Ethan Allen Interiors Inc 8-K, filed Nov 13, 2020
Ethan Allen Interiors Inc (ETD)
8-K
2020-11-13
For: 2020-11-12
View Original
Added on
April 10, 2026
About this 8-K
Ethan Allen Interiors Inc filed this 8-K on November 13, 2020, reporting on events of November 12, 2020.
Items reported
- Item 5.07: Shareholder vote results
United states
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 12, 2020
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (203 ) 743-8000
__________________Not Applicable_________________
(Former name or former address, if changed since last report)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
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(Title of each class)
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(Trading symbol)
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(Name of exchange on which registered)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
On November 12, 2020, Ethan Allen Interiors Inc. (“Ethan Allen” or the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). Of the 25,053,082 shares of the Company’s common stock, $0.01 par value, eligible to vote at the Annual Meeting, 22,732,393 shares were present in person or represented by proxy. Set forth below are the final voting results for the proposals voted on at the Annual Meeting.
Proposal 1: Election of Directors. Each of the seven director nominees shown below was elected to serve a one-year term until the 2021 Annual Meeting of Stockholders and until their respective successors are duly elected and qualified. The voting results were as follows:
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Broker
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Director Nominee
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For
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Against
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Abstain
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Non-Votes
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M. Farooq Kathwari
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21,449,435
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219,019
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4,275
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1,059,664
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James B. Carlson
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21,473,439
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192,390
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6,900
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1,059,664
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John J. Dooner, Jr.
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21,517,953
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147,868
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6,908
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1,059,664
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Domenick J. Esposito
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21,459,617
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206,212
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6,900
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1,059,664
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Mary Garrett
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21,601,606
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65,765
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5,358
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1,059,664
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James W. Schmotter
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21,560,425
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95,663
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16,641
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1,059,664
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Tara I. Stacom
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21,568,086
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88,140
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16,503
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1,059,664
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Proposal 2: Approve, through a non-binding advisory vote, the fiscal 2020 compensation awarded to the Company’s named executive officers. An advisory resolution approving the compensation of the Company’s named executive officers, as set forth in the Company’s proxy statement, was approved as follows:
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Broker
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For
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Against
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Abstain
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Non-Votes
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21,094,778
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430,035
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147,916
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1,059,664
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Proposal 3: Ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2021 fiscal year. The selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2021 was ratified by the following vote:
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For
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Against
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Abstain
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22,141,772
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583,016
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7,605
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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ETHAN ALLEN INTERIORS INC.
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Date: November 13, 2020
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By:
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/s/ Eric D. Koster
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Eric D. Koster
Vice President, General Counsel & Secretary
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