Electra Battery Materials Corp 6-K, filed Jul 18, 2023
Electra Battery Materials Corp (ELBM)
6-K
2023-07-18
For: 2023-07-11
View Original
Added on
April 09, 2026
About this 6-K
Electra Battery Materials Corp filed this 6-K on July 18, 2023.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16
OF THE SECURITIES EXCHANGE ACT OF 1934
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For the month of
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July
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2023
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Commission File Number
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001-41356
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Electra Battery Materials Corporation
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(Translation of registrant’s name into English)
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133 Richmond Street West, Suite 602
Toronto, Ontario, Canada M5H 2L3
(416) 900-3891
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(Address of principal executive offices)
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
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Form 20-F
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Form 40-F
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Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
EXHIBIT E
FORM OF COMPANY NOTIFICATION OF PAID-IN-STOCK INTEREST ELECTION
July 11, 2023
This notification is delivered to you, GLAS Trust Company LLC, as Trustee under the indenture dated February 13, 2023, among Electra Battery Materials Corporation (the “Company”), the guarantors party thereto, and the Trustee (as amended, supplemented, or otherwise modified from time to time, the “Indenture”) as well as the Holders,
the Paying Agent, and the Conversion Agent (as defined in the Indenture), in connection with the Company’s option to elect to pay Paid-in-Stock Interest as set forth in Section 2.03 of the Indenture.
Capitalized terms used and not otherwise defined herein shall have the meanings assigned thereto in the Indenture.
The undersigned Officer of the Company (the “Officer”) hereby certifies that the undersigned is authorized to execute this
notification on behalf of the Company (and not in a personal capacity) and does hereby notify the Trustee and the Paying Agent, in the name and on behalf of the Company (and not in his personal capacity), that for the Interest Payment Date of
August 15, 2023, the Company shall pay the interest on the Notes that will be due and payable on such Interest Payment Date by way of a Paid-in-Stock Payment.
Any Holder that notifies the Company no later than two Trading Days prior to such Interest Payment Date that such Holder would be prevented from receiving any portion of
a Paid-In-Stock Payment due to the application of the Beneficial Ownership Limitation (which notice shall promptly be given by the Company in writing to the Trustee and the Paying Agent) shall be paid interest on such Interest Payment Date in the
form of cash.
Trent Mell
CEO
July 11, 2023
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Electra Battery Materials Corporation
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(Registrant)
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Date:
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July 18, 2023
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By:
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/s/ Trent Mell
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Name: Trent Mell
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Title: Chief Executive Officer and Director
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