-30 | Camardo Daniel A. |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments. |
Stock Option (Right to Buy)
|
1,626 |
| 2026-05-03 | Lin Shao-Lee |
Director |
Award↑
|
Common Stock
|
327,537 |
| 2026-05-03 | Lin Shao-Lee |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in 48 equal monthly installments beginning on April 30, 2026. |
Stock Option (right to buy)
|
655,074 |
| 2026-04-30 | Lin Shao-Lee |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2026-04-09 | Baker Daniel G. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable over four years, with 25% vesting on the one year anniversary of the grant date and the remainder vesting in equal, semi-annual installments thereafter. |
Stock Option (right to buy)
|
100,000 |
| 2026-04-09 | Warren Lucinda |
CHIEF BUSINESS OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable over four years, with 25% vesting on the one year anniversary of the grant date and the remainder vesting in equal, semi-annual installments thereafter. |
Stock Option (right to buy)
|
250,000 |
| 2026-04-09 | Sandercock Colin |
SVP, GENERAL COUNSEL |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable over four years, with 25% vesting on the one year anniversary of the grant date and the remainder vesting in equal, semi-annual installments thereafter. |
Stock Option (right to buy)
|
200,000 |
| 2026-01-02 | Garzone Pamela |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
24,400 |
| 2026-01-02 | Kiener Peter A |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
24,400 |
| 2026-01-02 | Broadfoot Jill Marie |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
24,400 |
| 2026-01-02 | Sarraf Pasha |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
24,400 |
| 2026-01-02 | Morich Frank |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
24,400 |
| 2026-01-02 | Verheyen Patrick |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
24,400 |
| 2025-12-30 | Sarraf Pasha |
Director |
Buy↑
|
Common Stock
|
86,947 |
| 2025-12-30 | Sarraf Pasha |
Director |
Buy↑
|
Common Stock
|
77,148 |
| 2025-12-30 | Sarraf Pasha |
Director |
Buy↑
|
Common Stock
|
78,116 |
| 2025-12-30 | Sarraf Pasha |
Director |
Buy↑
|
Common Stock
|
4,229 |
| 2025-12-30 | Sarraf Pasha |
Director |
Buy↑
|
Common Stock
|
77,417 |
| 2025-12-03 | Sandercock Colin |
SVP, GENERAL COUNSEL |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
On July 24, 2024 the Reporting Person was granted an option with vesting subject to the satisfaction of performance-based vesting criteria. The performance-based vesting criteria for these shares was deemed satisfied or waived on December 3, 2025 and these shares underlying the option vested. |
Stock Option (right to buy)
|
70,000 |
| 2025-09-29 | Baker Daniel G. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
50,000 |
| 2025-09-29 | Azam Usman |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in 48 monthly installments beginning on September 29, 2026. |
Stock Option (right to buy)
|
1,875,000 |
| 2025-09-29 | Azam Usman |
Director, CHIEF EXECUTIVE OFFICER |
Other↑
|
No Securities Owned
|
0 |
| 2025-09-29 | Warren Lucinda |
CHIEF BUSINESS OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes fully exercisable on the first anniversary of the grant date. |
Stock Option (right to buy)
|
125,000 |
| 2025-09-26 | Sandercock Colin |
SVP, GENERAL COUNSEL |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
On July 24, 2024 the Reporting Person was granted an option with vesting subject to the satisfaction of performance-based vesting criteria. The performance-based vesting criteria for these shares was deemed satisfied or waived on September 26, 2025 and these shares underlying the option vested. |
Stock Option (right to buy)
|
30,000 |
| 2025-06-04 | Broadfoot Jill Marie |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Represents a stock option award granted pursuant to the Issuer's Director Compensation Policy. This option was granted on June 4, 2025. The shares underlying the option are scheduled to vest over three years with one-third vesting on the one-year anniversary of the grant date and the balance vesting in eight equal quarterly installments. |
Stock Option (right to buy)
|
48,800 |
| 2025-06-04 | Broadfoot Jill Marie |
Chief Financial Officer |
Other↑
|
No Securities Owned
|
0 |
| 2025-03-21 | Baker Daniel G. |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025. |
Stock Option (right to buy)
|
100,000 |
| 2025-03-21 | Warren Lucinda |
CHIEF BUSINESS OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025. |
Stock Option (right to buy)
|
250,000 |
| 2025-03-21 | PASSERI DANIEL R |
Director, CHIEF EXECUTIVE OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025. |
Stock Option (right to buy)
|
450,000 |
| 2025-03-21 | Sandercock Colin |
SVP, GENERAL COUNSEL |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025. |
Stock Option (right to buy)
|
200,000 |
| 2025-03-21 | Millar Kerri-Ann |
CHIEF FINANCIAL OFFICER |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
This stock option becomes exercisable in eight equal semi-annual installments beginning on September 21, 2025. |
Stock Option (right to buy)
|
200,000 |